A 4968 - July 2, 1999

Important Notice

A 4968 - July 2, 1999
P&S 4530

TO: ALL NSCC PARTICIPANTS

ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT; CASHIER; FUND/SERV PARTICIPANTS; ACATS PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS

SUBJECT: CHANGES IN THE LIST OF PARTICIPANTS

The following members will change their names as detailed below:

Effective Immediately:
From: FMB Bank No. 2128
To: Allfirst Bank No. 2128

From: Oberweis Brokerage Inc. No. 5697
To: Oberweis.net, Inc. No. 5697

From: Provident Distributors, Inc./Robertson Stephens & Co. No. 5770
To: Provident Distributors, Inc./RS Investment Management No 5770

The following firm will begin participation in the Fund/Serv Commission Settlement system as detailed below:

First Trade Date, June 30, 1999:
Emmett A. Larkin Co., Inc. No. 0371

The following firms will begin participation in the Fund/Serv and Networking systems as detailed below:

First Trade Date, July 1, 1999:
First Fund Distributors Inc./Duncan-Hurst International Growth Fund No. 6597
Networking Code: 5S
Contact: Lisa Corbett
Phone: (626) 852-1033

First Trade Date, July 2, 1999:
Sunstone Distribution Services, LLC/Yacktman Fund No. 5774
Networking Code: YC
Contact: Constance Dye-Shannon
Phone: (414) 226-2595

The following firms will begin participation in the Insurance Processing Service as detailed below:

First Trade Date, June 29, 1999
Kirkpatrick, Pettis, Smith, Polian, Inc. No. 0052

First Trade Date, July 2, 1999:
New York Life Insurance and Annuity Corp. No. 4548
Transamerica Life Insurance Company of New York No. 4556
Transamerica Life Insurance and Annuity Company No. 4543
Transamerica Occidental Life Insurance Company No. 4554

An additional number has been assigned to Provident Distributors, Inc. (#5882) for the purpose of using the ACAT-Fund/Serv, Fund/Serv and Networking systems and the Commission Settlement Service as detailed below:

First Trade Date, July 8, 1999:
Provident Distributors, Inc./SENBANC Fund No. 6580
Networking Code: 4Q
Contact: Phil Rinnander
Phone: (610) 260-6533

An additional number has been assigned to First Funds Distributors Inc. (#5693) for the purpose of using the Fund/Serv and Networking systems as detailed below:

First Trade Date, July 1, 1999:
First Funds Distributors Inc./Puget Sound Funds No. 5438
Networking Code: U5
Contact: Joy Ausili
Phone: (626) 852-1033

An additional number has been assigned to Ziegler (B.C.) Company (#5530) for the purpose of using the Fund/Serv and Networking systems as detailed below:

First Trade Date, July 1, 1999:
Ziegler (B.C.) Company/Pauze Funds No. 4902
Networking Code: DM
Contact: Bob Tuszynski
Phone: (414) 334-5521

The following firms will retire from all services as detailed below:

Last Trade Date, June 30, 1999:
Bisys Fund Services, L.P./Puget Sound Funds No. 5438
Declaration Distributors Inc. No. 4902

Last Trade Date, July 1, 1999:
Declaration Distributors, Inc./The Timothy Plan No. 5698

Last Trade Date, July 9, 1999:
Lewco Securities Corporation No. 5681

The following firms will retire from all services as detailed below:

Last Trade Date, July 1, 1999:
Sunstone Financial Group, Inc./Yacktman Fund No. 5774
Sunstone Financial Group, Inc./First Omaha Funds No. 5426
Sunstone Financial Group, Inc./Aquinas Funds (The) No. 5459
Sunstone Financial Group, Inc./ICAP Funds No. 5481
Sunstone Financial Group, Inc./Van Wagoner Funds No. 5537
Sunstone Financial Group, Inc./Marsico Investment Funds No. 5728
Sunstone Financial Group, Inc./Wasatch Advisors Fund, Inc. No. 5773
Sunstone Financial Group, Inc./Universal Capital Funds No. 5793
Sunstone Financial Group, Inc./Johnson Family Fund, Inc. No. 5876
Sunstone Financial Group, Inc./LaCrosse Funds No. 6561

Additional numbers have been assigned to Sunstone Distribution Services, LLC (#5774) for the purpose of using the Fund/Serv and Networking systems as detailed below:

First Trade Date, July 2, 1999:
Sunstone Distribution Services, LLC/First Omaha Funds No. 5426
Networking Code: S2
Contact: Constance Dye-Shannon
Phone: (414) 226-2595

Sunstone Distribution Services, LLC/Aquinas Funds (The) No. 5459
Networking Code: Y4
Contact: Constance Dye-Shannon
Phone: (414) 226-2595

Sunstone Distribution Services, LLC/ICAP Funds No. 5481
Networking Code: 1S
Contact: Constance Dye-Shannon
Phone: (414) 226-2595

Sunstone Distribution Services, LLC/Van Wagoner Funds No. 5537
Networking Code: OM
Contact: Constance Dye-Shannon
Phone: (414) 226-2595

Sunstone Distribution Services, LLC/Marsico Investment Funds No. 5728
Networking Code: L6
Contact: Constance Dye-Shannon
Phone: (414) 226-2595

Sunstone Distribution Services, LLC/Wasatch Advisors Fund, Inc. No. 5773
Networking Code: WY
Contact: Constance Dye-Shannon
Phone: (414) 226-2595

Sunstone Distribution Services, LLC/Universal Capital Funds No. 5793
Networking Code: Q5
Contact: Constance Dye-Shannon
Phone: (414) 226-2595

Sunstone Distribution Services, LLC/Johnson Family Fund, Inc. No, 5876
Networking Code: Q6
Contact: Constance Dye-Shannon
Phone: (414) 226-2595

Sunstone Distribution Services, LLC/LaCrosse Funds No. 6561
Networking Code: 3Q
Contact: Constance Dye-Shannon
Phone: (414) 226-2595

UPDATE
OTC EXECUTED-BY LIST
MUNICIPAL BOND COMPARISON DIRECTORY

Kindly update the OTC Executed-By List and the Municipal Bond Comparison Directory dated January 8, 1999 as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete, Immediately:
Griffin Financial Services	NFSC	0226	GRFN

Add, Immediately:
Berkshire Asset Management	HRZG	0327	BAMS
Gardnyer Michael Capital, Inc.	JWGI	0194	GMCI
Mercer, William (M.) Securities Corp.	PWJC	0221	WMSC

Clearing Broker Change, Effective Immediately:
From: Creative Capital Management	LARK	0371	CREA
To: Creative Capital Management	FSWC	0309	CREA

Clearing Broker Changes, First Trade Date, July 7, 1999:
From: Pacific Crest Securities	BTAB	0573	PACS
To: Pacific Crest Securities	MONT	0773	PACS

From: First Equity Corporation of Florida	PWJC	0221	FECF
To: First Equity Corporation of Florida	PERS	0443	FECF

Executing Broker Name Change & Symbol Change, Effective Immediately:
From: Salem Securities Corporation	JBOC	8273	SSCE
To: ITRADE.com	JBOC	8273	ITDC

Kindly update the OTC Executed By List dated January 8, 1999 as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete, Immediately:
Sequoia Investments, Inc.	ERNS	0223	SEQU

Add, Immediately:
Searle & Co.	QRCC	0158	SERL

Clearing Broker Changes, Effective Immediately:
From: Selsia Virgin Islands Securities, Inc.	QRCC	0158	SESL
To: Selsia Virgin Islands Securities, Inc.	BHFS	0384	SESL

From: Creative Capital Management	LARK	0371	CREA
To: Creative Capital Management	FSWC	0309	CREA

Clearing Broker Change, First Trade Date, July 7, 1999:
From: Agean Group (The)	SWST	0279	OSHN
To: Agean Group (The)	PRUS	0030	OSHN

Executing Broker Name Change & Symbol Change, Effective Immediately:
From: SEI Financial Services Co.	HRZG	0327	SEIF
To: SEI Investments Distribution Co.	HRGZ	0327	SEIC

Kindly update the Municipal Bond Comparison Directory dated January 8, 1999 as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Add,Immediately:
California Capital Finance	PFSI	0234	CCFI
SEI Investments Distribution Co.	PWJC	0221	SEIC

The following firms have submitted executed Networking Agreements during the week of July 2, 1999:

Pax World Fund Inc. - #4940
Paxworld Growth Fund - #4974
Provident Distributors, Inc./Offitbank Funds - #4985
Delaware Distributors L.P. - #5510
Provident Distributors, Inc./Rodney Square Management Corp. - #5550
Funds Distributor Inc./LaSalle Partners - #5782
First Fund Distributors Opportunity Fund - #5792
First Fund Distributors Inc./PIC Investment Trust - #5819
Provident Distributors, Inc./SENBANC Fund - #6580

The following firm has remitted an executed revised Retirement Account Transfer Agreement during the week of July 2, 1999:

Pioneer Group, Inc. (The) - #5502

If you have any questions regarding this notice, please call Lisa Siebold at (212) 412-8591.

Janis Meola
Vice President, Membership