A 5276 - June 8, 2001

Important Notice

A 5276 - June 8, 2001
P&S 4846

TO: ALL PARTICIPANTS

ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT, CASHIER, FUND/SERV PARTICIPANTS, ACATS PARTICIPANTS, MUNICIPAL BOND COMPARISON PARTICIPANTS

SUBJECT: CHANGES IN THE LIST OF PARTICIPANTS

REMINDER:

The following firm will change its OTC Alpha Identifier, as detailed below:

Effective First Trade Date, June 11, 2001:

Schwab Capital Markets, LP No. 0639

From: MASH
To: SCHB

The following firm will begin participation in the AMEX Listed Comparison Service, as detailed below:

First Trade Date, June 11, 2001:

Thomas Weisel Partners, LLC No. 0529

Listed Alpha Identifier TWP

The following firm will begin participation in the Fund/Serv and Networking Services, as detailed below:

First Trade Date, June 6, 2001:

Gemini Funds, Inc. No. 5788
Networking Code: NT
Contact: Marcel Engenheiro
Phone: (201) 418-8988

The following firm will begin participation in the Municipal Bond Comparison Only System, as detailed below:

First Trade Date, June 7, 2001:

Sovereign Securities Corp., LLC No. 6765

Municipal Executing Symbol: SVGN

The following firm will begin participation in the Insurance Processing Service, as detailed below:

First Trade Date, June 5, 2001:

Triad Financial, Inc. No. 0555

The following firm will begin participation in the Networking Service, as detailed below:

First Trade Date, June 11, 2001:

Signature Broker Dealer Services, Inc./59 Wall Street No. 5722
Networking Code: QR
Contact: Eric Reed
Phone: (207) 822-6158

The following firms will change their names only, as detailed below:

Effective First Trade Date, June 7, 2001:

From: Maxus Securities Corp. No. 5499
To: Fifth Third/Maxus Securities Inc. No. 5499

From: Maxus Securities Corp./The Fairholme Fund No. 4870
To: Fifth Third/Maxus Securities Inc./The Fairholme Fund No. 4870

From: Maxus Securities Corp./Ameristock Mutual Funds No. 5455
To: Fifth Third/Maxus Securities Inc./ Ameristock Mutual Funds No. 5455

From: Maxus Securities Corp./Boyle Funds No. 5486
To: Fifth Third/Maxus Securities Inc./ Boyle Funds No. 5486

From: Maxus Securities Corp./Thurlow Growth Fund No. 6621
To: Fifth Third/Maxus Securities Inc./ Thurlow Growth Fund No. 6621

From: Maxus Securities Corp./Apex Mid Cap Fund No. 6625
To: Fifth Third/Maxus Securities Inc./Apex Mid Cap Fund No. 6625

From: Maxus Securities Corp./Wireless Fund No. 6683
To: Fifth Third/Maxus Securities Inc./Wireless Fund No. 6683

The following Member of the Canadian Depository for Securities Limited will retire from all services, as detailed below:

Last Trade Date, June 5, 2001:

Newcrest Capital, Inc./CDS No. 5042

UPDATE

OTC EXECUTED-BY LIST

MUNICIPAL BOND COMPARISON DIRECTORY

Kindly update the NSCC Directory dated January 5, 2001 (for OTC Executed-By List and the Municipal Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, June 4, 2001:
Bowling Green Securities, Inc.	HRZR	0327	UTCH
Investors Company	HRZR	0327	INVC
AC Financial, Inc.	HRZR	0327	ACFI
Berkshire Asset Management	HRZR	0327	BAMS

Delete Last Trade Date, June 6, 2001:
Nationwide Securities Corporation	PFSI	0234	WIDE
ET Execution Services, Inc.	PFSI	0234	ETEX
IBI, Inc.	PFSI	0234	IBII
Barton Creek Capital Corp.	PFSI	0234	BCCA
San Clemente Securities, Inc.	PFSI	0234	CLEM

Delete Last Trade Date, June 7, 2001:
Stellar Investments, Inc.	SWST	0309	SINV

Delete Last Trade Date, June 8, 2001:
Rowe, Henry & Deal, Inc.	FOMA	0188	RHDL

Add First Trade Date, June 5, 2001:
Flagstone Securities, LLC	ERNS	0233	FSLL
FinancialX, Inc.	PFSI	0234	FINX

Add First Trade Date, June 6, 2001:
FBT Investments, Inc.	PERS	0443	FBTI

Add First Trade Date, June 7, 2001:
Indiana Merchant Banking & Brokerage Co., Inc.	SWST	0279	IMBB

Add First Trade Date, June 8, 2001:
Templeton/Franklin Investment Services, Inc.	MONT	0773	TFIS

Add First Trade Date, June 15, 2001:
Pacific Coast Securities, LLC	BSSC	0352	PCSL

Clearing Broker Change, Effective First Trade Date, June 5, 2001:
From: Empire Capital Group, LLC	BSSC	0352	MPIR
To: Empire Capital Group, LLC	SALI	0750	MPIR

Clearing Broker Change, Effective First Trade Date, June 6, 2001:
From: Pro Integrity Securities, Inc.	HRZR	0327	PINT
To: Pro Integrity Securities, Inc.	PWJC	0221	PINT


	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Clearing Broker Change, Effective First Trade Date, June 7, 2001:
From: Andrew Garrett Trading, Inc.	SILK	0501	AGII
To: Andrew Garrett Trading, Inc.	PFSI	0234	AGII

Clearing Broker Change, Effective First Trade Date, June 11, 2001:
From: P. Schoenfeld Asset Management, LLC	LWCO	0277	PSAM
To: P. Schoenfeld Asset Management, LLC	MSCO	0050	PSAM

Clearing Broker Change, Effective First Trade Date, June 29, 2001:
From: Consolidated Financial Investments, Inc.	BNYC	0262	CFII
To: Consolidated Financial Investments, Inc.	LEGG	0740	CFII

Executing Broker Name Change, Effective First Trade Date, June 7, 2001:
From: Vision Financial Services	LWCO	0277	PHCO
To: Phillips & Company Securities, Inc.	LWCO	0277	PHCO

From: Bryn Mawr Investment Group, Inc.	LWCO	0277	BMIG
To: Valley Forge Securities, Inc.	LWCO	0277	BMIG

From: 1 800 Day Trade, Inc.	PFSI	0234	DAYT
To: Acces Broker.com, Inc.	PFSI	0234	DAYT

From: All-Tech Investment Group, Inc.	PFSI	0234	ALST
To: All-Tech Direct, Inc.	PFSI	0234	ALST

From: Internet Invest.com	PFSI	0234	IIDC
To: American Securities Group, Inc.	PFSI	0234	IIDC

From: TCL Securities, Inc.	PFSI	0234	TCLS
To: Argent Investment Services, Inc.	PFSI	0234	TCLS

From: Cyberboker	PFSI	0234	CYBR
To: Cybertrader, Inc.	PFSI	0234	CYBR

From: Investin.com Securities Corp.	PFSI	0234	NVST
To: Investin Securities Corp.	PFSI	0234	NVST

From: Track Securities	PFSI	0234	KART
To: Track Securities Corp.	PFSI	0234	KART

From: Tradeway Securities, Inc.	PFSI	0234	TSGI
To: Tradeway Securities Group, Inc.	PFSI	0234	TSGI

Kindly update the NSCC Directory dated January 5, 2001 (for OTC Executed-By List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, June 4, 2001:
Marsh & Mclennen Securities Corp.	HRZR	0327	MMSC
Lamon & Stern, Inc.	HRZR	0327	LAMS
Second Street Securities, Inc.	HRZR	0327	SECS
SEI Investments Distribution Co.	HRZR	0327	SEIC
Senate Securities	HRZR	0327	SNTE
Beckerman & Co., Inc.	HRZR	0327	BKMN
Clayton Dunning & Company, Inc.	HRZR	0327	CLAY
Donaldson & Company Incorporated	HRZR	0327	DSON
Financial Services Group, Inc.	HRZR	0327	FSGI
Ginsberg & Garipoli Securities Corp.	HRZR	0327	GGRP
King, (Herbert) Securities, Inc.	HRZR	0327	HKNG
ABA	HRZR	0327	ABIC

Delete Last Trade Date, June 6, 2001:
Pinnacle Asset Management	BSSC	0352	PCLE
Dat-Trading.com, Inc.	PFSI	0234	DATT
Dimedio, Kirchhoff & Co., Inc.	PFSI	0234	DMKR
Lord & Kendyll Investments, Inc.	PFSI	0234	LORK
Newman, Ladd Capital, Inc.	PFSI	0234	NEWL
Superior Financial Group, Inc.	PFSI	0234	SFGI
Star Traders, Inc.	PFSI	0234	STRR
Kirchhoff Organization, LTD, The	PFSI	0234	TKOL
Action II, Inc.	PFSI	0234	ACTN
AJC Equities, Inc.	LWCO	0277	AJCE
RVR Securities Corp.	LWCO	0277	RVRS
Sanfrey Securities	LWCO	0277	SANS
Flagship Securities, Inc.	LWCO	0277	SHIP

Add First Trade Date, June 11, 2001:
Princor Financial Services, Inc.	FOMA	0188	PFSM

Executing Broker Name Change, Effective First Trade Date, June 7, 2001:
From: Kahn Bros & Co.	LWCO	0277	KBCO
To: Kahn Brothers and Co., Inc.	LWCO	0277	KBCO

From: Shaw Data Services	LWCO	0277	SHDS
To: Sungard Institutional Brokerage, Inc.	LWCO	0277	SHDS

From: Concord Equity Group	LWCO	0277	TCEG
To: The Concord Equity Group, LLC	LWCO	0277	TCEG

From: Market Wise Trading, Inc.	PFSI	0234	MWTI
To: Market Wise Securities, Inc.	PFSI	0234	MWTI


	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
From: Donnelly & Co., Inc.	PFSI	0234	DOTS
To: Donnelly & Co., LLC	PFSI	0234	DOTS

Executing Broker Name Change, Effective First Trade Date, June 11, 2001:
From: Alliance Capital Management Corp.	FOMA	0188	ALLL
To: Johnathon Roberts Financial Group, Inc.	FOMA	0188	ALLL

From: Founders Equity Services, Inc.	PFSI	0234	FNDR
To: Founders Equity Securities, Inc.	PFSI	0234	FNDR

From: Asia Pacific Securities, Inc.	PFSI	0234	ASAP
To: CFC Securities, Inc.	PFSI	0234	ASAP

From: Ameri-First Securities, Inc.	PFSI	0234	AFLA
To: Ameri-First Securities Corporation	PFSI	0234	AFLA

From: Perkins, Smart & Company, Inc.	FSWC	0309	PERK
To: Perkins, Smart & Boyd, Inc.	FSWC	0309	PERK

Kindly update the NSCC Directory dated January 5, 2001 (for the Municipal Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, June 4, 2001:
East Broker North America	HRZR	0327	EBNA

Delete Last Trade Date, June 6, 2001:
The Leedy Corporation	PFSI	0234	DEEL
California Capital Finance	PFSI	0234	CCFI

Delete Last Trade Date, June 7, 2001:
AFS Brokerage, Inc.	FOMA	0188	AFSB
American Investors Group	FOMA	0188	AIGI
Alcan Securities Corp.	FOMA	0188	ALCA
Burnside (William C.) & Co., Inc.	FOMA	0188	BURN
Correll Company	FOMA	0188	CCIS
Spectrum Investment Services, Inc.	FOMA	0188	CODA
Essex National Securities	FOMA	0188	ENSC
First Nevada Securities Corp.	FOMA	0188	FNEV
Prime Securities Corp.	FOMA	0188	FREN
Greenberg & Associates	FOMA	0188	GRNB
Hanson Anderson Securities Corporation	FOMA	0188	HANN
Harbay, Kessef & Company	FOMA	0188	HARK
Huntington Securities Corp.	FOMA	0188	HNTN
Home Discount	FOMA	0188	HOME


	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
IMMG	FOMA	0188	IMMG
JMJ Investment Services, Inc.	FOMA	0188	JMJM
USA Capital	FOMA	0188	KFSG
Michael (K.) and Co.	FOMA	0188	KMIC
LFK, Inc.	FOMA	0188	LFKI
Legacy Financial Services	FOMA	0188	LGCY
Light Securities	FOMA	0188	LGHT
Medallion Equities, Inc.	FOMA	0188	MEQI
MSB Investment	FOMA	0188	MSBI
ND Capital, Inc.	FOMA	0188	NDCP
New Times Securities Services, Inc.	FOMA	0188	NEWT
Palm State Equities	FOMA	0188	PSEI
Basil Investments	FOMA	0188	RBGS
Saratoga 21^st, LTD	FOMA	0188	SARG
Securities Corporation of America	FOMA	0188	SCAA
Southern Capital Securities	FOMA	0188	SCSA
Securities of Westchester	FOMA	0188	SOWT

Executing Broker Name Change, Effective First Trade Date, June 8, 2001:
From: J&A Securities, Inc.	FOMA	0188	JASI
To: Coastal Discount Stockbrokers, Inc.	FOMA	0188	JASI

The following firm has remitted an executed Networking Agreement during the week of June 8, 2001:

Davis Distributors, LLC/Davis Funds SICAV No. 4890

If you have any questions regarding this notice, please call Tara Cannon at (212) 855-1149 or Miriam Santiago at (212) 855-4947.

Pablo Cubi
Associate Director
Membership Administration