A6371

December 29, 2006

P&S 5941

National Day of Mourning for President Ford

A6370

December 29, 2006

P&S 5940

CHANGES IN THE LIST OF PARTICIPANTS

A6369

December 26, 2006

P&S 5939

CNS Dividend Claims

A6368

December 22, 2006

P&S 5938

CHANGES IN THE LIST OF PARTICIPANTS REVISED

A6367

December 22, 2006

P&S 5937

ACATS Transfer Cycle Rewrite – Detailed Specifications

A6366

December 21, 2006

P&S 5936

Rule Filing – (SR-NSCC-2006-18) Account Information Transmission Service

A6365

December 20, 2006

P&S 5935

IPS 2007 March Enhancement Release

A6364

December 19, 2006

P&S 5934

Year 2007 RECAPS Schedule

A6363

December 18, 2006

P&S 5933

New Year's Day Schedule

A6362

December 15, 2006

P&S 5932

CHANGES IN THE LIST OF PARTICIPANTS

A6361

December 14, 2006

P&S 5931

Consolidation of Customer Service Contact Numbers

A6360

December 13, 2006

P&S 5930

DTC/NSCC Settlement via the Federal Reserve Bank’s National Settlement Service

A6359

December 13, 2006

P&S 5929

RULE CHANGE – SR-NSCC-2006-17 (Membership Standards and Requirements)

A6358

December 13, 2006

P&S 5928

RULE CHANGE – SR-NSCC-2006-16 (NSCC’s Insurance Processing Service and Insurance Carrier Members)

A6357

December 13, 2006

P&S 5927

WITHDRAWAL OF RULE FILING SR-NSCC-2006-15 (Distribution of Net-Net Credits via National Settlement Service)

A6356

December 8, 2006

P&S 5926

CHANGES IN THE LIST OF PARTICIPANTS

A6355

December 7, 2006

P&S 5925

RULE CHANGE – SR-NSCC-2006-09 (Cash, Next Day and Seller’s Option Equity transactions and related Clearing Fund enhancements)

A6354

December 6, 2006

P&S 5924

CHRISTMAS HOLIDAY SCHEDULE

A6353

December 4, 2006

P&S 5923

Commission Bill Settlement December 15, 2006

A6352

December 1, 2006

P&S 5922

CHANGES IN THE LIST OF PARTICIPANTS *REVISED

A6351

December 1, 2006

P&S 5921

RULE FILING SR-NSCC-2006-15 (Distribution of Net-Net Credits via National Settlement Service) - Rule Filing Withdrawn - see A#6357

A6350

November 30, 2006

P&S 5920

Rule Filing-SR-NSCC-2006-13— (Administrative Rule Changes)

A6349

November 30, 2006

P&S 5919

DTC/NSCC Settlement via the Federal Reserve Bank's National Settlement Service

A6348

November 30, 2006

P&S 5918

CNS Corporate Action Liability Notifications on SMART/Track for Corporate Action Liability Notification Service

A6347

November 27, 2006

P&S 5917

REMOVAL OF VALIDATION ON EXCHANGE/CROSS SECURITY ISSUE ID FOR SHARE AGING ON NETWORKING – CORRECTION TO NSCC IMPORTANT NOTICE A#6341

A6346

November 27, 2006

P&S 5916

2007 Fee Revisions

A6345

November 24, 2006

P&S 5915

CHANGES IN THE LIST OF PARTICIPANTS

A6344

November 22, 2006

P&S 5914

MODIFICATIONS TO DCC&S and NETWORKING POSITIONS

A6343

November 17, 2006

P&S 5913

ADDITIONAL REJECT CODE FOR STANDARDIZED DATA REPORTING (SDR)

A6342

November 17, 2006

P&S 5912

REMOVAL OF ASSET TYPE INDICATOR "B" ON FUND/SERV®

A6341

November 17, 2006

P&S 5911

REMOVAL OF VALIDATION ON EXCHANGE/CROSS SECURITY ISSUE ID FOR SHARE AGING ON NETWORKING - Revised - see A#6347

A6340

November 17, 2006

P&S 5910

ANONYMITY FOR BOSTON AND PHILADELPHIA STOCK EXCHANGE TRANSACTIONS ON RIO OUTPUT

A6339

November 17, 2006

P&S 5909

CHANGES IN THE LIST OF PARTICIPANTS

A6338

November 17, 2006

P&S 5908

Second Chance to take DTCC Learning’s Crash Course in Continuous Net Settlement (CNS) in December

A6337

November 13, 2006

P&S 5907

Impact of New Accounting Requirement for Defined Benefit Pension and Other Postretirement Plans on 2006 Discounts

A6336

November 10, 2006

P&S 5906

CHANGES IN THE LIST OF PARTICIPANTS

A6335

November 9, 2006

P&S 5905

INSURANCE PROCESSING SERVICE - Removal of Trading Relationship Requirements

A6334

November 6, 2006

P&S 5904

New Service Announcement – Account Information Transmission Service

A6333

November 3, 2006

P&S 5903

THANKSGIVING DAY HOLIDAY SCHEDULE

A6332

November 3, 2006

P&S 5902

CHANGES IN THE LIST OF PARTICIPANTS

A6331

November 3, 2006

P&S 5901

REGIONAL INTERFACE OPERATION (RIO) & CONSOLIDATED TRADE SUMMARY ENHANCEMENTS FOR NEW YORK STOCK EXCHANGE GROUP

A6330

November 2, 2006

P&S 5900

RULE CHANGE (SR-NSCC-2006-14) - Technical changes to NSCC's Rules regarding Insurance Processing Service ("IPS")

A6329

November 2, 2006

P&S 5899

RTTM Corporate, Municipal, UIT (CMU) Specification Changes For Accrued Interest & Municipal Baby Bonds

A6328

November 1, 2006

P&S 5898

Commission Bill Settlement November 15, 2006

A6327

November 1, 2006

P&S 5897

NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM

A6326

November 1, 2006

P&S 5896

RECAPS – December 2006

A6325

October 31, 2006

P&S 5895

CHANGES IN THE LIST OF PARTICIPANTS (SPECIAL NOTICE - CDS) [plus attachment]

A6324

October 27, 2006

P&S 5894

CHANGES IN THE LIST OF PARTICIPANTS

A6323

October 26, 2006

P&S 5893

RECAPS Enhancements

A6322

October 25, 2006

P&S 5892

DTCC Learning Announces a Crash Course in Continuous Net Settlement (CNS)

A6321

October 23, 2006

P&S 5891

NETWORKING - CLARIFICATION OF NSCC EDITS

A6320

October 23, 2006

P&S 5890

CMU RTTM Password Resets

A6319

October 20, 2006

P&S 5889

CHANGES IN THE LIST OF PARTICIPANTS

A6318

October 20, 2006

P&S 5888

IMPORTANT REPORTING REQUIREMENTS

A6317

October 19, 2006

P&S 5887

ACATS Transfer Cycle Rewrite

A6316

October 17, 2006

P&S 5886

Q3 2006 Migration to DTCC WebDirect Begins

A6315

October 17, 2006

P&S 5885

Rule Filing (SR-NSCC-2006-12) - CNS Buy-Ins of Municipal Securities

A6314

October 13, 2006

P&S 5884

CHANGES IN THE LIST OF PARTICIPANTS

A6313

October 6, 2006

P&S 5883

CHANGES IN THE LIST OF PARTICIPANTS

A6312

October 3, 2006

P&S 5882

Rule Filing (SR-NSCC-2006-11) - Clearing Fund

A6311

September 29, 2006

P&S 5881

CHANGES IN THE LIST OF PARTICIPANTS

A6310

September 28, 2006

P&S 5880

Commission Bill Settlement October 13, 2006

A6309

September 28, 2006

P&S 5879

CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER)

A6308

September 26, 2006

P&S 5878

ACATS Enhancements – Q4 2006 - CORRECTED

A6307

September 26, 2006

P&S 5877

RULE CHANGE – SR-NSCC-2006-10 (ACATS Fund/SERV)

A6306

September 22, 2006

P&S 5876

CHANGES IN THE LIST OF PARTICIPANTS

A6305

September 21, 2006

P&S 5875

NSCC CLEARING FUND MARKET MAKER DOMINATION POSITION REPORTS

A6304

September 19, 2006

P&S 5874

Approval of Rule Filing-SR-NSCC-2006-03 (Clearing Fund Premium Relating to a Member’s Ratio of Clearing Fund Requirement to Capital)

A6303

September 18, 2006

P&S 5873

NSCC MUTUAL FUND SERVICES - NETWORKING POSITION PROCESSING

A6302

September 18, 2006

P&S 5872

Columbus Day Holiday Schedule

A6301

September 15, 2006

P&S 5871

CHANGES IN THE LIST OF PARTICIPANTS

A6300

September 8, 2006

P&S 5870

CHANGES IN THE LIST OF PARTICIPANTS

A6299

September 8, 2006

P&S 5869

NSCC TO BEGIN COLLECTION OF NASDAQ STOCK MARKET (NASDAQ) REGULATORY / TRANSACTION FEES

A6298

September 5, 2006

P&S 5868

Upcoming RECAPS Webinar - REMINDER

A6297

September 5, 2006

P&S 5867

CHANGES IN THE LIST OF PARTICIPANTS

A6296

August 31, 2006

P&S 5866

Upcoming RECAPS Webinar

A6295

August 29, 2006

P&S 5865

ENHANCEMENTS TO NSCC MUTUAL FUND SERVICES - REVISED

A6294

August 28, 2006

P&S 5864

Preliminary 2007 Fee Guidance

A6293

August 25, 2006

P&S 5863

Commission Bill Settlement September 15, 2006

A6292

August 25, 2006

P&S 5862

CHANGES IN THE LIST OF PARTICIPANTS

A6291

August 21, 2006

P&S 5861

ACATS Enhancements – Q4 2006 (Updated information - see also A#6308)

A6290

August 18, 2006

P&S 5860

CNS Exemption and Priority Instructions on PBS

A6289

August 18, 2006

P&S 5859

CHANGES IN THE LIST OF PARTICIPANTS

A6288

August 18, 2006

P&S 5858

RULE CHANGE – SR-NSCC-2006-02 (NSCC's Financial Statements)

A6287

August 17, 2006

P&S 5857

Dutch Auction Voluntary Tender Offer – Microsoft (CUSIP 594918104)

A6286

August 14, 2006

P&S 5856

LABOR DAY HOLIDAY SCHEDULE

A6285

NOTE: An Important Notice with A#6285 will not be issued

A6284

August 14, 2006

P&S 5854

NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM

A6283

August 14, 2006

P&S 5853

RECAPS – September 2006

A6282

August 11, 2006

P&S 5852

CHANGES IN THE LIST OF PARTICIPANTS

A6281

August 9, 2006

P&S 5851

Business Continuity Testing

A6280

August 7, 2006

P&S 5850

ACATS FUND/SERV MODIFICATIONS

A6279

August 4, 2006

P&S 5849

CHANGES IN THE LIST OF PARTICIPANTS

A6278

August 1, 2006

P&S 5848

Commission Bill Settlement August 15, 2006

A6277

July 28, 2006

P&S 5847

CHANGES IN THE LIST OF PARTICIPANTS

A6276

July 24, 2006

P&S 5846

RULE CHANGE – SR-NSCC-2006-09 (Cash, Next Day and Seller’s Option Equity Transactions)

A6275

July 21, 2006

P&S 5845

CHANGES IN THE LIST OF PARTICIPANTS

A6274

July 18, 2006

P&S 5844

IMPORTANT REPORTING REQUIREMENTS

A6273

July 18, 2006

P&S 5843

PCWeb Direct – Q3 2006 Migration To Single Sign-On

A6272

July 17, 2006

P&S 5842

REVISED 8/29/06 – See A# 6295 - ENHANCEMENTS TO NSCC MUTUAL FUND SERVICES

A6271

July 17, 2006

P&S 5841

NEW NASDAQ STOCK EXCHANGE END-OF-DAY PRINT IMAGE CONTRACT

A6270

July 17, 2006

P&S 5840

PRODUCTION IMPLEMENTATION OF INTERNATIOAL SECURITIES EXCHANGE – REGIONAL INTERFACE OPERATION (RIO) & CONSOLIDATED TRADE SUMMARY ENHANCEMENTS

A6269

July 14, 2006

P&S 5839

CHANGES IN THE LIST OF PARTICIPANTS

A6268

July 14, 2006

P&S 5838

NSCC SERVICE TO SUPPORT SEC RULE 22C-2 – DATATRAK SYSID’S AND AUTOROUTE NUMBERS

A6267

July 14, 2006

P&S 5837

DataTrak Processing Change

A6266

July 7, 2006

P&S 5836

NSCC SERVICE TO SUPPORT SEC RULE 22C-2 - REVISION

A6265

July 7, 2006

P&S 5835

CHANGES IN THE LIST OF PARTICIPANTS

A6264

June 30, 2006

P&S 5834

INTERNATIOAL SECURITIES EXCHANGE – REGIONAL INTERFACE OPERATION (RIO) & CONSOLIDATED TRADE SUMMARY ENHANCEMENTS

A6263

June 30, 2006

P&S 5833

Commission Bill Settlement July 10, 2006

A6262

June 30, 2006

P&S 5832

Effective Date for Bond Description Changes on NSCC Municipal Print Image Contracts

A6261

June 30, 2006

P&S 5831

CHANGES IN THE LIST OF PARTICIPANTS - REVISED

A6260

June 23, 2006

P&S 5830

CHANGES IN THE LIST OF PARTICIPANTS

A6259

June 21, 2006

P&S 5829

NASDAQ STOCK EXCHANGE ACTIVATION -MODIFICATIONS TO OTC LOCKED-IN PROCESSING

A6258

June 19, 2006

P&S 5828

IPS 2006 September Enhancement Release

A6257

June 16, 2006

P&S 5827

INDEPENDENCE DAY HOLIDAY SCHEDULE

A6256

June 16, 2006

P&S 5826

CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER)

A6255

June 16, 2006

P&S 5825

CHANGES IN THE LIST OF PARTICIPANTS

A6254

June 12, 2006

P&S 5824

NSCC SERVICE TO SUPPORT SEC RULE 22C-2 - REVISION

A6253

June 9, 2006

P&S 5823

CHANGES IN THE LIST OF PARTICIPANTS

A6252

June 12, 2006

P&S 5822

RULE FILING SR-NSCC-2006-07
Changes to NSCC’s Rules regarding Fund/Serv

A6251

June 2, 2006

P&S 5821

CHANGES IN THE LIST OF PARTICIPANTS

A6250

June 1, 2006

P&S 5820

Commission Bill Settlement June 15, 2006

A6249

May 30, 2006

P&S 5819

ACATS Modifications – Optional Changes for MF Agent Processing

A6248

May 30, 2006

P&S 5818

RULE CHANGE – SR-NSCC-2006-06 (ACATS Fund/SERV)

A6247

May 26, 2006

P&S 5817

CHANGES IN THE LIST OF PARTICIPANTS

A6246

May 24, 2006

P&S 5816

Modification of Trade Submission Practices and Clearing Fee Revisions (Rule Filing SR-NSCC-2006-04) – REVISED IMPLEMENTATION TIMEFRAME

A6245

May 19, 2006

P&S 5815

CHANGES IN THE LIST OF PARTICIPANTS

A6244

May 18, 2006

P&S 5814

Rule Filing Approval (SR-NSCC-2005-17) - Settlement of Commission Bills

A6243

May 17, 2006

P&S 5813

Bond Descriptions on NSCC Municipal Print Image Contracts

A6242

May 12, 2006

P&S 5812

CHANGES IN THE LIST OF PARTICIPANTS

A6241
REVISED

May 8, 2006

P&S 5811

JUNE DEADLINE: Redesigned Equity Commission Bill System
for NYSE & Amex Commission Debits

A6240

May 8, 2006

P&S 5810

DTCC Learning Announces New CNS E-learning Courses

A6239

May 5, 2006

P&S 5809

CHANGES IN THE LIST OF PARTICIPANTS

A6238

April 28, 2006

P&S 5808

Commission Bill Settlement May 10, 2006

A6237

April 28, 2006

P&S 5807

NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM

A6236

April 28, 2006

P&S 5806

RECAPS – June 2006

A6235
REVISED

April 28, 2006

P&S 5805

CHANGES IN THE LIST OF PARTICIPANTS

A6234

April 27, 2006

P&S 5804

CHANGE IN SCHEDULE – TORONTO

A6233

April 27, 2006

P&S 5803

MEMORIAL DAY HOLIDAY SCHEDULE

A6232

April 25, 2006

P&S 5802

CNS Re-transmittal Buy-ins Open to all CNS Eligible Securities on May 1, 2006 (End of Pilot Phase)

A6231

April 21, 2006

P&S 5801

CHANGES IN THE LIST OF PARTICIPANTS

A6230

April 21, 2006

P&S 5800

IMPORTANT REPORTING REQUIREMENTS (REVISED*)

A6229

April 13, 2006

P&S 5799

CHANGES IN THE LIST OF PARTICIPANTS

A6228

April 12, 2006

P&S 5798

NETWORKING SERVICE TO SUPPORT SEC RULE 22C-2 – XML MESSAGING

A6227

April 7, 2006

P&S 5797

CHANGES IN THE LIST OF PARTICIPANTS

A6226

April 3, 2006

P&S 5796

IMPORTANT REPORTING REQUIREMENTS
(REVISED, SEE A#6230)

A6225

March 31, 2006

P&S 5795

CHANGES IN THE LIST OF PARTICIPANTS

A6224

March 29, 2006

P&S 5794

Commission Bill Settlement April 13, 2006

A6223

March 28, 2006

P&S 5793

PROPOSED RULE CHANGE – SR-NSCC-2006-05

A6222

March 28, 2006

P&S 5792

CNS Retransmittal Buy-in Pilot

A6221

March 24, 2006

P&S 5791

CHANGES IN THE LIST OF PARTICIPANTS

A6220

March 23, 2006

P&S 5790

PROCESSING NON-STANDARD SETTLEMENT TRADES IN CNS

A6219

March 17, 2006

P&S 5789

CHANGES IN THE LIST OF PARTICIPANTS

A6218

March 15, 2006

P&S 5788

Rule Filing (SR-NSCC-2006-04) Modification of Trade Submission Practices and Clearing Fee Revisions

A6217

March 15, 2006

P&S 5787

GOOD FRIDAY HOLIDAY SCHEDULE

A6216

March 10, 2006

P&S 5786

PROPOSED RULE CHANGE – SR-NSCC-2006-03 (Clearing Fund Premium Relating to a Member’s Ratio of Clearing Fund Requirement to Capital)

A6215

March 10, 2006

P&S 5785

CHANGES IN THE LIST OF PARTICIPANTS

A6214

March 10, 2006

P&S 5784

Rule Change Approval (SR-NSCC-2006-01) Mandatory Purchaser Participants

A6213

March 8, 2006

P&S 5783

NSCC SERVICE TO SUPPORT SEC RULE 22C-2

(INFORMATION HAS BEEN REVISED – SEE A#6254)

A6212

March 3, 2006

P&S 5782

CHANGES IN THE LIST OF PARTICIPANTS

A6211

February 28, 2006

P&S 5781

Commission Bill Settlement March 15, 2006

A6210

February 24, 2006

P&S 5780

CHANGES IN THE LIST OF PARTICIPANTS

A6209

February 21, 2006

P&S 5779

YEAR-END REFUND FOR 2005

A6208
REVISED

February 21, 2006

P&S 5778

NSCC Modifies its Trade Submission Practices and Revises Its Clearing Fees

A6207

February 17, 2006

P&S 5777

CHANGES IN THE LIST OF PARTICIPANTS

A6206

February 15, 2006

P&S 5776

Rule Change-SR-NSCC-2006-02 NSCC's Financial Statements

A6205

February 10, 2006

P&S 5775

Rule Filing (SR-NSCC-2006-01) Mandatory Purchaser Participants

A6204

February 10, 2006

P&S 5774

CHANGES IN THE LIST OF PARTICIPANTS

A6203

February 9, 2006

P&S 5773

Networking CDSC Transfer File – Additional Modification

A6202

February 9, 2006

P&S 5772

REMINDER
SMART/Track for CNS Buy-Ins and Sunsetting of CNS Buy-in Functionality on Pex

A6201

February 9, 2006

P&S 5771

NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM

A6200

February 9, 2006

P&S 5770

RECAPS – March 2006

A6199
REVISED

February 8, 2006

P&S 5769

Redesigned Equity Commission Bill System for NYSE & Amex Commissions Debits

A6198

February 6, 2006

P&S 5768

SMART Passthrough Charges

A6197

February 3, 2006

P&S 5767

CHANGES IN THE LIST OF PARTICIPANTS

A6196

February 2, 2006

P&S 5766

ACATS Enhancements – Eligibility Modifications for PREMed Securities

A6195

February 1, 2006

P&S 5765

AMENDED INFORMATION - MODIFICATIONS TO NETWORKING CDSC TRANSFER FILE - REVISION

A6194

January 31, 2006

P&S 5764

Commission Bill Settlement February 15, 2006

A6193

January 30, 2006

P&S 5763

WASHINGTON’S BIRTHDAY (PRESIDENTS’ DAY) HOLIDAY SCHEDULE

A6192

January 27, 2006

P&S 5762

VERIZON COMMON STOCK DIVIDEND

A6191

January 27, 2006

P&S 5761

CHANGES IN THE LIST OF PARTICIPANTS

A6190

January 20, 2006

P&S 5760

CHANGES IN THE LIST OF PARTICIPANTS

A6189

January 19, 2006

P&S 5759

SMART/Track for CNS Buy-Ins and Sunsetting of CNS Buy-in Functionality on PEX

A6188

January 13, 2006

P&S 5758

CHANGES IN THE LIST OF PARTICIPANTS

A6187

January 6, 2006

P&S 5757

REMINDER – Changed Membership Standards Applicable to Mutual Fund/Insurance Service Members and Fund Members

A6186

January 6, 2006

P&S 5756

CHANGES IN THE LIST OF PARTICIPANTS

A6185

January 3, 2006

P&S 5755

Commission Bill Settlement January 13, 2006

A6184

January 3, 2006

P&S 5754

RULE CHANGE APPROVAL – SR-NSCC-2005-14
PURCHASE OF SHARES OF THE COMMON STOCK OF THE DEPOSITORY TRUST & CLEARING CORPORATION (“DTCC”)