A 5293 - July 13, 2001

A 5293
P&S 4863
July 13, 2001
TO: ALL PARTICIPANTS

ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT, CASHIER, FUND/SERV PARTICIPANTS, ACATS PARTICIPANTS, MUNICIPAL BOND COMPARISON PARTICIPANTS

SUBJECT: CHANGES IN THE LIST OF PARTICIPANTS

An additional number has been assigned to Funds Distributor, Inc. (#5497) for the purpose of utilizing the Fund/Serv, ACATS Fund/Serv and Networking services, as detailed below:

First Trade Date, July 16, 2001:

Funds Distributor, Inc./Alpha Funds No. 5758
Networking Code: O7
Contact: Angela Chu
Phone: (617) 557-3402

An additional number has been assigned to Stephens, Inc. (#5576) for the purpose of utilizing the Fund/Serv service, as detailed below:

First Trade Date, July 16, 2001:

Stephens, Inc./Wells Fargo Collective Funds No. 6766

The following firm will begin participation in the ACATS and ACATS Fund/Serv services, as detailed below:

First Trade Date, July 16, 2001:

Wachovia Bank, NA No. 0963

The following firm will begin participation in the Insurance Processing Service, as detailed below:

First Trade Date, July 16, 2001:

Annuity Investors Life Insurance Co. No. 4610

Effective First Trade Date, July 11, 2001:

From: Security First Life Insurance Company No. 4602
To: MetLife Investors USA Insurance Company No. 4602

Effective First Trade Date, July 16, 2001:

From: Ragen Mackenzie Incorporated No. 0733
To: Wells Fargo Investments, LLC No. 0733

Last Trade Date, July 11, 2001:

Kirkpatrick, Pettis, Smith Polian, Inc. No. 5721

Last Trade Date, July 13, 2001:

Summit Financial Services, Inc. No. 0219
ICC Distributors, Inc./BT Family of Funds No. 5738

Last Trade Date, July 16, 2001:

McDonald Co. Securities, Inc./Gradison Funds No. 4937

UPDATE
OTC EXECUTED-BY LIST
MUNICIPAL BOND COMPARISON DIRECTORY

Kindly update the NSCC Directory dated January 5, 2001 (for OTC Executed-By List and the Municipal Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, July 9, 2001:
Ecapitalist Financial Services, LP	HRZR	0327	FARS

Add First Trade Date, July 16, 2001:
DG European Securities Corporation	MLCO	0161	DGES

Add First Trade Date, July 18, 2001:
Capital Investment Group, Inc.	SALI	0750	CAPG

Add First Trade Date, July 30, 2001:
White Pacific Securities, Inc.	PFSI	0234	MKTD

Executing Broker Name Change and Clearing Broker Change, Effective First Trade Date, July 11, 2001:
From: First Security Van Kasper, Inc.	DBAB	0573	VKCO
To: Wells Fargo Van Kasper, Inc.	RAGN	0733	VKCO

Kindly update the NSCC Directory dated January 5, 2001 (for OTC Executed-By List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Executing Broker Symbol Change, Effective First Trade Date, July 16, 2001:
From: Geek Securities, Inc.	PFSI	0234	BFCC
To: Geek Securities, Inc.	PFSI	0234	GEEK

Clearing Broker Change, Effective First Trade Date, July 11, 2001:
From: Wall Street Electronica, Inc.	HRZR	0327	WSET
To: Wall Street Electronica, Inc.	QRCC	0158	WSET

From: Tradecast Securities, LTD	PFSI	0234	TCST
To: Tradecast Securities, LTD	FOMA	0188	TCST

From: Swift Trade Securities, Inc.	SWST	0279	SWFT
To: Swift Trade Securities, Inc.	PFSI	0234	SWFT

Executing Broker Name and Clearing Broker Change, Effective First Trade Date, July 13, 2001:
From: E-Global Securities Brokerage Services, Inc.	SILK	0501	EGSB
To: Electronic Global Securities, Inc.	ERNS	0233	EGSB

Clearing Broker Change, Effective First Trade Date, July 18, 2001:
From: Capital Investment Brokerage, Inc.	WACM	0346	CAPB
To: Capital Investment Brokerage, Inc.	SALI	0750	CAPB

Kindly update the NSCC Directory dated January 5, 2001 (for the Municipal Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Add First Trade Date, July 11, 2001:
Bonds Direct, LLC	JEFF	0019	BDIR

Add First Trade Date, July 16, 2001:
Electronic Global Securities, Inc.	ERNS	0233	EGSB

Add First Trade Date, July 18, 2001:
Capital Investment Brokerage, Inc.	SALI	0750	CAPB

If you have any questions regarding this notice, please call Tara Cannon at (212) 855-1149 or Miriam Santiago at (212) 855-4947.

Pablo Cubi
Associate Director
Membership Administration