A 5295 - July 20, 2001

A 5295
P&S 4865
July 20, 2001
TO: ALL PARTICIPANTS

ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT, CASHIER, FUND/SERV PARTICIPANTS, ACATS PARTICIPANTS, MUNICIPAL BOND COMPARISON PARTICIPANTS

SUBJECT: CHANGES IN THE LIST OF PARTICIPANTS

The following firm will begin participation in the NYSE Listed Comparison service, as detailed below:

First Trade Date, July 23, 2001:
E*Trade Institutional Securities, Inc. No. 0669
Listed Alpha Identifier ETI

The following firm will retire from all services, as detailed below:

Last Trade Date, July 20, 2001:
Fifth Third/Maxus Securities/Ameristock Mutual Fund No. 5455

An additional number has been assigned to Alps Distributors, Inc. (#5642) for the purpose of utilizing the Fund/Serv and Networking services, as detailed below:

First Trade Date, July 23, 2001:
Alps Distributors, Inc./Ameristock Mutual Funds No. 5455
Networking Code: X4
Contact: Kristine Button
Phone: (303) 623-2577

An additional number has been assigned to Prudential Investment Management Services, LLC (#5805) for the purpose of utilizing the Fund/Serv, Networking and Commission Settlement services, as detailed below:

First Trade Date, July 24, 2001:
Prudential Investment Management Services, LLC/Prumerica Offshore No. 5764
Networking Code: PI
Contact: Anthony Previte
Phone: (973) 367-4690

An additional number has been assigned to First Fund Distributors, Inc. (#5693) for the purpose of utilizing the Fund/Serv and Networking services, as detailed below:

First Trade Date, July 24, 2001:
First Fund Distributors, Inc./Hussman Strategic Growth Fund No. 5479
Networking Code: PD
Contact: Linda Candiloro
Phone: (602) 952-1100

The following firm will begin participation in the Commission Settlement service, as detailed below:

First Trade Date, July 20, 2001:
PFPC Distributors, Inc./Wilshire Target Fund No. 4875

The following firm will change its name only, as detailed below:

Effective First Trade Date, July 27, 2001:
From: Robinson Humphrey/Salomon Smith Barney, Inc. No. 0417
To: Salomon Smith Barney, Inc./SunTrust Capital Markets, Inc. No. 0417

UPDATE
OTC EXECUTED-BY LIST
MUNICIPAL BOND COMPARISON DIRECTORY

Kindly update the NSCC Directory dated January 5, 2001 (for OTC Executed-By List and the Municipal Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, July 17, 2001:
Hagerty Stewart & Associates	BSSC	0352	HSAI

Delete Last Trade Date, July 18, 2001:
Hoffman (Adolph Komorsky)	BSSC	0352	AKHI

Delete Last Trade Date, July 19, 2001:
Allegiance Securities Inc.	QRCC	0158	ALEG

Add First Trade Date, July 21, 2001:
Kelly & Christensen, Inc.	ERNS	0233	KCCI

Add First Trade Date, July 27, 2001:
Computershare Securities Corp.	MLCO	0161	CSCB

Add First Trade Date, August 1, 2001:
Northstar Financial Partners	MSRO	0727	NSFP

Clearing Broker Change and Executing Broker Name Change, Effective First Trade Date, July 17, 2001:
From: Manhattan Beach Trading Financial Services	ICLS	0004	MBTS
To: MB Trading	PFSI	0234	MBTS

Clearing Broker Change, Effective First Trade Date, July 17, 2001:
From: First Kentucky Securities Corp.	BSSC	0352	FKSC
To: First Kentucky Securities Corp.	BNYC	0262	FKSC

Executing Broker Name and Symbol Change, Effective First Trade Date, July 23, 2001:
From: Andrew Garrett Trading, Inc.	PFSI	0234	AGII
To: Brokerage America, Inc.	PFSI	0234	BAMM

Clearing Broker Change, Effective First Trade Date, July 25, 2001:
From: Bush Burns Securities, Inc.	HRZR	0327	BUBU
To: Bush Burns Securities, Inc.	NISC	0044	BUBU

Kindly update the NSCC Directory dated January 5, 2001 (for OTC Executed-By List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, July 18, 2001:
Spear Leeds & Kellogg/Maple Partners	SILK	0501	MAPS

Add First Trade Date, July 19, 2001:
May Financial Corporation	SWST	0279	MAYF

Add First Trade Date, July 23, 2001:
Globalvest Securities, Inc.	CCLS	0265	GVST

If you have any questions regarding this notice, please call Tara Cannon at (212) 855-1149 or Miriam Santiago at (212) 855-4947.

Pablo Cubi
Associate Director
Membership Administration