1998 Important Notices |
Doc # | Date | P&S No. | Subject |
A4887 | December 31, 1998 |
P&S 4451 | RESCHEDULING OF ACATS IMPLEMENTATION |
A4886 | December 31, 1998 |
P&S 4450 | CHANGES IN THE LIST OF PARTICIPANTS |
A4884 | December 29, 1998 |
P&S 4448 | ANNUITY PROCESSING SERVICE |
A4880 | December 29, 1998 |
P&S 4444 | ACATS - FUND/SERV CUSTOMER ACCOUNT
NUMBER IDENTIFICATION MODIFICATIONS |
A4878 | December 29, 1998 |
P&S 4442 | FUND/SERV EXCHANGE MODIFICATIONS |
A4877 | December 29, 1998 |
P&S 4441 | TRANSFER OF RETIREMENT ASSETS (ToRA)
ENHANCEMENTS |
A4879 | December 24, 1998 |
P&S 4443 | CHANGES IN THE LIST OF PARTICIPANTS |
A4881 | December 23, 1998 |
P&S 4445 | ACATS REDESIGN - ADDITIONAL
CONVERSION TEST ON MONDAY, DEC. 28, 1998 |
A4882 | December 22, 1998 |
P&S 4446 | SHARED DATA CENTER POWER SHUTDOWN AT
55 WATER STREET |
A4875 | December 18, 1998 |
P&S 4439 | 1999 RECAPS SCHEDULE |
REQUEST FOR SUGGESTED NOMINEES TO THE BOARD OF DIRECTORS
AND NOMINATING COMMITTEE OF NATIONAL SECURITIES CLEARING CORPORATION |
A4874 | December 18, 1998 |
P&S 4438 | CHANGES IN THE LIST OF PARTICIPANTS |
A4871 | December 11, 1998 |
P&S 4435 | CHANGES IN THE LIST OF PARTICIPANTS |
A4870 | December 11, 1998 |
P&S 4434 | ACATS REDESIGN – DRESS REHEARSAL WEEKEND I PROCEDURES
AND REMINDER TO COMPLETE PROFILE INFORMATION |
A4869 | December 11, 1998 |
P&S 4433 | NSCC ENHANCES ITS DOMESTIC INDEX SYSTEM TO PROCESS AMEX SELECT
SECTOR SPDRs(SM) |
A4868 | December 9, 1998 |
P&S 4432 | CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER) |
A4867 | December 9, 1998 |
P&S 4431 | CHRISTMAS & NEW YEAR'S HOLIDAY SCHEDULE |
A4866 | December 9, 1998 |
P&S 4430 | CONVERSION OF PC ACCESS PARTICIPANTS TO PC WEB DIRECT |
A4865B | December
4, 1998 | P&S 4429 | CORRECTION:
CHANGES IN THE LIST OF PARTICIPANTS |
A4865 | December 4, 1998 |
P&S 4429 | CHANGES IN THE LIST OF PARTICIPANTS |
A4864 | December 3, 1998 |
P&S 4428 | COMMERCIAL LABOR MANAGEMENT – (CLMI) CUSIP 20717104
– REVERSE DUE BILL |
A4857 | December 3, 1998 |
P&S 4421 | YEAR 2000 ADDITIONAL TESTING
FEATURES – OMNIBUS TESTING ACCOUNT |
A4863 | December 1, 1998 |
P&S 4427 | NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
A4862 | November 27, 1998 |
P&S 4426 | CHANGES IN THE LIST OF PARTICIPANTS |
A4860 | November 20, 1998 |
P&S 4424 | CHANGES IN THE LIST OF PARTICIPANTS |
A4858 | November 17, 1998 |
P&S 4422 | EMERGENCY
BROADCAST NUMBERS |
A4856 | November 13, 1998 |
P&S 4420 | CHANGES IN THE LIST OF PARTICIPANTS |
A4855 | November 12, 1998 |
P&S 4419 | THANKSGIVING DAY HOLIDAY SCHEDULE |
A4854 | November 11, 1998 |
P&S 4418 | REMINDER – ACATS
REDESIGN PARTICIPANT SYSTEM TEST STARTS NOVEMBER 16, 1998 |
A4853 | November 9, 1998 |
P&S 4417 | RECAPS - DECEMBER 1998 |
A4852 | November 6, 1998 |
P&S 4416 | CHANGES IN THE LIST OF PARTICIPANTS |
A4851 | November 6, 1998 |
P&S 4415 | REMINDER NOTICE FOR FUND-FIRM TESTING OF THE CHANGES TO THE
AUTOMATED CUSTOMER ACCOUNT TRANSFER SERVICE (ACATS) – FUND/SERV INTERFACE |
A 4850 | November 3, 1998 |
P&S 4414 | OPTIMARK TRANSACTIONS REPORTED ON REGIONAL TRADE ACTIVITY REPORTS |
A 4841 | November 2, 1998 |
P&S 4405 | YEAR 2000 REQUISITE TESTING |
A4848 | October 30, 1998 |
P&S 4412 | CHANGES IN THE LIST OF PARTICIPANTS |
A4846 | October 27, 1998 |
P&S 4410 | REMINDER - ACATS REDESIGN - AVAILABILITY OF CONVERSION TEST FILES
& PREPARING FOR FULL SYSTEM TEST OUTPUT |
A4845 | October 26, 1998 |
P&S 4409 | VETERANS DAY HOLIDAY SCHEDULE |
A4844 | October 23, 1998 |
P&S 4408 | CHANGES IN THE LIST OF PARTICIPANTS |
A4843 | October 16, 1998 |
P&S 4407 | CHANGES IN THE LIST OF PARTICIPANTS |
A4840 | October 13, 1998 |
P&S 4404 | NEW ACATS SYSTEM |
A4839 | October 9, 1998 |
P&S 4403 | ACATS REDESIGN - AVAILABILITY OF
CONVERSION TEST FILES AND ADDITIONAL TEST OUTPUT |
A4838 | October 9, 1998 |
P&S 4402 | CHANGES IN THE LIST OF PARTICIPANTS |
A4837 | October 9, 1998 |
P&S 4401 | FILE AVAILABILITY FOR MUNCIPAL BOND
EXECUTING BROKER SYMBOLS |
A4836 | October 2, 1998 |
P&S 4400 | CHANGES IN THE LIST OF PARTICIPANTS |
A4835 | October 2, 1998 |
P&S 4399 | GALACTICOMM TECHNOLOGIES INC. Cusip -362917106 Symbol -GALA;
GALACTICOMM TECHNOLOGIES WARRANTS Cusip 362917114 Symbol -GALAW |
A4834 | September 28, 1998 |
P&S 4398 | CHANGES IN THE LIST OF PARTICIPANTS |
A4833 | September 25, 1998 |
P&S 4397 | CHANGES IN THE LIST OF PARTICIPANTS |
A4829 | September 22, 1998 |
P&S 4393 | COLUMBUS DAY HOLIDAY SCHEDULE |
A4830 | September 21, 1998
| P&S 4394 | ACATS REDESIGN - CONVERSION TESTS AND PARTICIPANT SYSTEM TEST
INFORMATION |
A4831 | September 18, 1998 | P&S 4395
| CHANGES IN THE LIST OF PARTICIPANTS |
A4828 | September 14, 1998 | P&S 4392
| CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER) |
A4827 | September 11, 1998 | P&S 4391
| CHANGES IN THE LIST OF PARTICIPANTS |
A4822 | September 10, 1998 | P&S 4386
| YEAR 2000 FILE FORTMAT TESTING DEADLINE |
A4826 | September 4, 1998 | P&S 4390
| CHANGES IN THE LIST OF PARTICIPANTS |
A4825 | September 1, 1998 | P&S 4389
| NSCC MANDATED YEAR 2000 TESTING |
A4823 | August 28, 1998 | P&S 4387 |
CHANGES IN THE LIST OF PARTICIPANTS |
A4820 | August 20, 1998 | P&S 4384 |
IMPLEMENTATION OF PC WEB DIRECT |
A4818 | August 25, 1998 | P&S 4382 |
UPDATED TESTING SCHEDULE OF THE AUTOMATED CUSTOMER ACCOUNT TRANSFER SERVICE (ACATS) -
FUND/SERV INTERFACE |
A4819 | August 21, 1998 | P&S 4383 |
CHANGES IN THE LIST OF PARTICIPANTS |
A4817 | August 20, 1998 | P&S 4381 |
AMEX COMMISSION BILL PROCESSING FOR SEPTEMBER
1998 |
A4815 | August 18, 1998 | P&S 4377 |
LABOR DAY HOLIDAY SCHEDULE |
A4811 | August 17, 1998 | P&S 4373 |
RECAPS - SEPTEMBER, 1998 |
A4816 | August 14, 1998 | P&S 4380 |
CHANGES IN THE LIST OF PARTICIPANTS |
A4814 | August 14, 1998 | P&S 4376 |
SHARED DATA CENTER POWERDOWN AT 55 WATER STREET - LABOR DAY WEEKEND |
A4813 | August 12, 1998 | P&S 4375 |
SCHEDULE CHANGE FOR PHASE 3 IMPLEMENTATION:
OTC Optimization - Nasdaq ACT/TARS Migration |
A4809 | August 10, 1998 | P&S 4371 |
CHANGE TO MUTUAL FUND NETWORKING SCHEDULE ON
SEPTEMBER 5, 1998 |
A4810 | August 7, 1998 | P&S 4372 |
CHANGES IN THE LIST OF PARTICIPANTS |
A4808 | August 4, 1998 | P&S 4370 | PHASE 3 IMPLEMENTATION: OTC OPTIMIZATION - NASDAQ ACT/TARS
MIGRATION |
A4807 | August 3, 1998 | P&S 4369 | MUTUAL FUND PROFILE SERVICE |
A4804 | August 3, 1998 | P&S 4366 | ANNUITY PROCESSING SERVICE/MUTUAL FUND SERVICES |
A4806 | July 31, 1998 | P&S 4368 | NSCC’S MUTUAL FUND SERVICES TRANSFER SERVICE |
A4805 | July 31, 1998 | P&S 4367 | PROPOSED RULE CHANGE TO NSCC’S MUTUAL FUND SERVICES
TRANSFER SERVICE |
A4803 | July 31, 1998 | P&S 4365 |
CHANGES IN THE LIST OF PARTICIPANTS |
A4801 | July 31, 1998 | P&S 4363 |
ACATS REDESIGN -AVAILABILITY OF PRE-FORMATTED TEST FILES AND REPORTS |
A4802 | July 28, 1998 | P&S 4364 |
NEW STATEMENT OF POLICY AMENDMENT: STANDARDS RELATING TO REGULATORY HISTORY FOR NSCC
APPLICANTS AND PARTICIPANTS |
A4800 | July 24, 1998 | P&S 4362 |
CHANGES IN THE LIST OF PARTICIPANTS |
A4798 | July 17, 1998 | P&S 4360 |
CHANGES IN THE LIST OF PARTICIPANTS |
A4796 | July 15, 1998 | P&S 4358 |
IMPLEMENTATION AND TESTING FOR FUND PARTICIPANTS OF THE AUTOMATED CUSTOMER ACCOUNT
TRANSFER SERVICE (ACATS) - FUND/SERV INTERFACE |
A4797 | July 10, 1998 | P&S 4359 |
CHANGES IN THE LIST OF PARTICIPANTS |
A4784 | July 9, 1998 | P&S 4346 | UPDATED PROCESSING SCHEDULE - NEW YORK CLEARING CENTER |
A4794 | July 8, 1998 | P&S 4356 |
CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER) |
A4793 | July 2, 1998 | P&S 4355 |
CHANGES IN THE LIST OF PARTICIPANTS |
A4792 | June 30, 1998 | P&S 4354 |
ACATS and ACATS Fund/SERV REDESIGN - SCHEDULE MODIFICATIONS |
A4791 | June 26, 1998 | P&S 4353 |
CHANGES IN THE LIST OF PARTICIPANTS |
A4790 | June 26, 1998 | P&S 4352 |
WHEN ISSUED SETTLEMENTS |
A4787 | June 26, 1998 | P&S 4349 |
MODIFICATIONS TO FUND/SERV FOR SYSTEMATIC WITHDRAWAL PLAN FREQUENCY INDICATOR |
A4789 | June 24, 1998 | P&S 4351 |
CHANGES IN MEMBERSHIP STANDARDS |
A4788 | June 19, 1998 | P&S 4350 |
CHANGES IN THE LIST OF PARTICIPANTS |
A4779 | June 18, 1998 | P&S 4342 | TRANSFER OF RETIREMENT ASSETS (ToRA)
ENHANCEMENTS |
A4782 | June 16, 1998 | P&S 4344 | FIXED INCOME TRANSACTION SYSTEM - INTRA-DAY COMPARISON -
IMPLEMENTATION TESTING |
A4785 | June 15, 1998 | P&S 4347 | IMPLEMENTATION OF AMEX STEP OUT TRANSACTIONS |
A4783 | June 12, 1998 | P&S 4345 | CHANGES IN THE LIST OF PARTICIPANTS |
A4781 | June 12, 1998 | P&S 4343 | INDEPENDENCE DAY HOLIDAY SCHEDULE |
A4780 | June 10, 1998 | | CHANGE IN SCHEDULE (MONTREAL, TORONTO, VANCOUVER) |
A4778 | June 5, 1998 | P&S 4341 | CHANGES IN THE LIST OF PARTICIPANTS |
A4776 | June 1, 1998 | P&S 4339 | NEW
YORK STOCK TRANSFER TAX REBATE PROGRAM |
A4777 | May 29, 1998 | P&S 4340 | DIRECT CLEARING SERVICES - NEW YORK WINDOW SERVICES |
A4775 | May 29, 1998 | P&S 4338 | CHANGES IN THE LIST OF PARTICIPANTS |
A4769 | May 28, 1998 | P&S 4332 | YEAR
2000 PARTICIPANT TESTING OF FILE FORMATS |
A4773 | May 26, 1998 | P&S 4336 | ACATS
REDESIGN - FIRST PHASE OF TESTING and ESTABLISHMENT OF NETWORK CONNECTIVITY |
A4774 | May 22, 1998 | P&S 4337 | CHANGES IN THE LIST OF PARTICIPANTS |
A4770 | May 18, 1998 | P&S 4333 | MUTUAL FUNDS: PARTICIPANT TEST REGION |
A4771 | May 15, 1998 | P&S 4335 | CHANGES IN THE LIST OF PARTICIPANTS |
A4756 | May 13, 1998 | P&S 4320 | PC
WEB DIRECT - DIGITAL CERTIFICATES |
A4768 | May 8, 1998 | P&S 4331 | PRODUCTION RELEASE OF APS VERSION 1.1 |
A4767 | May 8, 1998 | P&S 4330 | CHANGES IN THE LIST OF PARTICIPANTS |
A4765 | May 8, 1998 | P&S 4328 | RECAPS - JUNE 1998 |
A4766 | May 7, 1998 | P&S 4329 | MEMORIAL
DAY HOLIDAY SCHEDULE |
A4761 | May 6, 1998 | P&S 4325 | MODIFICATION
TO NETWORKING MASS BROKER-TO-BROKER CONVERSIONS |
A4764 | May 5, 1998 | P&S 4327 | BOSTON
STOCK EXCHANGE INTERMARKET TRADING ACTIVITY |
A4763 | May 5, 1998 | | CHANGE IN
SCHEDULE (MONTREAL/TORONTO/VANCOUVER) |
A4762 | May 1, 1998 | P&S 4326 | CHANGES IN THE LIST OF PARTICIPANTS |
A4760 | April 30, 1998 | P&S 4324 | BOARD
INTERPRETATION |
A4759 | April 30, 1998 | P&S 4323 | NSCC ENHANCES LISTED COMPARISON SYSTEM TO
PROCESS AMEX "STEP OUT SERVICE" TRANSACTIONS |
A4758 | April 24, 1998 | P&S 4322 | CHANGES IN THE LIST OF PARTICIPANTS |
A4750 | April 23, 1998 | P&S 4315 | YEAR 2000 TIME FRAMES FOR PARTICIPANT FILE
FORMAT TESTING |
A4755 | April 22, 1998 | P&S 4319 | AMEX
COMMISSION BILL PROCESSING FOR APRIL 1998 |
A4754 | April 21, 1998 | P&S 4318 | TRADE COMPARISON SYSTEM FOR OVER-THE-COUNTER SECURITIES -
MODIFICATIONS TO NSCC’S PROCEDURES |
A4753 | April 17, 1998 | P&S 4317 | CHANGES IN THE LIST OF PARTICIPANTS |
A4751 | April 15, 1998 | P&S 4316 | CHANGES IN THE LIST OF PARTICIPANTS |
A4748 | April 15, 1998 | P&S 4313 | PC
WEB DIRECT - HARDWARE AND SOFTWARE REQUIREMENTS |
A4749 | April 14, 1998 | P&S 4314 | PHASE
2 IMPLEMENTATION: OTC OPTIMIZATION - NASDAQ ACT/TARS MIGRATION |
A4747 | April 9, 1998 | P&S 4312 | CHANGES IN THE LIST OF PARTICIPANTS |
A4746 | April 3, 1998 | P&S 4311 | CHANGES IN THE LIST OF PARTICIPANTS |
A4745 | March 31, 1998 | P&S 4310 | ANNUITY
PROCESSING SERVICE/MUTUAL FUND SERVICES |
A4744 | March 27, 1998 | P&S 4309 | CHANGES IN THE LIST OF PARTICIPANTS |
A4742 | March 26, 1998 | P&S 4308 | LISTED
CONTRACT OUTPUT MODIFICATIONS IN SUPPORT OF NYSE OARS/YB ON-LINE MATCHING |
A4737 | March 20, 1998 | P&S 4304 | YEAR
2000 PARTICIPANT TESTING OF FILE FORMATS |
A4740 | March 20, 1998 | P&S 4307 | CHANGES IN THE LIST OF PARTICIPANTS |
A4736 | March 17, 1998 | P&S 4303 | AUTOMATED
CUSTOMER ACCOUNT TRANSFER SERVICE (ACATS) AND ACATS Fund/SERV - UPDATED FILE FORMATS |
A4734 | March 17, 1998 | P&S 4301 | OTC
OPTIMIZATION - NASAQ ACT/TARS MIGRATION, PHASE 2 IMPLEMENTATION |
A4729 | March 13, 1998 | P&S 4296 | YEAR
2000 PARTICIPANT TESTING OF FILE FORMATS |
A4738 | March 13, 1998 | P&S 4305 | CHANGES IN THE LIST OF PARTICIPANTS |
A4735 | March 10, 1998 | P&S 4302 | GOOD
FRIDAY HOLIDAY SCHEDULE |
A4733 | March 6, 1998 | P&S 4300 | CHANGES IN THE LIST OF PARTICIPANTS |
Important Notice | March 3, 1998 | | NOMINEES FOR PARTICIPANT DIRECTORS AND MEMBERS OF THE
NOMINATING COMMITTEE OF NATIONAL SECURITIES CLEARING CORPORATION |
A4731 | March 3, 1998 | P&S 4298 | NEW
YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
A4726 | February 27, 1998 | P&S 4264 | MODIFICATIONS TO THE AUTOMATED CUSTOMER ACCOUNT TRANSFER SERVICE
(ACATS) - FUND/SERV INTERFACE - REVISION TO TRANSFER DISBURSEMENT OPTION - ACCRUALS |
A4732 | February 27, 1998 | P&S 4299 | CHANGES IN THE LIST OF PARTICIPANTS |
A4730 | February 25, 1998 | P&S 4297 | ELIMINATION OF ODD-LOT ACTIVITY REPORTS |
A4725 | February 25, 1998
| P&S 4293 | NEW FUND MEMBER CATEGORY - THE INVESTMENT ADVISER |
A4727 | February 25, 1998 | P&S 4295 | LISTED
CONTRACT OUTPUT MODIFICATIONS IN SUPPORT OF NYSE OARS/YB ON-LINE MATCHING |
A4724 | February 25, 1998 | P&S 4292 | FIXED INCOME TRANSACTION SYSTEM INTRA-DAY
COMPARISON SYSTEM REQUIREMENTS |
A4723 | February 20, 1998 | P&S 4291 | CHANGES IN THE LIST OF PARTICIPANTS |
A4719 | February 17, 1998 | P&S 4286 | RECAPS - MARCH 1998 |
A4722 | February 13, 1998 | P&S 4722 | CHANGES IN THE LIST OF PARTICIPANTS |
A4721 | February 11, 1998 | P&S 4288 | FEE SCHEDULE |
A4720 | February 11, 1998 | P&S 4287 | IMPLEMENTATION OF ANNUITY PROCESSING
SERVICE (APS) – POSITIONS AND VALUATIONS |
A4718 | February 6, 1998 | P&S 4285 | CHANGES IN THE LIST OF PARTICIPANTS |
A4717 | February 4, 1998 | P&S 4284 | FUND/SERV - UNIT INVESTMENT TRUSTS |
A4715 | February 5, 1998 | P&S 4282 | LAUNCH OF PC WEB DIRECT - AN INTERNET
APPLICATION (REPLACING PC PLATFORM) |
A4714 | February 3, 1998 | P&S 4281 | WASHINGTON'S BIRTHDAY (PRESIDENTS' DAY)
HOLIDAY SCHEDULE |
A4716 | January 30, 1998 | P&S 4283 | CHANGES IN THE LIST OF PARTICIPANTS |
A4713 | January 27, 1998 | P&S 4280 | AMEX COMMISSION BILL PROCESSING FOR February 1998 |
A4712 | January 23, 1998 | P&S 4279 | CHANGES IN THE LIST OF PARTICIPANTS |
A4711 | January 16, 1998 | P&S 4278 | CHANGES IN THE LIST OF PARTICIPANTS |
A4709 | January 15, 1998 | P&S 4276 | FIXED INCOME TRANSACTION SYSTEM INTRA-DAY
COMPARISON |
A4710 | January 13, 1998
| P&S 4277 | NSCC TESTING SUPPORT FOR YEAR 2000 READINESS |
A4708 | January 14, 1998 | P&S 4275 | NSCC ENHANCES ITS DOMESTIC INDEX SYSTEM TO
PROCESS AMEX DIAMONDS |
A4707 | January 9, 1998 | P&S 4274 | CHANGES IN THE LIST OF PARTICIPANTS |
A4702 | January 5, 1998 | P&S 4270 | MARTIN
LUTHER KING JR. DAY |
A4705 | January 2, 1998 | P&S 4273 | CHANGES IN THE LIST OF PARTICIPANTS |