• The following firms will begin participation in the Networking system as detailed below:

Effective Immediately:

Unified Management Corporation/Unified Fund Services No. 4965
Networking Code: B6
Contact: Linda Lawson
Phone: (317) 917-7023

First Trade Date, October 22, 1998:

Spear, Leeds & Kellogg No. 0501
Networking Code: 1K
Contact: Gary Goldring
Phone: (212) 433-7000

• The following firm will begin participation in the ACATS Fund/Serv system as detailed below:

Effective Immediately:

SG Cowen Securities Corporation No. 5887

• The following firm will begin participation in the Fund/Serv system as detailed below:

First Trade Date, October 23, 1998:

Neuberger & Berman, L.L.C. No. 0155
Contact: Sal Buonocore
Phone: (212) 709-7801

• The following firms will retire from all services as detailed below:

Effective Immediately:

SEI Investments Distribution Company/Marquis Funds No. 5651
JMC Financial Corporation No. 0179
First Fund Distributors, Inc./Matrix Growth Fund No. 4913
First Fund Distributors, Inc./Matrix Emerging Growth Fund No. 4914

Last Trade Date, October 22, 1998:

Weiss, Peck & Greer, L.L.C. No. 5532
Choice Investments, Inc. No. 5561

• The following firm will retire from all services as detailed below:

Effective Immediately:

Security Research Associates, Inc. No. 8160
Note: All inquiries should be directed to:
Ms. Leslie Weaver
Security Research Associates, Inc.
Wood Island (Suite 3F)
80 East Sir Francis Drake Blvd.
Larkspur, CA 94939

• An additional number has been assigned to First Data Distributors, Inc. (#4857) for the purpose of using the Fund/Serv and Networking systems, ACATS Fund/Serv and Fund/Serv Commission Settlement services as detailed below:

First Trade Date, October 23, 1998:

First Data Distributors, Inc./Weiss Peck & Greer Funds No. 5532
Networking Code: AX
Contact: Eileen Gilfedder
Phone: (508) 871-3725

• Additional numbers have been assigned to Rafferty Capital Markets, Inc. (#5726) for the purpose of using the Fund/Serv and Networking systems as detailed below:

First Trade Date, October 23, 1998:

Rafferty Capital Markets, Inc./Texas Capital Value Funds No. 5561
Networking Code: HY
Contact: Thomas A. Mulrooney
Phone: (914) 381-2080

First Trade Date, November 2, 1998:

Rafferty Capital Markets, Inc./Golf Associated Fund No. 5476
Networking Code: 1I
Contact: Thomas A. Mulrooney
Phone: (914) 381-2080

• An additional number has been assigned to BISYS Fund Services, L.P. (#5816) for the purpose of using the Fund/Serv and Networking systems as detailed below:

BISYS Fund Services, L.P./Correspondent Cash Reserves Funds No. 5472
Networking Code: 1D
Contact: Scott Roseberry
Phone: (614) 470-8862

• An additional number has been assigned to Longleaf Partners Funds (#4863) for the purpose of using the Fund/Serv and Networking systems as detailed below:

First Trade Date, October 27, 1998:

Longleaf Partners Funds/Longleaf Partners International Funds No. 5466
Networking Code: Z6
Contact: Charles Reaves
Phone: (800) 445-9469

• The following firm will retire from ACATS and the Envelope Settlement Service as detailed below:

Last Settlement Date, October 22, 1998:

LIT Division of First Options of Chicago, Inc. No. 0325
Note: All inquires should be directed to:
Mr. William Zelasko
Vice President
First Options of Chicago, Inc.
One Financial Place
440 South LaSalle Street
Chicago, IL 60605
Phone: (312) 362-3000

• The following firms will change their names only, as detailed below:

From: Jackson National Financial Services, Inc. No. 0668
To: National Planning Corporation No. 0668

From: Legg Mason Wood Walker Inc./Western Asset Trust, Inc. No. 5652
To: Legg Mason Wood Walker Inc./LM Institutional Fund Advisors No. 5652

• The following firm will begin participation in the Fund/Serv Commission Settlement service as detailed below:

Effective Immediately:

SEI Investments Distribution Co. No. 5820

• Kindly update the OTC Executed-By List and the Municipal Bond Comparison Directory dated July 3, 1998 as detailed below:

• Kindly update the OTC Executed-By List as detailed below:

• Kindly update the Municipal Bond Comparison Directory dated July 3, 1998 as detalied below:

The following firms have remitted Executed Retirement Account Transfer Agreements during the week of October 23, 1998:

Delaware Distributors L.P. - #5510

If you have any questions, please call William Reilly at (212) 412-8620 or Lisa Siebold at (212) 412-8591.

Jan Meola
Vice President, Membership