A5199

Dec. 29, 2000

P&S 4769

CHANGES IN THE LIST OF PARTICIPANTS

A5198

Dec. 27, 2000

P&S 4768

FINES IMPOSED BY THE CORPORATION

A5196

Dec. 26, 2000

P&S 4766

CHANGES TO THE DIVIDEND SETTLEMENT TRAILER RECORD IN THE NETWORKING SYSTEM

A5197

Dec. 22, 2000

P&S 4767

CHANGES IN THE LIST OF PARTICIPANTS

A5195

Dec. 18, 2000

P&S 4765

ENHANCEMENT TO NETWORKING FOR TRANSFERS OF NON-NETWORKED ACCOUNTS

A5194

Dec. 18, 2000

P&S 4764

FUND/SERV AND NETWORKING MODIFIED FOR CDSC TRANSFERS AND TRUST INDICATOR

A5193

Dec. 15, 2000

P&S 4763

CHANGES IN THE LIST OF PARTICIPANTS

A5192

Dec. 15, 2000

P&S 4762

NSCC ACCEPTS MULTI-BATCH INPUT FROM REGIONAL SECURITIES EXCHANGES, AND ENHANCES THE REGIONAL TRADE REPORTS (RIO) TO PROVIDE ADDITIONAL INDICATORS

A5191

Dec. 14, 2000

P&S 4761

NSCC PARTICIPANT BILL DISTRIBUTION - note: corrected 12/14/00

A5190

Dec. 8, 2000

P&S 4760

SECOND QUARTER ACATS ENHANCEMENTS - DETAILED SPECIFICATIONS

A5189

Dec. 8, 2000

P&S 4759

MARCH 2001 ACATS ENHANCEMENTS - DETAILED SPECIFICATIONS

A5188

Dec. 8, 2000

P&S 4758

CHANGES IN THE LIST OF PARTICIPANTS

A5187

Dec. 5, 2000

P&S 4747

CHANGES IN THE LIST OF PARTICIPANTS

A5186

Dec. 1, 2000

P&S 4746

CHANGES IN THE LIST OF PARTICIPANTS

A5185

Dec. 1, 2000

P&S 4745

CHRISTMAS AND NEW YEAR'S HOLIDAY SCHEDULE

A5184

Dec. 1, 2000

P&S 4744

CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER)

A5180

Nov. 27, 2000

P&S 4740

NSCC EXPANDS ITS FOREIGN INDEX SECURITY SYSTEM TO PROCESS THE S&P GLOBAL 1000 FOREIGN iSHARES

A5179

Nov. 24, 2000

P&S 4739

CHANGES IN THE LIST OF PARTICIPANTS

A5178

Nov. 22, 2000

P&S 4738

RULE CHANGE TO MUTUAL FUND SERVICES - PERMITTING ADDITIONAL TYPES OF INVESTMENT PRODUCTS TO BE PROCESSED THROUGH MUTUAL FUND SERVICES

A5177

Nov. 17, 2000

P&S 4737

CHANGES IN THE LIST OF PARTICIPANTS

A5176

Nov. 10, 2000

P&S 4736 

CHANGES IN THE LIST OF PARTICIPANTS

A5175

Nov. 8, 2000

P&S 4735 

NYSE ON-LINE COMPARISON SYSTEM CORRECTION INDICATOR TO BE IDENTIFIED ON NSCC's NYSE LISTED T-CONTRACTS

A5173

Nov. 6, 2000

P&S 4733 

THANKSGIVING DAY HOLIDAY SCHEDULE

A5172

Nov. 6, 2000

P&S 4732 

NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM

A5171

Nov. 6, 2000

P&S 4731 

YEAR 2001 RECAPS SCHEDULE

A5170

Nov. 6, 2000

P&S 4730 

RECAPS - Dec. 2000

A5169

Nov. 3, 2000

P&S 4729 

NSCC ACCEPTS MUTLI-BATCH INPUT FROM REGIONAL SECURITIES EXCHANGES, AND ENHANCES THE REGIONAL TRADE ACTIVITY REPORTS (RIO) TO PROVIDE ADDITIONAL INDICATORS

A5174

Nov. 3, 2000

P&S 4734 

CHANGES IN LISTS OF PARTICIPANTS

A5168

Oct. 27, 2000

P&S 4728 

CHANGES IN LISTS OF PARTICIPANTS

A5167

Oct. 25, 2000

P&S 4727 

POST SETTLEMENT CORRECTIONS AND CANCELLATIONS FINAL REMINDERS

A5166

Oct. 24, 2000

P&S 4726 

ELIMINATION OF MUTUAL FUND FAX UPDATES

A5165

Oct. 20, 2000

P&S 4725 

ACATS ENHANCEMENTS - IMPLEMENTATION AND TESTING INFORMATION

A5164

Oct. 20, 2000

P&S 4724 

CHANGES IN LISTS OF PARTICIPANTS

A5163

Oct. 17, 2000

P&S 4723 

NSCC ENHANCES ITS DOMESTIC INDEX SHARE SERVICE TO PROCESS CUSTOMIZED STANDARD BASKETS

A5162

Oct. 13, 2000

P&S 4722 

CHANGES IN LISTS OF PARTICIPANTS

A5161

Oct. 6, 2000

P&S 4721 

CHANGES IN LISTS OF PARTICIPANTS

A5160

Oct. 4, 2000

P&S 4720 

PROPOSED RULE CHANGE – REORGANIZATION PROCESSING

A5159

Oct. 2, 2000

P&S 4719 

ACATS -- BANK HOLIDAY PROCESSING -- COLUMBUS DAY

A5158

Sept. 29, 2000

P&S 4718 

CHANGES IN LISTS OF PARTICIPANTS

A5157

Sept. 29, 2000

P&S 4717 

NYSE ON-LINE COMPARISON SYSTEM CORRECTION INDICATOR TO BE IDENTIFIED ON NSCC'S NYSE LISTED T-CONTRACTS

A5156

Sept. 23, 2000

P&S 4716 

COLUMBUS DAY HOLIDAY SCHEDULE

A5155

Sept. 22, 2000

P&S 4715 

CHANGES IN LISTS OF PARTICIPANTS

A5154

Sept. 20, 2000

P&S 4714 

UPDATE ON iSHARESS&P 100 INDEX SECURITY

A5153

Sept. 19, 2000

P&S 4713 

NSCC ENHANCES ITS DOMESTIC INDEX SECURITY SYSTEM TO PROCESS STATE STREET streetTRACKS^sm

A5152

Sept. 18, 2000

P&S 4712 

TESTING INFORMATION FOR POST SETTLEMENT CORRECTIONS & CANCELLATIONS and W8 MODIFICATIONS

A5151

Sept. 18, 2000

P&S 4711 

CHANGES IN LISTS OF PARTICIPANTS

A5150

Sept. 15, 2000

P&S 4710 

CHANGES IN LISTS OF PARTICIPANTS

A5149

Sept. 15, 2000

P&S 4709 

NSCC BEGINS PROCESSING THE iSHARE S&P 100 INDEX SECURITY

A5148

Sept. 8, 2000

P&S 4708 

CHANGES IN LISTS OF PARTICIPANTS

A5146

Sept. 1, 2000

P&S 4706 

CHANGES IN LISTS OF PARTICIPANTS

A5147

August 30, 2000

P&S 5707 

ACATS FUND/SERV FILE FORMAT MODIFICATIONS

A5145

August 30, 2000

P&S 4705 

NYSE ON-LINE COMPARISON SYSTEM SUMMARIZED MATCH INDICATORS TO BE IDENTIFIED ON NSCC's NYSE LISTED T-CONTRACTS

A5144

August 25, 2000

P&S 4704 

PROPOSED RULE CHANGE TO NSCC'S AUTOMATED CUSTOMER ACCOUNT TRANSFER SERVICE ("ACATS" OR THE "ACAT SERVICE")

A5143

August 25, 2000

P&S 4703 

PROPOSED RULE CHANGE TO NSCC’S MUTUAL FUND SERVICES’ FUND/SERV SERVICE

A5142

August 25, 2000

P&S 4702 

CHANGES IN LISTS OF PARTICIPANTS

A5141

August 18, 2000

P&S 4701 

CHANGES IN LISTS OF PARTICIPANTS  (CORRECTION)

A5141

August 18, 2000

P&S 4701 

CHANGES IN LISTS OF PARTICIPANTS

A5139

August 18, 2000

P&S 4699 

LABOR DAY HOLIDAY SCHEDULE

A5138

August 18, 2000

P&S 4698 

RECAPS - Sept. 2000

A5137

August 18, 2000

P&S 4697 

NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM

A5140

August 16, 2000

P&S 4700

ELIMINATION OF 6 DIGIT DATE FILES & LOCAL PRINT

A5136

August 11, 2000

P&S 4696

DETAILED SPECIFICATIONS FOR ACATS ENHANCEMENTS

A5135

August 11, 2000

P&S 4695 

CHANGES IN LISTS OF PARTICIPANTS

A5133

August 7, 2000

P&S 4693 

CHANGE TO ACATS PROCESSING (AS A RESULT OF PAINE WEBBER INC. / JC BRADFORD & CO. MERGER)

A5134

August 4, 2000

P&S 4694

SCHEDULE CHANGE FOR MUTUAL FUND COMMISSION SETTLEMENT FILES - Revision

A5132

August 4, 2000

P&S 4692 

CHANGES IN LISTS OF PARTICIPANTS

A5131

August 4, 2000

P&S 4691

MUTUAL FUND FUND/SERV POST SETTLEMENT CORRECTIONS and CANCELLATIONS TESTING and IMPLEMENTATION and W8 MODIFICATIONS

A5130

July 28, 2000

P&S 4690 

CHANGES IN LISTS OF PARTICIPANTS

A5129

July 21, 2000

P&S 4689 

CHANGES IN LISTS OF PARTICIPANTS

A5128

July 20, 2000

P&S 4688 

AMEX COMMISSION BILL PROCESSING FOR AUGUST 2000

A5126

July 14, 2000

P&S 4686 

CHANGES IN THE LIST OF PARTICIPANTS

A5127

July 12, 2000

P&S 4687 

PROPOSED RULE CHANGE - EXCEPTION PROCESSING

A5123

July 10, 2000

P&S 4683 

CHANGE IN SCHEDULE (MONTREAL / TORONTO / VANCOUVER)

A5125

July 7, 2000

P&S 4685 

CHANGES IN THE LIST OF PARTICIPANTS

A5124

July 7, 2000

P&S 4684 

DTC ID PRIME BROKER TRANSACTIONS 7/6/2000

A5122

July 3, 2000

P&S 4682 

ACATS ENHANCEMENTS AND MODIFICATIONS

A5120

June 30, 2000

P&S 4680 

CNS BUY IN EXECUTIONS ON MONDAY, JULY 3, 2000

A5119

June30, 2000

P&S 4679 

CHANGES IN THE LIST OF PARTICIPANTS

A5117

June 26, 2000

P&S 4677 

NSCC BEGINS PROCESSING SECOND AND THIRD WAVE OF DOMESTIC INDEX SECURITY iSHARES

A5118

June 23, 2000

P&S 4678 

CHANGES IN THE LIST OF PARTICIPANTS

A5116

June 22, 2000

P&S 4676 

AT&T CORP

A5115

June 19, 2000

P&S 4675 

NSCC PROVIDING ADDITIONAL DECIMALIZATION TESTING

A5113

June 16, 2000

P&S 4673 

CHANGES IN THE LIST OF PARTICIPANTS

A5112

June 12, 2000

P&S 4672 

SCHEDULE CHANGE FOR MUTUAL FUND COMMISSION SETTLEMENT FILES

A5111

June 10, 2000

P&S 4671 

CHANGES IN THE LIST OF PARTICIPANTS

A5108

June 10, 2000

P&S 4668 

CHANGE IN SCHEDULE (MONTREAL / TORONTO / VANCOUVER)

A5107

June 10, 2000

P&S 4667 

INDEPENDENCE DAY HOLIDAY SCHEDULE

A5110

June 7, 2000

P&S 4669 

RULE CHANGE - AMEX ORDER FILE SYSTEM

A5109

June 2, 2000

P&S 4669 

MUTUAL FUND POST SETTLEMENT CORRECTIONS and CANCELLATIONS - Update

A5106

June 2, 2000

P&S 4666

CHANGES IN THE LIST OF PARTICIPANTS

A5104

May 26, 2000

P&S 4664 

"MINI TENDERS"

A5103

May 26, 2000

P&S 4663 

CHICAGO BRANCH RELOACTION

A5102

May 26, 2000

P&S 4663 

CHANGES IN THE LIST OF PARTICIPANTS

A5095

May 12, 2000

P&S 4657 

VOLUNTARY REORGANIZATION - GENERAL MOTORS CORPORATION -- CUSIP - 370442105 -- NYSE TICKER SYMBOL - GM - REMINDER

A5101

May 19, 2000

P&S 4663 

AMEX COMMISSION BILL PROCESSING FOR JUNE 2000

A5100

May 19, 2000

P&S 4662 

CHANGES IN THE LIST OF PARTICIPANTS

A5099

May 19, 2000

P&S 4661 

PROPOSED RULE CHANGE

A5098

May 17, 2000

P&S 4660 

ACATS PROCESSING MODIFICATION

A5097

May 15, 2000

P&S 4659 

RULE CHANGE REGARDING NSCC'S PROCEDURES FOR WHEN THE CORPORATION DECLINES OR CEASES TO ACT FOR A SETTLING MEMBER

A5096

May 15, 2000

P&S 4658 

PROPOSED RULE CHANGE

A5092

May 12, 2000

P&S 4654 

RECAPS - JUNE 2000 - CORRECTION

A5094

May 12, 2000

P&S 4656 

CHANGES IN THE LIST OF PARTICIPANTS

A5093

May 12, 2000

P&S 4655 

NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM

A5092

May 12, 2000

P&S 4654 

RECAPS - JUNE 2000

A5091

May 5, 2000

P&S 4653 

CHANGES IN THE LIST OF PARTICIPANTS

A5086

May 5, 2000

P&S 4648 

MEMORIAL DAY HOLIDAY SCHEDULE

A5090

May 3, 2000

P&S 4652 

NSCC ENHANCES ITS DOMESTIC INDEX SECURITY SYSTEM TO PROCESS iSHARES

A5089

May 3, 2000

P&S 4651 

NSCC ENHANCES ITS FOREIGN INDEX SECURITY SYSTEM TO PROCESS FOREIGN iSHARES

A5088

May 3, 2000

P&S 4650 

AMEX, NSCC AND GSCC LINK FOR GOVERNMENT ODD LOT TRADING

A5087

May 2, 2000

P&S 4649 

CHANGES IN THE LIST OF PARTICIPANTS

A5085

April 28, 2000

P&S 4647 

CHANGES IN THE LIST OF PARTICIPANTS

A5084

April 24, 2000

P&S 4646 

CHANGE IN SCHEDULE (MONTREAL / TORONTO / VANCOUVER)

A5083

April 20, 2000

P&S 4645 

CHANGES IN THE LIST OF PARTICIPANTS

A5081

April 19, 2000

P&S 4643 

CHICAGO STOCK EXCHANGE TRADING ACTIVITY OUTPUT – MODIFICATION TO INCLUDE BRANCH/SEQUENCE NUMBER

A5080

April 14, 2000

P&S 4642 

CHANGES IN THE LIST OF PARTICIPANTS

A5079

April 7, 2000

P&S 4641 

CHANGES IN THE LIST OF PARTICIPANTS

A5078

April 7, 2000

P&S 4640 

PROPOSED RULE CHANGE TO NSCC’S MUTUAL FUND SERVICES: PERMITTING ADDITIONAL TYPES OF INVESTMENT PRODUCTS TO BE PROCESSED THROUGH MUTUAL FUND SERVICES

A5077

April 6, 2000

P&S 4639

RULE CHANGE – WAIVER OF INSURANCE PROCESSING SERVICE FEES FOR PILOT TESTING

A5076

April 5, 2000

P&S 4638

RULE CHANGE -- AMEX ORDER FILE SYSTEM

A5075

March 31, 2000

P&S 4637

CHANGES IN THE LIST OF PARTICIPANTS

A5074

March 31, 2000

P&S 4636

REVISIONS TO NSCC'S BY-LAWS

A5073

March 31, 2000

P&S 4635

ADDITIONAL DECIMALIZATION TESTING

A5072

March 28, 2000

P&S 4634

GOOD FRIDAY HOLIDAY SCHEDULE

A5071

March 24, 2000

P&S 4633

CHANGES IN THE LIST OF PARTICIPANTS

A5070

March 22, 2000

P&S 4632

MUTUAL FUND POST SETTLEMENT CORRECTIONS and CANCELLATIONS

A5067

March 21, 2000

P&S 4629

BANKS PARTICIPATING IN AUTOMATED CUSTOMER ACCOUNT TRANSFER SERVICE (ACATS)

A5066

March 17, 2000

P&S 4628

CHANGES IN THE LIST OF PARTICIPANTS

A5065

March 15, 2000

P&S 4627

JDS UNIPHASE CORPORATION, CUSIP 46612J101, SYMBOL JDSU

A5063

March 15, 2000

P&S 4625

NSCC ENHANCES ITS OTC TRADE RECORDING SYSTEM TO PROVIDE 6-BYTE DATE OUTPUT IN THE SECOND SESSION QUALIFIED SPECIAL REPRESENTATIVE (QSR) FORMATS

A5062

March 15, 2000

P&S 4624

MUTUAL FUND REMINDERS - REDUCED DAYS

A5064

March 14, 2000

P&S 4626

LISTED CONTRACT OUTPUT MODIFICATIONS IN SUPPORT OF NYSE ITSN ON-LINE MATCHING

A5061

March 10, 2000

P&S 4623

CHANGES IN THE LIST OF PARTICIPANTS

A5060

March 6, 2000

P&S 4622

MUNICIPAL AND OTC CORPORATE BOND REGULATORY REPORT CARDS ON PC WEB DIRECT

A5059

March 3, 2000

P&S 4621

CHANGES IN THE LIST OF PARTICIPANTS

A5058

Feb. 25, 2000

P&S 4620

CHANGES IN THE LIST OF PARTICIPANTS

A5057

Feb. 22, 2000

P&S 4619

AMEX COMMISSION BILL PROCESSING FOR MARCH 2000

A5056

Feb. 18, 2000

P&S 4618

CHANGES IN THE LIST OF PARTICIPANTS

A5054a

Feb. 16, 2000

P&S 4616

RECAPS - MARCH 2000 - REVISED

A5054

Feb. 16, 2000

P&S 4616

RECAPS - MARCH 2000

A5055

Feb. 14, 2000

P&S 4617

NEW YORK STATE STOCK TRANSFER REBATE PROGRAM

A5052

Feb. 14, 2000

P&S 4614

WASHINGTON'S BIRTHDAY (PRESIDENTS' DAY) HOLIDAY SCHEDULE

A5053

Feb. 11, 2000

P&S 4615

CHANGES IN THE LIST OF PARTICIPANTS

A5051

Feb. 9, 2000

P&S 4613

COMMUNICATION DISASTER RECOVERY TEST

A5050

Feb. 4, 2000

P&S 4612

CHANGES IN THE LIST OF PARTICIPANTS

A5049

Jan. 28, 2000

P&S 4611

CHANGES IN THE LIST OF PARTICIPANTS - REVISED

A5048

Jan. 21, 2000

P&S 4610

CHANGES IN THE LIST OF PARTICIPANTS

A5047

Jan. 21, 2000

P&S 4609

AMEX COMMISSION BILL PROCESSING FOR Feb. 2000

A5046

Jan. 14, 2000

P&S 4608

CHANGES IN THE LIST OF PARTICIPANTS

A5045

Jan. 10, 2000

P&S 4607

DECIMALIZATION TESTING

A5044

Jan. 7, 2000

P&S 4606

CHANGES IN THE LIST OF PARTICIPANTS

A5043

Jan. 5, 2000

P&S 4605

MARTIN LUTHER KING JR. DAY