A 5015 - October 29, 1999
P&S 4577

TO: ALL PARTICIPANTS

ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT, CASHIER, FUND/SERV PARTICIPANTS, ACATS PARTICIPANTS, MUNICIPAL BOND COMPARISON PARTICIPANTS

SUBJECT: CHANGES IN THE LIST OF PARTICIPANTS

As a result of a merger between Fiserv Correspondent Services, Inc. (#0331) and JWGenesis Clearing Corporation (#0194) the following changes will occur:

• The following firm will retire from all services, as detailed below:

*JWGenesis Clearing Corporation No. 0194
Alpha Identifier: JWCI
Listed Identifier: JWC

All open contracts which are to be cleared or settled through or by National Securities Clearing Corporation will be assumed by Fiserv Correspondent Services, Inc.

Note: Please direct all inquiries to:

Mr. Carlo Spano, First Vice President, Operations
Fiserv Correspondent Services, Inc.
(303) 291-5519

*See page numbers 3& 4 for additional information.

REMINDER

• Effective First Trade Date, November 1, 1999, the following firm will change its NSCC Participant Number only, as detailed below:

Effective First Trade Date November 1, 1999:

From: Bank of Oklahoma, N.A. No. 2272
Municipal Bond Symbol: BOKL
To: Bank of Oklahoma, N.A. No. 6752
Municipal Bond Symbol: BOKL

• The following firms will retire from all services as detailed below:

Effective Immediately:

First Fund Distributors Inc./Duncan-Hurst International Growth Fund No. 6597
Funds Distributor Inc./Kobrick Investment Trust No. 5776
Provident Distributors Inc./WT Funds No. 6615 

• The following firm will retire from OTC Trade Comparison only as detailed below:

Last Trade Date, October 26, 1999:
Carr Securities Corp. No. 0654
OTC Alpha Identifier: CARR
**Note: See page 3 for additional information.

• The following firm will retire from all services as detailed below:

Last Trade Date, October 28, 1999:
McLear & Company No. 6422

• The following firm will change its name only as detailed below:

Effective Immediately:
From: Sunstone Distribution Services, LLC/AB Funds Trust No. 6635
To: Sunstone Distribution Services, LLC/Choice Funds No. 6635

• Kindly update the NSCC Directory dated July 9, 1999 (for OTC Executed-By List and the Municipal Bond Comparison System) as detailed below:

• Kindly update the NSCC Directory dated July 9, 1999 (for OTC Executed-By List) as detailed below:

• Kindly update the NSCC Directory dated July 9, 1999 (for the Municipal Bond Comparison System) as detailed below:

The following firms have remitted an executed revised Retirement Account Transfer Agreement during the week of October 29, 1999:

Hartford Investment Financial Services Co. - #4856

If you have any questions regarding this notice, please call Lisa Siebold at (212) 412-8591 or Maria Luna at (212) 412-8763.

Janis Meola
Vice President, Membership