Important Notice

CORRECTION:
A 4865B - December 4, 1998
P&S 4429

TO: ALL PARTICIPANTS

ATTENTION:  MANAGER, PURCHASES AND SALES DEPARTMENT; CASHIER; FUND/SERV PARTICIPANTS; ACATS PARTICIPANTS

SUBJECT: CHANGES IN THE LIST OF PARTICIPANTS


First Trade Date, December 14, 1998:

BNY Clearing Services LLC No. 0262
Listed Identifier: From: EVR
To: BNC
OTC Symbol: From: ECCC
To: BNYC

 

First Trade Date, December 1, 1998:

Sprott Securities Limited/CDS No. 5055
Envelope Receive Location - Toronto (Env. - A)

 

First Trade Date, December 1, 1998:

Laurential Banc of Canada No. 5001
Envelope Receive Location - Toronto (Env. - A)

 

Effective Immediately:

Deposit Guaranty National Bank, Jackson, MS No. 6993
Barnett Bank of Jacksonville, N.A. No. 6868

Last Trade Date, November 30, 1998:

Sunstone Financial Group, Inc./Grand Prix Funds No. 5895

 

Last Trade Date, December 2, 1998:

*Brink Hudson & LeFever No. 0305
OTC Alpha Identifier BINF
See page 5 for further information

Last Trade Date, December 3, 1998:

Friedman, Billings, Ramsey & Co. No. 5526

Last Trade Date, December 7, 1998:

Ameriprime Financial Securities, Inc./Icon Funds No. 5549

Last Trade Date, December 11, 1998:

Gordon Capital Corporation No. 5009

 

First Trade Date, December 1, 1998:

Ameriprime Financial Securities, Inc./Grand Prix No. 5895
Networking Code: P4
Contact: Ken Trumpfheller
Phone: (817) 431-2197

 

First Trade Date, December 4, 1998:

FBR Investment Services, Inc. No. 5526
Networking Code: ZO
Contact: Soth Chin
Phone: (703) 469-1313

 

First Trade Date, December 8, 1998:

Meridian Clearing No. 5549
Networking Code: I5
Contact: Erik L. Jonson
Phone: (303) 790-1600

 

First Trade Date, December 1, 1998:

Janus Distributors, Inc./Janus Offshore No. 5467

 

Effective Immediately:

Roulston Research Corporation No. 5473

 

Effective Immediately:

Bisys Fund Services LP/Willamette Value Fund No. 5429
FSC Securities Corporation No. 0169

First Trade Date, December 7, 1998:

American Growth Fund Sponsors, Inc. No. 5676

 

First Trade Date, December 7, 1998:

Benefits Corp. Equities Inc. No. 0257
Contact: Dave McLeod
Phone: (303) 689-6170


UPDATE
OTC EXECUTED-BY LIST
MUNICIPAL BOND COMPARISON DIRECTORY

 

 

Clearing Broker

Identifiers

Executing Broker

Identifiers

 

Alpha

Numeric

Alpha

Numeric

Delete, Immediately:

       

Dina (Philip A.) Securities

FSRV

0331

DINA

 

Fortress Financial Group, Ltd.

JBOC

8273

FFGL

 

Harvest Capital Management

PWJC

0221

HRVT

 

Kennedy, Cabot & Co.

NISC

0044

KNCB

 

Russell Investments

JBOC

8273

RUSL

 
         

Delete, Last Trade Date December 4, 1998:

       

Capital Bay Securities

BSSC

0352

CBAY

 
         

Add Immediately:

       

Burlington Securities Corporation

PRUS

0030

BURL

 

Federated Securities Inc.

 

0235

FEDR

 
         

Add, Last Trade Date December 7, 1998:

       

Capital Bay Securities

 

0235

CBAY

 

 

 

 

Clearing Broker

Identifiers

Executing Broker

Identifiers

 

Alpha

Numeric

Alpha

Numeric

Delete, Immediately:

       

Ash & Co., Inc.

FSRV

0331

ASHY

 

Brauer & Associates, Inc.

FSRV

0331

BRAU

 

Central Credit Union Fund Brokerage Services, Inc

NFSC

0226

CCBS

 

Citizens Bank, Inc.

NFSC

0226

CTZN

 

Corby North Bridge Securities, Inc.

NFSC

0226

CRBY

 

Crestar Securities

NFSC

0226

CSTR

 

Duke & Company, Inc.

FSRV

0331

DUKE

 

FBN Brokerage

NFSC

0226

STIS

 

Grace (R.K.) & Co.

NFSC

0226

RKGR

 

MFI Investments Corp.

NFSC

0226

MFIC

 

Meyers, Pollock, Robbins, Inc.

FSRV

0331

MPRI

 

PIM Global Equities

FSRV

0331

NTRD

 

Quantum Group Ltd.

FSRV

0331

QTMG

 

UBOC Investment Services Inc

NFSC

0226

MKTI

 

Weiner Abrams and Company, Inc.

NFSC

0226

WGLD

 

Winthrop Investment Group, Inc.

FSRV

0331

DAIG

 
         
         

Delete, Last Trade Date December 4, 1998:

       

VTR Capital, Inc.

FSRV

0331

VENT

 
         

Add Immediately:

       

Delta Equity Servies Corp.

QRCC

0158

RAYG

 

Lido Securities

QRCC

0158

LIDO

 

Moos, E. A. & Co. L.P.

MSCO

0050

MOOS

 

Nextrade

FSRV

0331

NTRD

 
         

Add, First Trade Date, December 2, 1998:

       

*Brink Henderson & LeFever

CICF

0609

BINF

 
         

Add, First Trade Date Dec. 7, 1998:

       

Axis Securities and Exchange, L.L.C.

ECCC

0262

ASAE

 

Fairchild Financial Group, Inc.

FSRV

0331

FAIR

 

 

 

 

Clearing Broker

Identifiers

Executing Broker

Identifiers

 

Alpha

Numeric

Alpha

Numeric

Add Immediately:

       

BAC Corp Securities & Investment Services

PERS

0443

BCCS

 

The following firms have remitted Executed Networking Agreements during the week of December 4, 1998:

Security Capital Markets Group, Inc. - #5451

If you have any questions, please call William Reilly at (212) 412-8620 or Lisa Siebold at (212) 412-8591.

Janis Meola
Vice President, Membership