A 5287 - June 29, 2001

A 5287 - June 29, 2001
P&S 4857

TO: ALL PARTICIPANTS

ATTENTION: MANAGING PARTNER/OFFICER, OPERATIONS PARTNER/OFFICER, MANAGER P&S DEPARTMENT, MANAGER DATA PROCESSING DEPARTMENT

SUBJECT: CHANGES IN LIST OF PARTICIPANTS

REMINDER: Effective following the close of business on June 29, 2001, the NSCC Envelope Settlement Locations C (Chicago) and F (San Francisco) will no longer be valid. Central Delivery staff will reject any deliveries to those locations beginning Monday, July 2, 2001.

As the result of a merger between Pax Clearing Company LP and A.B. Financial LLC, the following changes will occur effective with the opening of business on July 2, 2001:

Pax Clearing Company LP, #0671, will be the surviving entity. A.B. Financial LLC will become an additional number of #0671 and will change its name to Pax Clearing Company, LP/A.B. Division.

A.B. Financial will change the name of its OTC Alpha Identifier, as detailed below:
From: A.B. Financial L.L.C. ABFN
To: Pax Clearing Company, LP/A.B. Division ABFN

The following firm will retire from all services, as detailed below:

Last Trade Date, June 28, 2001:
Declaration Distributors, Inc./Quasar Funds No. 4885

The following member of The Canadian Depository for Securities Limited will retire from all services, as detailed below:

Last Trade Date, June 29, 2001:
Canadian Western Capital Ltd. No. 8002
OTC Alpha Identifier: MJDF

The following firms will begin participation in the Commission Settlement Service, as detailed below:

First Trade Date, June 26, 2001:
BISYS/MetaMarkets.com Fund No. 6634
First American Trust Company No. 5989

First Trade Date, June 28, 2001:
Conseco Equity Sales / Stock Car Stocks Fund No. 6552

The following firm will begin participation in the Fund/Serv and Networking Services, as detailed below:

First Trade Date, June 29, 2001:
Quaker Securities, Inc. No. 4885
Networking Code: XB
Contact: John Lukan
Phone: (610) 935-8889

The following firm will participate in the Insurance Processing Service, as detailed below:

First Trade Date, July 2, 2001:
Security First Life Insurance Company No. 4602

The following member of The Canadian Depository for Securities Limited will begin participation in the Envelope Settlement Service, as detailed below:

First Trade Date, June 29, 2001:
Dominick & Dominick Securities, Inc./CDS No. 5065
Envelope Receive Location – Toronto (Env-A)

The following firm will change its name only, as detailed below:

First Trade Date, June 27, 2001:
From: Pilgrim America Securities No. 5734
To: ING Pilgrim Securities, Inc. No. 5734

An additional number has been assigned to Quasar Distributors, LLC (#5723) for the purpose of utilizing the ACATS Fund/Serv, Fund/Serv, and Networking Services, as detailed below:

First Trade Date, June 28, 2001:
Quasar Distributors, LLC/AssetMark Funds No. 5495
Networking Code: J4
Contact: James Schoenike
Phone: (414) 287-3994

UPDATE
OTC EXECUTED-BY LIST
MUNICIPAL BOND COMPARISON DIRECTORY

Kindly update the NSCC Directory dated January 5, 2001 (for OTC Executed-By List and the Municipal Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Clearing Broker Change, Effective First Trade
Date, June 27, 2001:
From: Doft & Co., Inc.	BSSC	0352	DOFT
To: Doft & Co., Inc.	DBAB	0573	DOFT

From: Furman Selz Financial Services LLC	INGC	0425	FSFS
To: Furman Selz Financial Services LLC	BSSC	0352	FSFS

Clearing Broker Change, Effective First Trade
Date, July 3, 2001:
From: Kashner Davidson Securities Corp.	FSRV	0331	KASH
To: Kashner Davidson Securities Corp.	SALI	0750	KASH

Kindly update the NSCC Directory dated January 5, 2001 (for OTC Executed-By List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, June 28, 2001:
Ameri-First Securities Corporation	PFSI	0234	AFLA

Add First Trade Date, July 2, 2001:
Benjamin Securities Investment Co., Inc.	SWST	0279	BENS
Rochdale Investment Management Inc.	PERS	0443	ROCM

Kindly update the NSCC Directory dated January 5, 2001 (for the Municial Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Add Last Trade Date, July 2, 2001:
First Republic Securities Company LLC	WPGC	0022	FSRP

If you have any questions regarding this notice, please call Tara Cannon at (212) 855-1149 or Miriam Santiago at (212) 855-4947.

Pablo Cubi
Associate Director
Membership Administration