A #4635 --- August 8, 1997
P&S #4208
TO: ALL PARTICIPANTS
ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT CASHIER FUND/SERV PARTICIPANTS ACATS PARTICIPANTS
SUBJECT: CHANGES IN THE LIST OF PARTICIPANTS
The following members of the Stock Clearing Corporation of Philadelphia will retire from all Trade Comparison Services as detailed below:
Last Trade Date, August 12, 1997:
Summit Discount Brokerage Co. - No. 8057
OTC Alpha Identifier LEHIRobinson & Lukens Inc. - No. 7607
OTC Alpha Identifier RLUK
The following firms will begin participation in the OTC Trade Comparison System, the Municipal Bond When Issued CNS and Regular Way CNS Comparison System, ACATS, RECAPS and Envelope Settlement Services as detailed below:
First Trade Date, August 13, 1997:
Summit Discount Brokerage Co. - No. 0219
OTC Alpha Identifier LEHI
Envelope Settlement Location: Y (New York)
The following firm will begin participation in OTC Trade Comparison, Municipal Bond Comparison Only, ACATS, RECAPS and the Envelope Settlement Services as detailed below:
First Trade Date, August 13, 1997:
Robinson & Lukens Inc. - No. 7607
OTC Alpha Identifier RLUK
Envelope Settlement Location: Y (New York)
UPDATE
OTC EXECUTED-BY LIST
MUNICIPAL BOND COMPARISON DIRECTORY
Kindly update the OTC Executed-By List and the Municipal Bond Comparison Directory dated January 3, 1997 as detailed below:
|
Clearing Broker Identifiers |
Executing Broker Identifiers |
||
Alpha |
Numeric |
Alpha |
Numeric |
|
Name Change Effective 8-11-97: |
||||
From: Crisler, Tipton Wunderlich Inc. |
BSSC |
0352 |
CRTI |
|
To: Wunderlich Securities, Inc. |
BSSC |
0352 |
CRTI |
|
Delete Immediately: |
||||
Interfirst Capital Corporation |
PWJC |
0221 |
IFCC |
|
Add Immediately: |
||||
First of Michigan Corporation |
FAHN |
0571 |
FOMC |
|
Interfirst Capital Corporation |
NFSC |
0226 |
IFCC |
|
Southeast Investments N.A., Inc. |
JWCI |
0194 |
SEIN |
|
Symbol Change: First Trade Date, August 18, 1997: |
||||
From: Summit Discount Brokerage Co. |
LEHI |
0219 |
LEHI |
0219 |
To: Summit Discount Brokerage Co. |
SDBC |
0219 |
SDBC |
0219 |
Kindly update the OTC Executed-By List as detailed below:
Clearing Broker Identifiers |
Executing Broker Identifiers |
|||
Alpha |
Numeric |
Alpha |
Numeric |
|
Delete Immediately: |
||||
Riley (B.) & Co., Inc. |
BSSC |
0352 |
RILY |
|
Sovereign Equity Management Corp. |
FSWC |
0309 |
SEMC |
|
Add Immediately: |
||||
Boston Institutional Services |
WPGC |
0022 |
BISI |
|
Market Square Securities Trading, Inc. |
PFSI |
0234 |
MSST |
|
The following firm(s) have submitted Executed Retirement Account Transfer Agreements during the week of August 8, 1997:
Federated Securities Corp.
Seligman Data Corp.
Oppenheimer Funds Distributors, Inc.
If you have any questions, please call William Reilly at (212) 412-8620 or Jan Meola at (212) 412-8623.
David F. Hoyt
Vice President