ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT, CASHIER, FUND/SERV PARTICIPANTS, ACATS PARTICIPANTS, MUNICIPAL BOND COMPARISON PARTICIPANTS

• The following firm will begin participation in the Fund/Serv, ACATS Fund/Serv & Networking Services, as detailed below:

First Trade Date, September 21, 2001:
Frontegra Asset Management, Inc. No. 5507
Networking Code: QZ
Contact: Casey Sauer
Phone: (414) 287-3963

• The following firms will begin participation in the Insurance Processing Service, as detailed below:

First Trade Date, September 19, 2001:
SAGE Life Assurance Company No. 4608

First Trade Date, September 26, 2001:
American General Life Insurance Company No. 4502

• The following firm will begin participation in the Commission Settlement Service, as detailed below:

First Trade Date, September 19, 2001:
IFG Network Securities, Inc. No. 0553

• An additional number has been assigned to State Street Bank & Trust Company (#2950) for the purpose of utilizing the Fund/Serv and Networking Services, as detailed below:

First Trade Date, September 24, 2001:
State Street Bank & Trust Company/KC Trust Operation No. 0761
Networking Code: JA
Contact: Ron Puett
Phone: (816) 871-9157

• The following firm will no longer participate in the ACATS Service, as detailed below:

Last Trade Date, September 21, 2001:
Web Street Securities, Inc. No. 0190

• The following firm will change its name only, as detailed below:

Effective First Trade Date, September 24, 2001:
From: State Street Bank & Trust Company/The Link No. 0629
To: State Street Bank & Trust Company/National City Bank No. 0629

• The following member of The Canadian Depository for Securities Limited will retire from all services, as detailed below:

Last Trade Date, September 10, 2001:
Groome Capital Inc./CDS No. 5020

• The following firms will retire from all services, as detailed below:

Last Trade Date, September 19, 2001:
State Street Bank & Trust Company/Guardian Life Insurance No. 0622

Last Trade Date, September 24, 2001:
Bisys Fund Services LP/Pride Value Fund No. 5433

• Kindly update the NSCC Directory dated July 6, 2001 (for OTC Executed-By List and the Municipal Bond Comparison System) as detailed below:

• Kindly update the NSCC Directory dated July 6, 2001 (for OTC Executed-By List) as detailed below:

• Kindly update the NSCC Directory dated July 6, 2001 (for the Municipal Bond Comparison System) as detailed below:

If you have any questions regarding this notice, please call Tara Cannon at (212) 855-1149 or Miriam Santiago at (212) 855-4947.

Pablo Cubi
Associate Director, Membership Administration