• Effective First Trade Date, November 1, 1999, the following firm will change its NSCC Participant Number only, as detailed below:

From: Bank of Oklahoma, N.A. No. 2272
Municipal Bond Symbol: BOKL

To: Bank of Oklahoma, N.A. No. 6752
Municipal Bond Symbol: BOKL

• The following Pacific Stock Exchange Specialist will retire from all services as detailed below:

P11 – Crowell, Weedon & Co. – Specialists No. 5314

• The following Pacific Stock Exchange Specialists will change their names as detailed below:

From: P53 – Delta Dividend Group, Inc. – Specialists No. 5341
To: P53 – D.A. Davidson & Co., Inc. - Specialists No. 5341

From: P64 – Delta Dividend Group, Inc. – Specialists No. 5311
To: P64 – D.A. Davidson & Co., Inc. – Specialists No. 5311

From: P67 – Delta Dividend Group, Inc. – Specialists No. 5303
To: P67 – D.A. Davidson & Co., Inc. – Specialists No. 5303

From: P83 – Delta Dividend Group, Inc. – Specialists No. 5352
To: P83 – D.A. Davidson & Co., Inc. – Specialists No. 5352

From: P90 – Delta Dividend Group, Inc. – Specialists No. 5386
To: P90 – D.A. Davidson & Co., Inc. – Specialists No. 5386

• The following firms will retire from all services as detailed below:

First Priority Investment Corporation No. 5691
FPS Broker Services/Beacon Global Advisors No. 4948

• The following firm will retire from Networking as detailed below:

Effective Immediately:

Aetna Investment Services/International Umbrella Fund No. 4957
Aetna Investment Services/Aetna Master Fund No. 4958

Correction to NSCC Important Notice dated August 27, 1999 (A# 4987 – P&S# 4549). The notice incorrectly reported that Reliance Trust Company (#2140), a member of the Depository Trust Company, would begin participation in the ACATS and ACATS Fund/Serv systems effective immediately.

• The following firm will retire from OTC Trade Comparison only as detailed below:

Beyer & Co. No. 8075
OTC Alpha Identifier: BEYR
*Note: See page 3 for additional information.

• The following firm will begin participation in the Insurance Processing Service as detailed below:

First Trade Date, September 29, 1999:

Dean Witter Reynolds Incorporated No. 0015

• Effective October 1, 1999 the following name change will occur as a result of the merger of  First Union Capital Markets Corp. (#0250) into Everen Securities, Inc.:

From: First Union Capital Markets Corp. No. 0250
To: First Union Securities, Inc. No. 0250

Note: The listed alpha identifier (FCP) and the OTC alpha identifier (FCAP) currently in use by #0250 will remain the same.

• The following name change will occur as a result of the merger between B. A. Investment Services, Inc. (#0424) and NationsBank Investments, Inc. as detailed below:

From: B. A. Investment Services, Inc. No. 0424
To: Banc of America Investment Services, Inc. No. 0424

Note: The Municipal Bond Executing Symbol (BAIS) currently in use by #0424 will remain the same.

• The following firm will change its name only as detailed below:

First Trade Date, October 4, 1999:

From: Asiel & Co. No. 0370
To: Asiel & Co. LLC No. 0370

• Kindly update the NSCC Directory dated July 9, 1999 (for OTC Executed-By List and the Municipal Bond Comparison System) as detailed below:

• Kindly update the NSCC Directory dated July 9, 1999 (for OTC Executed-By List) as detailed below::

• Kindly update the NSCC Directory dated July 9, 1999 (for the Municipal Bond Comparison System) as detailed below:

Madison Mosaic, LLC - #6577

If you have any questions regarding this notice, please call Lisa Siebold at (212) 412-8591 or Maria Luna at (212) 412-8763.

Janis Meola
Vice President, Membership