2002 Important Notices |
Doc # | Date | P&S No. | Subject |
A5530 | Dec.
31, 2002 | P&S 5100 | COMMISSION BILL SETTLEMENT - JAN. 15, 2003 |
A5529 | Dec. 27, 2002 | P&S 5099
| RULE CHANGE |
A5528 | Dec. 27, 2002 | P&S 5098
| CHANGES TO THE LIST OF PARTICIPANTS |
A5527
| Dec. 24, 2002 | P&S 5097 | I. FUNDSERV REGISTRATION MODIFICATIONS
FOR SECTION 529 QUALIFIED TUITION PROGRAMS, AND II. ADDITION OF NEW OMNIBUS
ACCOUNT INDICATOR TO FUNDSERV RECORD TYPES |
A5526
| Dec. 20, 2002 | P&S 5096 | MUNICIPAL / OTC CORPORATE BOND ANALYSIS
REPORTS |
A5525
| Dec. 19, 2002 | P&S 5095 | RULE CHANGE – Financial
Responsibility and Operational Capability of Members |
A5524r | Dec. 20, 2002 | P&S
5094 | CHANGES TO THE LIST OF PARTICIPANTS -
REVISED |
A5524 | Dec. 20, 2002 | P&S 5094
| CHANGES TO THE LIST OF PARTICIPANTS |
A5523 | Dec. 16, 2002 | P&S 5093
| RULE CHANGES - CLEARING FUND |
A5522 | Dec. 13, 2002 | P&S 5092
| CHANGES TO THE LIST OF PARTICIPANTS |
A5521 | Dec. 10, 2002 | P&S 5091
| RULE CHANGE |
A5520
| Dec. 10, 2002 | P&S 5090 | Commission Bill Settlement Dec.
13, 2002 |
A5519 | Dec. 6, 2002 | P&S 5089
| CHANGES TO THE LIST OF PARTICIPANTS |
A5518 | Dec. 5, 2002 | P&S 5088
| NSCC ENHANCES ITS REGIONAL INTERFCE OPERATION (RIO) TO PROCESS TRADES FROM
THE CHICAGO MERCANTILE EXCHANGE (CME). |
A5517 |
Nov. 29, 2002 | P&S 5087 | CHANGES TO THE LIST OF PARTICIPANTS
- REVISED |
A5517 | Nov. 29, 2002 | P&S 5087
| CHANGES TO THE LIST OF PARTICIPANTS |
A5516 | Nov. 26, 2002 | P&S 5086
| CHRISTMAS AND NEW YEAR'S HOLIDAY SCHEDULE |
A5515 | Nov. 25, 2002 | P&S 5085
| PCWebDirect adds support for Microsoft Internet Explorer V6.0 |
A5514 | Nov. 22, 2002 | P&S 5084
| CHANGES TO THE LIST OF PARTICIPANTS |
A5513 | Nov. 20, 2002 | P&S 5083
| REP REPOSITORY SERVICE – MODIFICATION FOR GLOBAL UPDATE USERS |
A5512 | Nov. 15, 2002 | P&S 5082
| CHANGES TO THE LIST OF PARTICIPANTS |
A5511 | Nov. 12, 2002 | P&S 5081
| RULE CHANGE – AUTOMATED CUSTOMER ACCOUNT TRANSFER SERVICE |
A5510 | Nov. 8, 2002 | P&S 5080
| RULE FILING |
A5509 | Nov. 8, 2002 | P&S 5079
| CHANGES TO THE LIST OF PARTICIPANTS |
A5508 | Nov. 6, 2002 | P&S 5078
| NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
A5507 | Nov. 6, 2002 | P&S 5077
| YEAR 2003 RECAPS SCHEDULE |
A5506 | Nov. 6, 2002 | P&S 5076
| RECAPS - Dec. 2002 |
A5505 | Nov. 5, 2002 | P&S 5075
| NSCC INCLUDES NASDAQ BLDRSsm DOMESTIC INDEX SECURITIES IN ITS
DOMESTIC INDEX SECURITY PROCESS |
A5504 | Nov. 4, 2002 | P&S 5074
| Rule Filing in Connection With Changes to NSCC’s Fixed Income Transaction
System (FITS) in Preparation for Real-Time Trade Matching (RTTM) |
A5503 | Nov. 4, 2002 | P&S 5073
| COMMISSION BILL SETTLEMENT - Nov. 15, 2002 |
A5502 | Nov. 1, 2002 | P&S 5072
| CHANGES TO THE LIST OF PARTICIPANTS |
A5501 | Nov. 4, 2002 | P&S 5071
| SPECIFICATIONS FOR THE NEW COST BASIS REPORTING SERVICE FOR ACATS TRANSFERS |
A5500 | Nov. 4, 2002 | P&S 5070
| THANKSGIVING DAY HOLIDAY SCHEDULE
|
A5499 | Oct.
30, 2002 | P&S 5069 | VETERANS DAY HOLIDAY SCHEDULE |
A5498 | Oct.
28, 2002 | P&S 5068 | NSCC INTRODUCES INTRA-DAY TRADE REPORTING
OF AMERICAN STOCK EXCHANGE TRANSACTIONS |
A5497 | Oct.
25, 2002 | P&S 5067 | RULE CHANGE – COMPARISON AND TRADE RECORDING
OPERATION |
A5496 | Oct.
25, 2002 | P&S 5066 | CHANGES TO THE LIST OF PARTICIPANTS |
A5495 | Oct.
23, 2002 | P&S 5065 | NSCC TO BEGIN DISTRIBUTING ADDITIONAL DOMESTIC
FIXED INCOME EXCHANGE TRADED FUND PORTFOLIOS |
A5494 | Oct.
22, 2002 | P&S 5064 | HELPFUL HINTS FOR PARTICIPANTS TO PROCESS
ACATS-FUND/SERV TRANSFERS MORE EFFICIENTLY |
A5493 | Oct.
18, 2002 | P&S 5063 | CHANGES TO THE LIST OF PARTICIPANTS |
A5492 | Oct.
11, 2002 | P&S 5062 | CHANGES TO THE LIST OF PARTICIPANTS |
A5491 | Oct.
8, 2002 | P&S 5061 | COLUMBUS DAY HOLIDAY PROCESSING |
A5490 | Oct.
4, 2002 | P&S 5060 | NSCC WILL INCLUDE FRESCO sm DOW
JONES STOXX 50 sm FUND AND FRESCO sm DOW JONES EURO STOXX
50 sm FUND IN ITS FOREIGN INDEX SECURITY SYSTEM |
A5489 | Oct.
3, 2002 | P&S 5059 | NSCC ENHANCES THE PROCESSING OF CORPORATE
ACTIONS IN ITS CONTINUOUS NET SETTLEMENT SYSTEM (CNS) |
A5488 | Oct.
4, 2002 | P&S 5058 | CHANGES TO THE LIST OF PARTICIPANTS |
A5487 | Oct.
7, 2002 | P&S 5057 | Changes to NSCC’s Fixed Income Transaction
System (FITS) in Preparation for Real-Time Trade Matching (RTTM) |
A5486 | Oct.
1, 2002 | P&S 5056 | RULE CHANGE REGARDING MULTILATERAL CROSS GUARANTY
AGREEMENT |
A5485 | Oct.
1, 2002 | P&S 5055 | RULE CHANGE - CLEARING FUND COLLATERAL
|
A5484 | Oct.
1, 2002 | P&S 5054 | COMMISSION BILL SETTLEMENT Oct. 15, 2002
|
A5483 | Sept. 27, 2002 | P&S
5053 | CHANGES TO THE LIST OF PARTICIPANTS |
DTCC
IMPORTANT NOTICE #Z0003 | Sept. 25, 2002 | | DTCC's Straight-Through Processing
Initiatives |
A5482 | Sept. 25, 2002 | P&S
5052 | CNS REWRITE PHASE 1 JUNE 2003 - NSCC ENHANCEMENTS TO THE CONSOLIDATED
TRADE SUMMARY AND ELIMINATION OF BALANCE ORDER REPORTS |
A5481 | Sept. 24, 2002 | P&S 5051 |
NETWORK DISASTER RECOVERY TEST |
A5480 | Sept. 20, 2002 | P&S 5050 |
CHANGES TO THE LIST OF PARTICIPANTS |
A5479 | Sept. 13, 2002 | P&S 5049 |
CHANGES TO THE LIST OF PARTICIPANTS |
A5478 | Sept. 5, 2002 | P&S 5048 | IPS
FALL 2002 ENHANCEMENT RELEASE |
A5477 | Sept. 6, 2002 | P&S 5047 | CHANGES
TO THE LIST OF PARTICIPANTS |
A5476 | Sept. 3, 2002 | P&S 5046 | COMMISSION
BILL SETTLEMENT Sept. 13, 2002 |
A5475a | August 30, 2002 | P&S 5045
| CHANGES TO THE LIST OF PARTICIPANTS - REVISED
|
A5474 | August 23 | P&S 5044 | MUTUAL
FUND PROFILE SERVICE – YEAR-END SPREADSHEET |
A5473 | August 23 | P&S 5043 | REP
REPOSITORY SERVICE |
A5472 | August 23, 2002 | P&S 5042
| CHANGES TO THE LIST OF PARTICIPANTS |
A5471 | August 22 | P&S 5041 | MUTUAL
FUND PROFILE SERVICE – REAL-TIME UPDATES & FIRM INQUIRIES |
A5470 | August 21 | P&S 5040 | NSCC
ADJUSTS INTRA-DAY TRADE REPORTING OF OVER -THE-COUNTER (OTC) MULTI-CYCLE OUTPUT
SCHEDULE |
A5469 | August 20 | P&S 5039 |
Fund/SERV Enhancements for Offshore Funds |
A5468 | August 20 | P&S 5038 |
External (non-NSCC) Fund/SERV Settlement |
A5467 | August 16, 2002 | P&S 5037
| CHANGES TO THE LIST OF PARTICIPANTS |
A5466 | August 16, 2002 | P&S 5036
| MUTUAL FUND COMMISSION SETTLEMENT ENHANCEMENTS |
A5465 | August 12, 2002 | P&S 5035
| NSCC ENHANCES ITS OVER THE COUNTER (OTC) SYSTEM TO PROCESS TRADES FROM THE
NASD’S ALTERNATIVE DISPLAY FACILITY (ADF). |
A5464 | August 12, 2002 | P&S 5034
| OTC TRADE REJECTS |
A5463 | August 9, 2002 | P&S 5033
| RECAPS - Sept. 2002 |
A5462 | August 9, 2002 | P&S 5032
| NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
A5461 | August 9, 2002 | P&S 5031
| CHANGES TO THE LIST OF PARTICIPANTS |
A5460 | August 8, 2002 | P&S 5030
| LABOR DAY HOLIDAY SCHEDULE |
A5459 | August 7, 2002 | P&S 5029
| ENHANCEMENT TO FUND/SERV FOR ToRA (TRANSFER OF RETIREMENT ASSETS) ELIGIBILITY
FOR SECURITY ISSUE |
A5458 | August 7, 2002 | P&S 5028
| CHANGES TO FUND/SERV, ACATS-FUND/SERV, AND NETWORKING FOR TRUST PROCESSING |
A5457 | August 5, 2002 | P&S 5027
| NEW VALUE ADDED TO ACATS FUND/SERV PAYABLE INFORMATION INDICATOR |
A5456 | August 2, 2002 | P&S 5026 | CHANGES
TO THE LIST OF PARTICIPANTS |
A5455 | August 1, 2002 | P&S 5025 | COMMISSION
BILL SETTLEMENT AUGUST 15, 2002 |
A5454 | July 30, 2002 | P&S 5024 | CHANGE
IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER) |
A5453 | July 26, 2002 | P&S 5023 | RULE
FILING - INSURANCE PROCESSING SERVICE |
A5452 | July 26, 2002 | P&S 5022 | CHANGES
IN THE LIST OF PARTICIPANTS |
A5451 | July 25, 2002 | P&S 5021 | RULE
FILING - FINES IMPOSED BY THE CORPORATION |
A5450 | July 22, 2002 | P&S 5020 | REAL
TIME TRADE MATCHING (RTTM) DETAILED BUSINESS REQUIREMENTS AVAILABLE ON GSCC
& DTCC WEBSITES |
A5449 | July 22, 2002 | P&S 5019 | NSCC
DISCONTINUES ALL EQUITY TRADE MATCHING FOR AMERICAN STOCK EXCHANGE TRANSACTIONS
|
A5448 | July 22, 2002 | P&S 5018 | INSURANCE PROCESSING
SERVICE ("IPS") COMMISSION CYCLE NUMBER CHANGE
|
A5447 | July 19, 2002 | P&S 5017 | CHANGES
IN THE LIST OF PARTICIPANTS |
A5446 | July 15, 2002 | P&S 5016 | RULE
CHANGE - CLEARING FUND |
A5445 | July 12, 2002 | P&S 5015 | CHANGES
IN THE LIST OF PARTICIPANTS |
A5444 | July 12, 2002 | P&S 5014 | NSCC
TO BEGIN DISTRIBUTING OF DOMESTIC FIXED INCOME EXCHANGE TRADED FUND PORTFOLIOS |
A5443 | July 5, 2002 | P&S 5013 | CHANGES
IN THE LIST OF PARTICIPANTS |
A5442 | July 2,
2002 | P&S 5012 | IMPLEMENTATION OF ENHANCED ACATS PC WEB DIRECT
SCREENS |
A5441 | July 1,
2002 | P&S 5011 | COMMISSION BILL SETTLEMENT JULY 15, 2002 |
A5440 | June 28, 2002 | P&S 5010
| CHANGES IN THE LIST OF PARTICIPANTS |
A5439 | June 25, 2002 | P&S 5009
| INDEPENDENCE DAY HOLIDAY SCHEDULE |
A5438 | June 25, 2002 | P&S 5008
| CHANGE IN SCHEDULE (MONTREAL / TORONTO / VANCOUVER) |
A5437 | June 25, 2002 | P&S 5007
| NSCC/NASD TRACE IMPLEMENTATION REMINDER |
A5436 | June 21, 2002 | P&S 5006
| CHANGES IN THE LIST OF PARTICIPANTS |
A5435 | June 20, 2002 | P&S 5005
| ACATS VARIABLE LENGTH POSITION FILE AND ELIMINATION OF DTC PTS SERVICE FOR
ACATS |
A5434 | June 14, 2002 | P&S 5004 | CHANGES
IN THE LIST OF PARTICIPANTS |
A5433 | June 13, 2002 | P&S 5003 | RULE
CHANGE |
A5432 | June 10, 2002 | P&S 5002 | AMEX
& NYSE FIXED INCOME PROCESSING |
A5431 | June 7, 2002 | P&S 5001 | CHANGES
IN THE LIST OF PARTICIPANTS |
A5430 | June 4, 2002 | P&S 5000 | Commission
Bill Settlement June 14, 2002 |
A5429 | May 31,
2002 | P&S 4999 | CHANGES IN THE LIST OF PARTICIPANTS |
A5428 | May 30, 2002 | P&S 4998
| MUTUAL
FUND SERVICES FEE RULE CHANGE |
A5427 | May 30, 2002 | P&S 4997
| NEW
YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
A5426 | May 30, 2002 | P&S 4996
|
- June 2002 |
A5425 | May 24,
2002 | P&S 4995 | CHANGES IN THE LIST OF PARTICIPANTS |
A5424 | May 20,
2002 | P&S 4994 | MUTUAL FUND PROFILE SERVICE - FEES AND MUTUAL
FUND PROFILE SERVICE II - SPREADSHEET UPLOAD |
A5423 | May 17,
2002 | P&S 4993 | CHANGES IN THE LIST OF PARTICIPANTS |
A5422 | May 17,
2002 | P&S 4992 | MEMORIAL DAY HOLIDAY SCHEDULE |
A5421 | May 17, 2002 | P&S 4991
| Elimination
of Money Settlement Account Fund/SERV MRO - Autoroute 02130518 |
A5420 | May 16,
2002 | P&S 4990 | CHANGE IN SCHEDULE (MONTREAL / TORONTO / VANCOUVER) |
A5419 | May 16,
2002 | P&S 4989 | JUNE 2002 AHEAD OF THE CURVE WORKSHOPS |
A5418 | May 10,
2002 | P&S 4988 | CHANGES IN THE LIST OF PARTICIPANTS |
A5417 | May 7,
2002 | P&S 4987 | Implementation of Increased Fixed Income Intraday
Blotters for Municipal Bonds, Corporate Bonds and UITs |
A5416 | May 3, 2002 | P&S 4986 | CHANGES
IN THE LIST OF PARTICIPANTS |
A5415 | May 3, 2002 | P&S 4985 | RULE CHANGE |
A5414 | May 2, 2002 | P&S 4984 | COMMISSION
BILL SETTLEMENT MAY 15, 2002 |
A5413 |
April 26, 2002 | P&S 4983 | CHANGES IN THE LIST OF PARTICIPANTS |
A5412 |
April 19, 2002 | P&S 4982 | NSCC
HAS ENHANCED ITS OTC T-CONTRACTS TO ACCOMMODATE NASDAQ MARKET MAKER IDS FOR
INTER-MARKET TRADING SYSTEM (ITS) TRANSACTIONS |
A5411 |
April 19, 2002 | P&S 4981 | CHANGES IN THE LIST OF PARTICIPANTS |
A5410 |
April 15, 2002 | P&S 4980 | MAY
2002 AHEAD OF THE CURVE WORKSHOPS |
A5409 |
April 12, 2002 | P&S 4979 | CHANGES IN THE LIST OF PARTICIPANTS |
A5408 |
April 9, 2002 | P&S 4978 | NSCC INTRODUCES INTRA-DAY TRADE REPORTING OF OVER-THE-COUNTER (OTC) COMPARISON TRANSACTIONS |
A5407 |
April 5, 2002 | P&S 4977 | CHANGES IN THE LIST OF PARTICIPANTS |
A5406 |
April 3, 2002 | P&S 4976 | COMMISSION BILL SETTLEMENT - APRIL 15,
2002 |
A5405 |
April 3, 2002 | P&S 4975 | MINI TENDER – PUBLIC STORAGE INC. |
A5404 |
March 28, 2002 | P&S 4974 | CHANGES IN THE LIST OF PARTICIPANTS |
A5403 |
March 22, 2002 | P&S 4973 | CHANGES IN THE LIST OF PARTICIPANTS |
A5402 |
March 18, 2002 | P&S 4972 | IPS SPRING 2002 ENHANCEMENT RELEASE |
A5401 |
March 15, 2002 | P&S 4971 | CHANGES IN THE LIST OF PARTICIPANTS |
A5399 |
March 15, 2002 | P&S 4969 | 2002 Ahead of the Curve Workshops |
A5400 |
March 11, 2002 | P&S 4970 | ACATS ENHANCEMENTS TO PC WEB DIRECT SCREENS |
A5398 |
March 8, 2002 | P&S 4968 | CHANGES IN THE LIST OF PARTICIPANTS |
A5397 |
March 8, 2002 | P&S 4967 | NETWORKING MODIFIED FOR CHANGE IN BROKER/DEALER |
A5396 |
March 8, 2002 | P&S 4966 | GOOD FRIDAY HOLIDAY SCHEDULE |
A5387r |
March 7, 2002 | P&S 4957 | MINI TENDER – PUBLIC STORAGE INC.
- REVISED |
A5395 |
March 5, 2002 | P&S 4965 | Commission Bill Settlement March 15, 2002 |
A5394 |
March 1, 2002 | P&S 4964 | CHANGES IN THE LIST OF PARTICIPANTS |
A5391r |
March 1, 2002 | P&S 4961 | NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM
- REVISED |
A5393 |
Feb. 22, 2002 | P&S 4963 | CHANGES IN THE LIST OF PARTICIPANTS |
A5392 |
Feb. 21, 2002 | P&S 4962 | RECAPS - March 2002 |
A5391 |
Feb. 21, 2002 | P&S 4961 | NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
A5389* |
Feb. 15, 2002 | P&S 4959* | CHANGES IN THE LIST OF PARTICIPANTS |
A5390 |
Feb. 12, 2002 | P&S 4960 | WASHINGTON’S BIRTHDAY (PRESIDENTS’ DAY)
HOLIDAY SCHEDULE
|
A5388 |
Feb. 8, 2002 | P&S 4958 | CHANGES IN THE LIST OF PARTICIPANTS |
A5387 |
Feb. 8, 2002 | P&S 4957 | MINI TENDER – PUBLIC STORAGE INC. |
A5386 |
Feb. 5, 2002 | P&S 4956 | IMPLEMENTATION OF ACATS ACCOUNT REJECT FEE |
A5385 |
Feb. 1, 2002 | P&S 4955 | CHANGES IN THE LIST OF PARTICIPANTS |
A5384 | Feb. 1, 2002 | P&S 4954 | YEAREND REFUND FOR 2001 |
A5382 |
Jan. 25, 2002 | P&S 4952 | CHANGES IN THE LIST OF PARTICIPANTS
- revised |
A5382 |
Jan. 25, 2002 | P&S 4952 | CHANGES IN THE LIST OF PARTICIPANTS |
A5383 |
Jan. 25, 2002 | P&S 4953 | MUTUAL FUND SERVICES FEE RULE CHANGE |
A5381 |
Jan. 24, 2002 | P&S 4951 | NSCC/NASD TRACE SEMINAR ANNOUNCEMENT |
A5380 |
Jan. 23, 2002 | P&S 4950 | RULE CHANGE |
A5378 |
Jan. 15, 2002 | P&S 4948 | NSCC INTRODUCES INTRA-DAY TRADE REPORTING OF
REGIONAL EQUITY TRADE ACTIVITY (RIO)
|
A5379 |
Jan. 18, 2002 | P&S 4949 | CHANGES IN THE LIST OF PARTICIPANTS |
A5377 |
Jan. 11, 2002 | P&S 4947 | CHANGES IN THE LIST OF PARTICIPANTS |
A5376 |
Jan. 9, 2002 | P&S 4946 | MINI TENDERS |
A5375 |
Jan. 8, 2002 | P&S 4945 | MARTIN LUTHER KING JR. DAY |
A5374 |
Jan. 4, 2002 | P&S 4944 | CHANGES IN THE LIST OF PARTICIPANTS |