A 4613 June 13, 1997
P&S 4191
TO: ALL PARTICIPANTS
ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT; CASHIER FUND/SERV PARTICIPANTS
SUBJECT: CHANGES IN THE LIST OF PARTICIPANTS
An additional number has been assigned to State Street Research Investment Services Inc. (#5568) for the purpose of using the Fund/Serv and Networking Systems as detailed below:
First Trade Date, June 13, 1997:
State Street Research Investment Services Inc./ Pegasus Fund No. 4951
Networking Code YI
Contact: Scott Notargiacomo
Phone: (617) 357-7837
UPDATE
OTC EXECUTED-BY LIST
MUNICIPAL BOND COMPARISON DIRECTORY
Kindly update the OTC Executed-By List and the Municipal Bond Comparison Directory dated January 3, 1997 as detailed below:
Clearing Broker Identifiers |
Executing Broker Identifiers |
|||
Alpha |
Numeric |
Alpha |
Numeric |
|
Delete Immediately: |
||||
Alaron Securities Corporation |
0277 |
ALRN |
||
BCI Capital Corporation |
0277 |
BCIC |
||
CBI International Securities Inc. |
0277 |
CBIS |
||
State Street Capital Markets Corp. |
0277 |
SCCM |
||
Baxter Brown & Co. |
PRUS |
0030 |
BAXT |
|
First Newport Capital Markets |
PRUS |
0030 |
FNPC |
|
American Eagle Investments |
ERNS |
0233 |
AEGL |
|
Clearing Broker Identifiers |
Executing Broker Identifiers |
|||
Alpha |
Numeric |
Alpha |
Numeric |
|
Delete, Last Trade Date, June 24, 1997: |
||||
Prime Charter LTD |
ABSB |
0573 |
PCHR |
|
Add Immediately: |
||||
Spencer Clark L.P. |
0277 |
SPEN |
||
Capital World Securities Corp. |
WEDB |
0103 |
CWSC |
|
Crispin Koehler Securities, Inc. |
FSWC |
0309 |
CKSI |
|
European Equity Partners, Inc. |
MSIC |
0111 |
PEAN |
|
Add, First Trade Date, June 25, 1997: |
||||
Wyoming Financial Securities, Inc. |
ABSB |
0573 |
WYOM |
|
Symbol Change, Effective June 16, 1997: |
||||
From: EGS Securities Corp |
MONT |
0773 |
EGSC |
|
To: EGS Securities Corp |
MONT |
0773 |
PLFA |
|
Name Change, Effective Immediately: |
||||
From: Pitcairn Carnegie Securities, L.P. |
BSCC |
0352 |
CARN |
|
To: Carnegie Hill Securities Corporation |
BSCC |
0352 |
CARN |
|
Kindly update the OTC Executed-By List as detailed below:
Delete Immediately: |
||||
Furman, Robert M. |
0277 |
FRMN |
||
Michael Securities, Inc. |
0277 |
MISC |
||
Pendrick Reeves Associates Inc. |
0277 |
PENR |
||
Popper, Wolf A. Inc. |
0277 |
WAPI |
||
Suppes Securities, Inc. |
0277 |
SUPP |
||
Phelps (S.N.) & Company |
PRUS |
0030 |
PHEL |
|
Wellington Group Inc. (The) |
PRUS |
0030 |
WEGE |
|
Delete, Last Trade Date, June 24, 1997: |
||||
Barclay (J.W.) & Co. Inc. |
BSCC |
0352 |
JWBC |
|
Add Immediately: |
||||
First Financial Investment Securities |
SWST |
0279 |
FINV |
|
Melvin Securities Corp |
GLDS |
0325 |
MLVN |
|
Clearing Broker Identifiers |
Executing Broker Identifiers |
|||
Alpha |
Numeric |
Alpha |
Numeric |
|
Add, First Trade Date, June 25, 1997: |
||||
Barclay (J.W.) & Co. Inc. |
OPCO |
0438 |
JWBC |
|
m Kindly update the Municipal Bond Comparison Directory dated January 3, 1997 as detailed below:
Delete Immediately: |
||||
Mischler Liberty, Inc. |
PRUS |
0030 |
MLIB |
The following firm have submitted Executed Retirement Account Transfer Agreements during the week of June 9, 1997:
Neuberger & Berman Management Inc.
Crabbe-Huson Securities, Inc.
New England Funds L.P.
If you have any questions, please call William Reilly at (212) 412-8620 or Jan Meola at (212) 412-8623.
David F. Hoyt
Vice President