As the result of a merger between BancAmerica Securities Inc. (#5235) and NationsBanc Montgomery Securities, L.L.C./Charlotte (#0153), the following changes have occured:

• The following firms changed their names as detailed below:

From: BancAmerica Securities, Inc. No. 5235
OTC Alpha Identifier: BASI

To: NationsBanc Montgomery Securities, L.L.C./Municipals, Money Mkts No. 5235
OTC Alpha Identifier: BASI

From: NationsBanc Montgomery Securities, L.L.C./Charlotte No. 0153
OTC Alpha Identifier: NBCM

To: NationsBanc Montgomery Securities, L.L.C./Corporates, MTN's, Asset Back's No. 0153
OTC Alpha Identifier: NBCM

From: NationsBanc Montgomery Securities, L.L.C./San Francisco No. 0773
OTC Alpha Identifier: MONT

To: NationsBanc Montgomery Securities, L.L.C./Equities No. 0773
OTC Alpha Identifier: MONT

• As the result of a merger between First Options of Chicago, Inc., and LIT Clearing Services, Inc., the following name changes will occur:

From: LIT Clearing Services, Inc. No. 0325
To: LIT Division of First Options of Chicago, Inc. No. 0325

From: LIT Automated - GSI No. 0560
To: First Options of Chicago, Inc./LIT Automated - GSI No. 0560

• The following firm will begin participation in the OTC and Bond Comparison systems, RECAPS, ACATS, ACAT Fund/Serv and Envelope Settlement Services as detailed below:

First Trade Date, September 30, 1998:

Discover Brokerage Direct No. 5147
OTC Alpha Identifier DBDM
Envelope Settlement Location: Y (New York)

• The following firm will begin participation in the Fund/Serv Commission Settlement service as detailed below:

Effective Immediately:

BISYS Fund Services, L.P./Profunds No. 4969

• The following firm will retire from ACATS as detailed below:

Effective Immediately:

Hill, Thompson, Magid & Co., Inc. No. 0633

• The following firms have changed their names as detailed below:

First Trade Date, October 1, 1998:

From: Everen Clearing Corp. No. 0262
To: Everen Clearing LLC No. 0262

From: Odd Lot Execution Services No. 3851
To: Odd Lot Execution Services, L.L.C. No. 3851

First Trade Date, October 2, 1998:

From: Advantage Trading Group, Inc./Correspondent Clearing No. 0297
To: Empire Financial Group, Inc. No. 0297

• The following firm will retire from all services except Municipal Bond Comparison Only as detailed below:

Last Settlement Date, October 15, 1998:

Carty & Co., Inc. No. 5173

• An additional number has been assigned to AIM Distributors, Inc. (#5540) for the purpose of using the Networking system as detailed below:

First Trade Date, October 6, 1998:

AIM Distributors, Inc./Fund Management Company No. 5450
Networking Code: W6
Contact: Brandon Johnson
Phone: (713) 214-4927

• The following firm will begin participation in the Fund/Serv and Networking systems as a Third Party Administrator as detailed below:

First Trade Date, October 2, 1998:

Hewitt Associates LLC No. 7107
Networking Code: 1C
Contact: Michael Vogel
Phone: (847)295-5000

• An additional number has been assigned to State Street Bank & Trust Company (#2950) for the purpose of participating in the Fund/Serv and Networking systems as detailed below:

First Trade Date, October 2, 1998:

State Street Bank & Trust Company/ Xerox-Hewitt No. 5957
Networking Code: 1E
Contact: Al Flowers
Phone: (781) 302-6186

• Kindly update the OTC Executed-By List and the Municipal Bond Comparison Directory dated July 3, 1998 as detailed below:

• Kindly update the OTC Executed-By List as detailed below:

• Kindly update the Municipal Bond Comparison Directory dated July 3, 1998 as detailed below:

The following firms have remitted Executed Networking Agreements during the week of October 2, 1998:

#5653 - Alps Mutual FD Svcs Inc/Aristata FDS
#5421- Fidelity Distributors Corp/First Funds-Class III

If you have any questions, please call William Reilly at (212) 412-8620 or Lisa Siebold at (212) 412-8591.

Jan Meola
Vice President, Membership