A 5477
P&S 5047
September 6, 2002 

TO: ALL PARTICIPANTS

ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT; CASHIER; FUND/Serv PARTICIPANTS; ACATS PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS

SUBJECT: CHANGES IN THE LIST OF PARTICIPANTS

• The following firms will retire from all services, as detailed below:

Last Trade Date, September 5, 2002:
First Fund Distributors, Inc./Matrix LMH Value Fund No. 4952
Quaker Securities, Inc. No. 4885
SEI Investments Distribution Company/Arbor Fund No. 5548

Last Trade Date, September 6, 2002:
*Banc of America Securities, LLC/Correspondent Clearing No. 5171

Last Trade Date, September 16, 2002:
First Fund Distributors, Inc./The Rockhaven Funds No. 5437
*Banc of America Securities, LLC Montgomery Division (#0773) will assume all open contracts, which are to be cleared or settled through or by National Securities Clearing Corporation.

Note:
Please direct all inquiries regarding the above to:
Mr. Brian Dilger
Banc of America Securities, LLC Montgomery Division (#0773)
(704) 388-4970

 

• The following firm will begin participation in the Fund/Serv, Networking and Commission Settlement services, as detailed below:

First Trade Date, September 6, 2002:
Citco – Quaker Fund Distributors, Inc. No. 4885
Networking Code: XB
Contact: Joseph Carlin
Phone: (610) 935-5742

 

• An additional number has been assigned to Nationwide Life Insurance Company, (#4514) for the purpose of utilizing the Insurance Processing service, as detailed below:

First Trade Date, September 4, 2002:
Nationwide Life Insurance Company/Group Annuity No. 4515

 

• The following firms will begin participation in the ACATS Fund/Serv service, as detailed below:

First Trade Date, September 4, 2002:
First Fund Distributors, Inc. No. 5693
First Fund Distributors, Inc./Advisor Series Trust No. 5569
First Fund Distributors, Inc./Builders Fixed Income Fund No. 6693
First Fund Distributors, Inc./Duncan-Hurst Aggressive Growth Fund No. 6567
First Fund Distributors, Inc./FFTW Funds No. 4926
First Fund Distributors, Inc./Fisher Investment No. 6643
First Fund Distributors, Inc./Harding Loevner Fund No. 4981
First Fund Distributors, Inc./Master Select Equity Funds No. 4892
First Fund Distributors, Inc./Rainar Funds No. 4876
First Fund Distributors, Inc./The Rockhaven Funds No. 5437
Quasar Distributors, LLC/Atalanta Sosnoff Investment Trust No. 5432
Quasar Distributors, LLC/Davenport Company No. 5567
Quasar Distributors, LLC/Flippin, Bruce & Porter Funds No. 5733
Quasar Distributors, LLC/Fund *X Upgrader Fund No. 5666
Quasar Distributors, LLC/Government Street Funds No. 5732
Quasar Distributors, LLC/Hussman Strategic Growth Fund No. 5479
Quasar Distributors, LLC/Investec Offshore Funds No. 5755
Quasar Distributors, LLC/IPS Funds No. 6589
Quasar Distributors, LLC/Jamestown Funds No. 5490
Quasar Distributors, LLC/Jefferson Fund Group Trust No. 5797
Quasar Distributors, LLC/Lindner Asset Management, Inc. No. 4874
Quasar Distributors, LLC/Profit Funds Investment Fund No. 6593
Quasar Distributors, LLC/Schwartz Investment Trust No. 5830
Quasar Distributors, LLC/Shepherd Street Funds, Inc. No. 6551
Quasar Distributors, LLC/The GKM Fund No. 5558
Quasar Distributors, LLC/UC Investment No. 5492
Quasar Distributors, LLC/Wells Family of Real Estate Funds No. 5802

First Trade Date, September 9, 2002:
Waddell & Reed, Inc. No. 4879

• Kindly update the NSCC Directory dated July 5, 2002 (for OTC Executed-By List and the Municipal Bond Comparison System) as detailed below:

• Kindly update the NSCC Directory dated July 5, 2002 (for OTC Executed-By List) as detailed below:

• Kindly update the NSCC Directory dated July 5, 2002 (for Municipal Bond Comparison) as detailed below:

If you have any questions regarding this notice, please call Miriam Santiago at (212) 855-4947 or Frank DeRiso at (212) 855-4941.

Pablo Cubi
Associate Director
Membership Administration