1999 Important Notices |
Doc # | Date | P&S No. | Subject |
A5042 | December 31, 1999 |
P&S 46041 | CHANGES IN THE LIST OF PARTICIPANTS |
A5041 | December 3-, 1999 |
P&S 4603 | RULE CHANGE - IMPLEMENTATION OF INSURANCE PROCESSING SERVICE TEST
AND MEMBERSHIP FEES |
A5040 | December 29, 1999 |
P&S 4602 | TRANSFER OF GLOBAL CLEARANCE NETWORK AND INTERNATIONAL LINK
SERVICES TO NSCC |
A5039 | December 23, 1999 |
P&S 4601 | CHANGES IN THE LIST OF PARTICIPANTS |
A5038 | December 21, 1999 |
P&S 4600 | REVISED RATE SCHEDULE - PCWEB DIRECT |
A5035 | December 20, 1999 |
P&S 4597 | YEAR 2000 (Y2K) STATUS UPDATE |
A5037 | December 17, 1999 |
P&S 4599 | CHANGES IN THE LIST OF PARTICIPANTS |
A5036 | December 17, 1999 |
P&S 4598 | AMEX COMMISSION BILL PROCESSING FOR JANUARY 2000 |
A5034 | December 14, 1999 |
P&S 4596 | SUPPLEMENTAL CHRISTMAS EVE SCHEDULE |
A5033 |
December 10, 1999 | P&S 4595 | CHANGES IN THE LIST OF PARTICIPANTS |
A5032 | December 8, 1999 |
P&S 4594 | CHRISTMAS & NEW YEAR'S HOLIDAY SCHEDULE |
A5031 | December 7, 1999 |
P&S 4593 | CHANGE IN SCHEDULE (MONTREAL / TORONTO / VANCOUVER) |
A5030 |
December 3, 1999 | P&S 4592 | CHANGES IN THE LIST OF PARTICIPANTS |
A5029 |
December 2, 1999 | P&S 4591 | COLLATERAL MANAGEMENT SERVICE |
A5028 |
November 26, 1999 | P&S 4590 | CHANGES IN THE LIST OF PARTICIPANTS |
A5027 | November 19, 1999 |
P&S 4589 | BACKUP DIAL-IN NETWORK ACCESS TO PCWEB DIRECT |
A5025a | November 19, 1999
| P&S 4588 | NSCC CEASES TO ACT FOR SUNPOINT SECURITIES, INC. |
A5024 | November 19, 1999 |
P&S 4586 | AMEX COMMISSION BILL PROCESSING FOR DECEMBER 1999 |
A5023 |
November 19, 1999 | P&S 4585 | CHANGES IN THE LIST OF PARTICIPANTS |
A5025 | November 18, 1999 |
P&S 4587 | NSCC CEASES TO ACT FOR SUNPOINT SECURITIES, INC. |
A5022 | November 16, 1999 |
P&S 4584 | THANKSGIVING DAY HOLIDAY SCHEDULE |
A5021 | November 15, 1999 |
P&S 4583 | YEAR 2000 (Y2K) STATUS UPDATE |
A5020 | November 12, 1999 |
P&S 4582 | CHANGES IN THE LIST OF PARTICIPANTS |
A5019 | November 9, 1999 |
P&S 4581 | NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
A5018 | November 5, 1999 |
P&S 4580 | CHANGES IN THE LIST OF PARTICIPANTS |
A5017 | November 5, 1999 |
P&S 4579 | RECAPS - DECEMBER 1999 |
A5016 | November 5, 1999 |
P&S 4578 | YEAR 2000 RECAP SCHEDULE |
A5015 | October 29, 1999 |
P&S 4577 | CHANGES IN THE LIST OF PARTICIPANTS |
A5011 | October 26, 1999 |
P&S 4573 | AMEX COMMISSION BILL PROCESSING FOR NOVEMBER 1999 |
A5014 | October 25, 1999 |
P&S 4576 | VETERANS DAY HOLIDAY SCHEDULE |
A5013 | October 22, 1999 |
P&S 4575 | CHANGES IN THE LIST OF PARTICIPANTS |
A5012 | October 21, 1999 |
P&S 4574 | AD STAR.COM, INC-UNITS, CUSIP 007378201, SYMBOL ASCU |
A5010 | October 15, 1999 |
P&S 4572 | CHANGES IN THE LIST OF PARTICIPANTS |
A5009 | October 14, 1999 |
P&S 4571 | SPECIAL COLLATERALIZATION REQUIREMENTS |
A5008 | October 14, 1999 |
P&S 4570 | ACATS – VETERANS DAY HOLIDAY PROCESSING |
A5006 | October 8, 1999 |
P&S 4568 | CHANGES IN THE LIST OF PARTICIPANTS |
A5005 | October 8, 1999 |
P&S 4567 | NSCC'S ENVELOPE SETTLEMENT SERVICE |
A4993a | October 8, 1999 |
P&S 4555 | COLUMBUS DAY HOLIDAY SCHEDULE (REVISED) |
A5007 | October 8, 1999 |
P&S 4569 | MUTUAL FUND NETWORKING SCHEDULE FOR JANUARY
1, 2000 |
A5004 | October 1, 1999 |
P&S 4565 | CHANGES IN THE LIST OF PARTICIPANTS |
A5003 | September 30, 1999 |
P&S 4564 | CHANGES IN THE LIST OF PARTICIPANTS |
A5002 | September 29, 1999 |
P&S 4564 | TRANSFER OF ISCC SERVICES TO NSCC |
A5000 | September 28, 1999 |
P&S 4562 | RULE CHANGE |
A4999 | September 24, 1999 |
P&S 4561 | CHANGES IN THE LIST OF PARTICIPANTS |
A4997 | September 22, 1999 |
P&S 4559 | REVISED LETTER OF CREDIT FORM |
A4996 | September 22, 1999 |
P&S 4558 | INPUT/OUTPUT SCHEDULE CHANGE FOR OTC LOCKED IN TRANSACTIONS USING THE
QUALIFIED SPECIAL REPRESENTATIVE (QSR) FORMAT |
A4995 | September 17, 1999 |
P&S 4557 | CHANGES IN THE LIST OF PARTICIPANTS |
A4993 | September 16, 1999 |
P&S 4555 | COLUMBUS DAY HOLIDAY SCHEDULE |
A4992 | September 16, 1999 |
P&S 4554 | CHANGE IN SCHEDULE (MONTREAL / TORONTO / VANCOUVER) |
A4989 | September 14, 1999 |
P&S 4551 | YEAR 2000 (Y2K) STATUS UPDATE |
A4994a | September 14, 1999
| P&S 4556 | CHANGES IN THE LIST OF PARTICIPANTS
(REVISED) |
A4994 | September 10, 1999 |
P&S 4556 | CHANGES IN THE LIST OF PARTICIPANTS |
A4991a | September 3, 1999
| P&S 4553 | IRIDIUM WORLD COMMUNICATIONS LTD (REVISED) |
A4991 | September 3, 1999 |
P&S 4553 | IRIDIUM WORLD COMMUNICATIONS LTD |
A4990 | September 3, 1999 |
P&S 4552 | CHANGES IN THE LIST OF PARTICIPANTS |
A4980 | September 1, 1999 |
P&S 4542 | NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
A4988 | August 31, 1999 |
P&S 4550 | NYSE ON-LINE COMPARISON SYSTEM SUMMARIZED MATCH INDICATORS TO BE
IDENTIFIED ON NSCC'S NYSE LISTED T-CONTRACTS |
A4987 | August 27, 1999 |
P&S 4549 | CHANGES IN THE LIST OF PARTICIPANTS |
A4986 | August 20, 1999 |
P&S 4548 | CHANGES IN THE LIST OF PARTICIPANTS |
A4985 | August 19, 1999 |
P&S 4547 | NSCC YEAR 2000 POLICES |
A4983 | August 18, 1999 |
P&S 4545 | ACATS-FUND/SERV DEFAULT REGISTRATION PROFILE |
A4981 | August 13, 1999 |
P&S 4543 | CHANGES IN THE LIST OF PARTICIPANTS |
A4982 | August 12, 1999 |
P&S 4544 | LABOR DAY HOLIDAY SCHEDULE |
A4979 | August 12, 1999 |
P&S 4541 | RECAPS - SEPTEMBER 1999 |
A4978 | August 12, 1999 |
P&S 4540 | ACATS - BANK HOLIDAY PROCESSING - COLUMBUS DAY AND VETERANS DAY |
A4977 | August 6, 1999 |
P&S 4539 | CHANGES IN THE LIST OF PARTICIPANTS |
A4976 | July 30, 1999 |
P&S 4538 | CHANGES IN THE LIST OF PARTICIPANTS |
A4975 | July 23, 1999 |
P&S 4537 | CHANGES IN THE LIST OF PARTICIPANTS |
A4973 | July 22, 1999 |
P&S 4535 | CHANGES IN SCHEDULE (MONTREAL / TORONTO / VANCOUVER) |
A4971 | July 19, 1999 |
P&S 4533 | NSCC YEAR 2000 POLICY MODIFICATIONS |
A4972 | July 16, 1999 |
P&S 4534 | CHANGES IN THE LIST OF PARTICIPANTS |
A4970 | July 9, 1999 |
P&S 4532 | CHANGES IN THE LIST OF PARTICIPANTS |
A4969 | July 9, 1999 |
P&S 4531 | NSCC YEAR 2000 LEAP YEAR DATE TESTING |
A4968 | July 2, 1999 |
P&S 4530 | CHANGES IN THE LIST OF PARTICIPANTS |
A4967 | June 25, 1999 |
P&S 4529 | CHANGES IN THE LIST OF PARTICIPANTS |
A4962 | June 18, 1999 |
P&S 4527 | YEAR 2000 ACATS TESTING DETAILS |
A4929 | June 21, 1999 | | CNS
DIVIDEND & DUE BILL ACTIVITY PROCESSING |
A4964 | June 18, 1999 |
P&S 4526 | CHANGES IN THE LIST OF PARTICIPANTS |
A4965 | June 17, 1999 |
P&S 4527 | SOUTH BEACH SECURITIES, INC. (No. 0062) |
A4963 | June 15, 1999 |
P&S 4525 | INDEPENDENCE DAY HOLIDAY SCHEDULE |
A4961 | June 11, 1999 |
P&S 4523 | CHANGES IN THE LIST OF PARTICIPANTS |
A4960 | June 4, 1999 |
P&S 4522 | CHANGES IN THE LIST OF PARTICIPANTS |
A4959 | June 3, 1999 |
P&S 4521 | CHANGE IN SCHEDULE (MONTREAL / TORONTO / VANCOUVER) |
A4957 | June 1, 1999 |
P&S 4519 | YEAR 2000 ACATS-FUND/SERV TESTING |
A4953 | June 1, 1999 |
P&S 4515 | NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
A4958 | May 28, 1999 |
P&S 4520 | CHANGES IN THE LIST OF PARTICIPANTS |
A4956 | May 21, 1999 |
P&S 4518 | CHANGES IN THE LIST OF PARTICIPANTS |
A4954 | May 14, 1999 |
P&S 4516 | CHANGES IN THE LIST OF PARTICIPANTS |
A4952 | May 13, 1999 |
P&S 4514 | MEMORIAL DAY HOLIDAY SCHEDULE |
A4951 | May 10, 1999 |
P&S 4513 | CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER) |
A4950 | May 7, 1999 |
P&S 4512 | CHANGES IN THE LIST OF PARTICIPANTS |
A4943 | May 6, 1999 |
P&S 4505 | YEAR 2000 ACATS TESTING |
A4949 | May 6, 1999 |
P&S 4511 | PROCESSING ADJUSTMENTS FOR SETTLEMENT MAY 6, 1999 REGARDING
CUSIPS 184502102 CLEAR CHANNEL COMMUNICATIONS AND 469858401 JACOR COMMUNCATIONS |
A4948 | May 5, 1999 |
P&S 4510 | CHANGES IN THE LIST OF PARTICIPANTS |
A4947 | May 4, 1999 |
P&S 4509 | RECAPS - JUNE 1999 |
A4946 | May 4, 1999 |
P&S 4508 | PROCESSING ADJUSTMENTS FOR SETTLEMENT MAY 4, 1999 REGARDING
NAME CHANGE FROM NORTHERN TELECOM TO NORTEL NETWORKS |
A4937 | May 3, 1999 |
P&S 4499 | ADDITIONAL YEAR 2000 TESTING AVAILABILITY |
A4945 | April 30, 1999 |
P&S 4507 | OTC TRADE REVERSAL PRELIMINARY
REPORT |
A4944 | April 30, 1999 |
P&S 4506 | OTC DUPLICATE TRANSACTIONS - Please see Head Trader Alert at www.nasdaqtrader.com |
A4942 | April 30, 1999 |
P&S 4504 | CHANGES IN THE LIST OF PARTICIPANTS |
A4941 | April 30, 1999 |
P&S 4503 | MUTUAL FUND PROFILE SERVICE PHASE II |
A4940 | April 23, 1999 |
P&S 4502 | FOREIGN SECURITIES ACCOUNTING
OPERATION/REDISTRIBUTION OF CNS REPORTS |
A4939 | April 23, 1999 |
P&S 4501 | REDISTRIBUTION OF CNS REPORTS |
A4938 | April 23, 1999 |
P&S 4500 | CHANGES IN THE LIST OF PARTICIPANTS |
A4936 | April 21, 1999 |
P&S 4498 | ACATS - NEW TEST ENVIRONMENT |
A4934 | April 16, 1999 |
P&S 4496 | CHANGES IN THE LIST OF PARTICIPANTS |
A4933 | April 13, 1999 |
P&S 4495 | ACATS – MARCH STATISTICAL REPORTS |
A4932 | April 14, 1999 |
P&S 4494 | TRADE DATE REVERSAL TRANSACTIONS TO BE IDENTIFIED ON NSCC's
LISTED T-CONTRACTS |
A4931 | April 9, 1999 |
P&S 4493 | CHANGES IN THE LIST OF PARTICIPANTS |
A4930 | April 7, 1999 |
P&S 4494 | RULE CHANGES TO NSCC'S MUTUAL FUND
SERVICES |
A4928 | April 1, 1999 |
P&S 4492 | CHANGES IN THE LIST OF PARTICIPANTS |
A4927 | March 31, 1999 |
P&S 4491 | INTRA-DA MULTI-BATCH PROCESSING FOR INSTINET'S OTC T-DATE LOCKED
IN EQUITY TRANSACTIONS |
A4926 | March 31, 1999 |
P&S 4490 | ANNUITIES PROCESSING SERVICE |
A4925 | March 26, 1999 |
P&S 4489 | CHANGES IN THE LIST OF PARTICIPANTS |
A4924 | March 26, 1999 |
P&S 4488 | LISTED CONTRACT OUTPUT MODIFICATIONS IN SUPPORT OF NYSE
ITSN ON-LINE MATCHING |
A4923 | March 24, 1999 |
P&S 4487 | COLLATERAL MANAGEMENT SERVICE |
A4920 | March 19, 1999 |
P&S 4484 | CHANGES IN THE LIST OF PARTICIPANTS |
A4922 | March 18, 1999 |
P&S 4486 | PCWEB DIRECT ISSUES |
A4919 | March 12, 1999 |
P&S 4483 | CHANGES IN THE LIST OF PARTICIPANTS |
A4918 | March 11, 1999 |
P&S 4482 | REMOVAL OF NETWORKING ACTIVITY EDITS |
A4917 | March 5, 1999 |
P&S 4481 | GOOD FRIDAY HOLIDAY SCHEDULE |
A4916 | March 5, 1999 |
P&S 4480 | CHANGES IN THE LIST OF PARTICIPANTS |
A4907 | March 1, 1999 |
P&S 4471 | NEW YORK STATE STOCK TRANSFER REBATE PROGRAM |
A4909 | February 26, 1999 |
P&S 4473 | PARTICIPANT REMINDERS FOR Y2K INDUSTRY TESTING |
A4914 | February 26, 1999 |
P&S 4478 | CHANGES IN THE LIST OF PARTICIPANTS
(revised: March 2, 1999) |
A4912 | February 25, 1999 |
P&S 4476 | FUND/SERV EXCHANGE MODIFICATIONS REMINDER |
A4913 | February 24, 1999 |
P&S 4477 | LISTED EQUITY WI DEFAULT SETTLEMENT DATES |
A4908 | February 22, 1999 |
P&S 4472 | PROPOSED RULE CHANGE TO NSCC'S FUND/SERV SERVICE: EXCHANGE ORDERS |
A4905 | February 22, 1999 |
P&S 4469 | NSCC ENHANCES ITS DOMESTIC INDEX SECURITY SYSTEM TO PROCESS NASDAQ 100
SHARES SM |
A4906 | February 19, 1999 |
P&S 4470 | CHANGES IN THE LIST OF PARTICIPANTS |
A4903 | February 16, 1999 |
P&S 4467 | RECAPS - MARCH 1999 |
A4904 | February 12, 1999 |
P&S 4468 | CHANGES IN THE LIST OF PARTICIPANTS |
A4902 | February 5, 1999 |
P&S 4466 | CHANGES IN THE LIST OF PARTICIPANTS |
A4901 | February 3, 1999 |
P&S 4465 | ACATS REDESIGN – PROCEDURES FOR CONVERSION AND IMPLEMENTATION
OF NEW SYSTEM ON FEBRUARY 22, 1999 |
A4900 | February 2, 1999 |
P&S 4464 | REVISED ACATS IMPLEMENTATION
SCHEDULE |
A4897 | February 1, 1999 |
P&S 4461 | WASHINGTON'S BIRTHDAY (PRESIDENTS' DAY) HOLIDAY SCHEDULE |
A4899 | January 29, 1999 |
P&S 4463 | IMPORTANT NOTICE: URGENT - ACATS
IMPLEMENTATION POSTPONED |
A4898 | January 29, 1999 |
P&S 4462 | CHANGES IN THE LIST OF PARTICIPANTS |
A4876 | January 27, 1999 |
P&S 4440 | NSCC MANDATED YEAR 2000 TESTING REQUIREMENTS |
A4896 | January 27, 1999 |
P&S 4460 | REMINDER: EFFECT OF ACATS REDESIGN IMPLEMENTATION ON ACATS
FUND/SERV BEGINNING FEBRUARY 8, 1999 |
A4895 | January 22, 1999 |
P&S 4459 | CHANGES IN THE LIST OF PARTICIPANTS |
A4894 | January 22, 1999 | P&S 4458 | INTRA-DAY MULTI-BATCH PROCESSING FOR OTC T-DATE LOCKED-IN EQUITY
TRANSACTIONS |
A4892 | January 15, 1999 |
P&S 4456 | CHANGES IN THE LIST OF PARTICIPANTS |
A4891 | January 12, 1999 |
P&S 4455 | YEAR 2000 PARTICIPANT TESTING FOR PCWEB DIRECT |
A4890 | January 8,
1999 | P&S 4454 | CORRECTION - CHANGES IN THE LIST OF PARTICIPANTS |
A4890 | January 8, 1999 | P&S
4454 | CHANGES IN THE LIST OF PARTICIPANTS |
A4889 | January 5, 1999 | P&S
4452 | CHANGE TO MUTUAL FUND NETWORKING SCHEDULE ON JANUARY 16, 1999 |
A4885 | January 5, 1999 | P&S
4449 | MARTIN LUTHER KING JR. DAY |
A4888 | January 4, 1999 | P&S
4451 | ACATS REDESIGN - DRESS REHEARSAL WEEKEND II PROCEDURES |