ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT, CASHIER, FUND/SERV PARTICIPANTS, ACATS PARTICIPANTS, MUNICIPAL BOND COMPARISON PARTICIPANTS

• The following firm will begin participation in the Municipal Bond Comparison system, as detailed below:

First Trade Date, November 26, 2001:
Tullett & Tokyo Liberty Securities Inc. No. 0624
Municipal Alpha Identifier PATR

 

• The following firm will begin participation in the Fund/Serv, Networking, Commission Settlement and ACATS Fund/Serv services, as detailed below:

First Trade Date, November 20, 2001:
Kalmar Pooled Investment Trust No. 5716
Networking Code UR
Contact: Nancy Romito
Phone: (302) 658-7575

 

• An additional number has been assigned to U.S. Bancorp Investments, Inc. (#0280) for the purpose of utilizing the Commission Settlement service, as detailed below:

Fisrt Trade Date, December 3, 2001:
U.S. Bancorp Investments, Inc./Firstar No. 0759

 

• An additional number has been assigned to Funds Distributor, Inc. (#5497) for the purpose of utilizing the Fund/Serv, Networking, and ACATS Fund/Serv services, as detailed below:

First Trade Date, December 3, 2001:
Funds Distributor, Inc./GMO-Pelican No. 5698
Networking Code UL
Contact: Barbara Zechello
Phone: (617) 483-7402

 

• The following firm will begin participation in the Commission Settlement service, as detailed below:

First Trade Date, November 26, 2001:
Bisys Fund Services LP/Enterprise Global Funds PLC No. 4852

 

• The following firm will begin participation in the Insurance Processing service, as detailed below:

First Trade Date, December 3, 2001:
Mony Securities Corporation No. 0082

 

• The following firms will begin participation in the the ACATS Fund/Serv service, as detailed below:

First Trade Date, November 20, 2001:
Bisys Fund Services L.P./Offitbank Funds No. 4985
Nike Securities L.P./First Defined PTFL FD LLC No. 6603
PFPC Distributors Inc./Gamma Series Fund No. 6605
PFPC Distributors Inc./Trainer Wortham Funds No. 6673
SEI Investments Distribution Company/CNI Charter Funds No. 6667
SEI Investments Distribution Company/SEI Institutional No. 5717
SEI Investments Distribution Company/SEI Offshore Fund No. 4976
SSH Securities Inc. No. 5484
Tweedy Browne Co. LLC No. 5488
Whitman (M.J.), L.P. No. 5829

 

• The following firm will no longer participate in the ACATS Fund/Serv service, as detailed below:

Last Trade Date, November 21, 2001:
Morgan Stanley & Co. Incorporated No. 5857

 

• The following firms will retire from all services, as detailed below:

Last Trade Date, November 20, 2001:
Merrill Lynch Funds Distributors, Inc./Offshore The Bank of New York No. 5671
Merrill Lynch Funds Distributors, Inc./Offshore State Street Trust Fund No. 5669
Merrill Lynch Funds Distributors, Inc./Offshore Brown Brothers Harriman No. 5701

Last Trade Date, November 23, 2001:
Nomura Corp. Research & Asset Management No 6596

Last Trade Date, November 27, 2001:
Brinson Advisors, Inc./LIR Funds No. 4967
Donaldson Lufkin & Jenrette Securities Corp. No. 5880

 

• Kindly update the NSCC Directory dated July 6, 2001 (for OTC Executed-By List and the Municipal Bond Comparison System) as detailed below:

• Kindly update the NSCC Directory dated July 6, 2001 (for OTC Executed-By List) as detailed below:

• Kindly update the NSCC Directory dated July 6, 2001 (for the Municipal Bond Comparison System) as detailed below:

If you have any questions regarding this notice, please call Tara Cannon at (212) 855-1149 or Miriam Santiago at (212) 855-4947.

Pablo Cubi
Associate Director, Membership Administration