ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT, CASHIER, FUND/SERV PARTICIPANTS, ACATS PARTICIPANTS, MUNICIPAL BOND COMPARISON PARTICIPANTS

• An additional number has been assigned to State Street Bank & Trust Company (#2950) for the purpose of utilizing the Fund/Serv service, as detailed below:

First Trade Date, November 30, 2001:
State Street Bank & Trust Company/ADP-Morgan Stanley No. 5991

• An additional number has been assigned to Salomon Smith Barney, Inc. (#5673) for the purpose of utilizing the Fund/Serv and Networking services, as detailed below:

First Trade Date, December 3, 2001:
Salomon Smith Barney, Inc./SBCTC No. 4928
Networking Code: XF
Contact: Jason B. Moore
Phone: (302) 573-5829

• The following firms will begin participation in the Networking service, as detailed below:

First Trade Date, December 3, 2001:
State Street Bank & Trust Company/ADP-Morgan Stanley No. 5991
Networking Code: UW
Contact: Paul Connolly
Phone: (781) 302-6011

Security Life Insurance Company No. 4527
Networking Code: N7
Contact: Glenna Powell
Phone: (785) 431-3374

• The following firm will begin participation in the Fund/Serv and Networking services, as detailed below:

First Trade Date, December 3, 2001:
Philadelphia Fund, Inc. No. 5739
Networking Code: UT
Contact: Ronald Rohe
Phone: (561) 395-2155

• The following firm will begin participation in the Fund/Serv service, as detailed below:

First Trade Date, December 6, 2001:
1838 Investment Advisors Funds No. 5741

• The following firm will begin participation in the Commission Settlement service, as detailed below:

First Trade Date, December 3, 2001:
New England Securities Corporation No. 0707
H. Beck, Inc. No. 0731
Bank One Brokerage International No. 0264
PFPC Distributor, Inc./Gamma Series Fund No. 6605
TCW Funds Management No. 6563

• The following firms will begin participation in the ACATS Fund/Serv service, as detailed below:

First Trade Date, November 27, 2001:
Payden & Rygel Distributors No. 5535
Broker Transaction Services, Inc. No. 5742
Safeco Securities, Inc. No. 5768
Lebenthal & Co., Inc. No. 5867
First Fund Distributors, Inc./Dessauer Global Equity Fund No. 6557

• The following firm will no longer participate in the ACATS service, as detailed below:

Last Trade Date, November 29, 2001:
National Securities Corporation No. 0488

• The following firm will no longer participate in the OTC Comparison service, as detailed below:

Last Trade Date, December 4, 2001:
National Securities Corporation No. 0488
OTC Alpha Identifier NATL

* For more information regarding National Securities Corporation "NATL" see page 3 of this notice.

• The following firms will change their names only, as detailed below:

Effective First Trade Date, November 29, 2001:
From: Broker Transaction Services, Inc. No. 5742
To: SWS Financial Services, Inc. No. 5742

Effective First Trade Date, November 30, 2001:
From: Bisys Fund Services, LP/Centura Funds No. 5713
To: Bisys Fund Services, LP/The RBC Funds No. 5713

• The following firms will retire from all services, as detailed below:

Last Trade Date, November 29, 2001:
American General Funds Distributors, Inc. No. 5553
Simon (William E.) & Sons Muni Securities, Inc./Bankers No. 6438
First Security Capital Markets No. 6778

• Kindly update the NSCC Directory dated July 6, 2001 (for OTC Executed-By List and the Municipal Bond Comparison System) as detailed below:

• Kindly update the NSCC Directory dated July 6, 2001 (for OTC Executed-By List) as detailed below:

• Kindly update the NSCC Directory dated July 6, 2001 (for the Municipal Bond Comparison System) as detailed below:

GE Investment Services, Inc. No. 5679

If you have any questions regarding this notice, please call Tara Cannon at (212) 855-1149 or Miriam Santiago at (212) 855-4947.

Pablo Cubi
Associate Director, Membership Administration