A 5663 - August 8, 2003

A#	5663
P&S #:	5233

DATE:	August 8, 2003

TO:	ALL PARTICIPANTS

ATTENTION:	MANAGER, PURCHASES AND SALES DEPARTMENT; CASHIER; FUND/SERV PARTICIPANTS; ACATS PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS

FROM:	Pablo Cubi, Associate Director, Membership Administration

SUBJECT:	CHANGES IN THE LIST OF PARTICIPANTS

· The following firm will no longer participate in the NYSE Listed Comparison service, as detailed below:

Last Trade Date, August 4, 2003:

Pax Clearing Company L.P. No. 0671

Listed Alpha: PAX

· The following firms will begin participation in the Fund/Serv and Networking services, as detailed below:

First Trade Date, August 6, 2003:

HSBC Brokerage (USA) Inc. No. 0816

Networking Code: 9Q

Contact: William H. Heise

Phone: (212) 525-2862

First Trade Date, August 14, 2003:

Babson Securities Corporation No. 4873

Networking Code: 3Y

Contact: Maureen Bates

Phone: (617) 761-3745

· Additional numbers have been assigned to SEI Investments Distribution Company (#5820) for the purpose of utilizing the Fund/Serv and Networking services, as detailed below:

First Trade Date, August 15, 2003:

SEI Investments Distribution Co./Compass Appreciation Fund No. 4889

Networking Code: 9M

Contact: Chris Shaw

Phone: (816) 843-7260

SEI Investments Distribution Co./Compass Income Fund No. 6517

Networking Code: 9P

Contact: Chris Shaw

Phone: (816) 843-7260

· The following firms will retire from all services, as detailed below:

Last Trade Date, August 4, 2003:

Bisys Fund Services, LP/Ambassador Funds No. 5740

Last Trade Date, August 5, 2003:

BNY Clearing Services, LLC/SWCO No. 0042

Last Trade Date, August 7, 2003:

Ebond Trade LLC No. 6761

Last Trade Date, August 8, 2003:

The Chapman Company No. 6562

· The following firm will change its name, as detailed below:

Effective First Trade Date, August 7, 2003:

From: Chicago Securities Group, LLC No. 3595

To: Automated Trading Desk Specialists, LLC No. 3595

· The following member of The Canadian Depository for Securities Ltd. will change its name, as detailed below:

Effective First Trade Date, August 8, 2003:

From: First Associates Investments Inc. No. 5034

To: Orion Securities (USA) Inc. No. 5034

· Kindly update the NSCC Directory dated July 11, 2003 (for OTC Executed-By-List and Municipal Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, August 6, 2003:
Amerivest Inc.	FOMA	0188	AABI
Accutrade, Inc.	FOMA	0188	ACCU
Daylight Online Brokerage, LLC	PFSI	0234	DLIT
FTC Securities, Inc.	PFSI	0234	FTCS
First Westchester Securities	JBOC	8273	FWHS
Goelzer Investment Management	PERS	0443	GLZR

Delete Last Trade Date, August 7, 2003:
BT Brokerage Corporation	ECUT	0100	BTBC
Florida Discount Securities, Inc.	BHCS	0632	FLDS
Global Direct Financial Services LLC	WSPD	0030	GDFS
HBK Finance L.P.	MSCO	0050	HBKI
H&R Block Financial Corporation	OLDE	0756	HRBF

Add First Trade Date, August 8, 2003:
First Advantage Securities Corporation	FSWC	0309	FADS
Intercapital Securities LLC	PWJC	0221	ICPS

Add First Trade Date, August 11, 2003:
Samuels Chase & Co., Inc.	BSSC	0352	UMAS

Clearing Broker Change, Effective First Trade Date, August 13, 2003:
From: Kirkpatrick, Pettis, Smith, Polian, Inc.	LGNT	0052	KPSP
To: Kirkpatrick, Pettis, Smith, Polian, Inc.	FSWC	0309	KPSP

Executing Broker Name Changes, Effective First Trade Date, August 12, 2003:
From: American Diversified Group, LLC		0235	ADFG
To: American Diversified Financial Group, LLC		0235	ADFG

From: First Carolina Securities	BNYC	0262	AGCI
To: Alexander Gabor & Co., Inc.	BNYC	0262	AGCI

From: AKJ	PFSI	0234	AKJI
To: Akjensen, Inc.	PFSI	0234	AKJI

From: Arbitrage Partners, Inc.	PERS	0443	ARBI
To: Aufhauser Securities, Inc.	PERS	0443	ARBI

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
From: Avian Securities, Inc.	PERS	0443	AVIA
To: Avian Securities, L.L.C.	PERS	0443	AVIA

From: Baker & Company, Inc.	BNYC	0262	BCOM
To: D.L. Baker & Co. Incorporated	BNYC	0262	BCOM

From: Bainbridge & Co.		0235	BNBG
To: Bainbridge Securities Inc.		0235	BNBG

From: Brookfield Grace Inc.		0235	BRGI
To: Advanced Asset Trading, Inc.		0235	BRGI

From: Conservative Financial		0235	CONF
To: Conservative Financial Services, Inc.		0235	CONF

From: Cue/Cuso Equities, Inc.	PERS	0443	CUEF
To: CUSO Equities, Inc.	PERS	0443	CUEF

From: Deltec Asset Management Corporation	PERS	0443	DELT
To: Deltec Asset Management LLC	PERS	0443	DELT

From: Donaldson Lufkin & Jenrette Securities Corporation	PERS	0443	DLJP
To: Pershing LLC	PERS	0443	DLJP

From: Empire Securities, Inc. of Washington	SWST	0279	EMPR
To: Selkirk Investments, Inc.	SWST	0279	EMPR

From: Financial Services Group, Inc.	SWST	0279	EQTS
To: The Oak Ridge Financial Services Group, Inc.	SWST	0279	EQTS

From: FinancialX, Inc.	PFSI	0234	FINX
To: Eurolink Securities Inc.	FPSI	0234	FINX

From: First Research Financial	SWST	0279	FIRF
To: First Research Finance Inc.	SWST	0279	FIRF

From: First Springfield Securities		0235	FSSI
To: First Summit Securities		0235	FSSI

From: Hencorp, Beckstone & Co.	PERS	0443	HBCO
To: Hencorp Beckstone Securities, LLC	PERS	0443	HBCO


	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
From: Henderson Capital Partners, Inc.	SWST	0279	HCPI
To: Henderson Capital Partners, LLC	SWST	0279	HCPI

From: Heather Financial Group, Inc.		0235	HEZZ
To: Heather Agency, Inc.		0235	HEZZ

From: Hampton Securities Inc.	PFSI	0234	HSIT
To: Camden Securities, Inc.	PFSI	0234	HSIT

From: Kiley Capital Inc.		0235	KCIX
To: Kiley, Bloemers, Inc.		0235	KCIX

From: Lara, Millard & Associates, Ltd.		0235	LAMA
To: Lara, Shull & May, Ltd.		0235	LAMA

From: LG Securities America, LLC	PERS	0443	LGSA
To: LG Securities America, Inc.	PERS	0443	LGSA

From: L&M Financial Services		0235	LMFI
To: Lauren & Merlin Inc.		0235	LMFI

From: MB Trading	PFSI	0234	MBTS
To: Manhattan Beach Trading Financial Services, Inc.	PFSI	0234	MBTS

From: Robotti & Co., Inc.	PERS	0443	ROBT
To: Robotti & Company, LLC	PERS	0443	ROBT

(Correction to NSCC Important Notice Dated July 11, 2003, A: #5649, P&S #5219. The Notice incorrectly reported that MPID “KPSP” would be deleted effective last trade date, August 15, 2003.)

· Kindly update the NSCC Directory dated July 11, 2003 (for OTC Executed-By List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, August 6, 2003:
Beacon Trading L.L.C.	CCLS	0265	BEAC
Biltmore Securities, Inc.	JBOC	8273	BLTM
Bluestone Securities Inc.	CCLS	0265	BLUS
ETD Securities	CCLS	0265	ETDS
Globalvest Securities, Inc.	CCLS	0265	GVST

Delete Last Trade Date, August 7, 2003:
Canaccord Capital Corporation-Acct. 1	CICF	0609	CANF
Blue Chip Trading, LLC	ABFN	0112	CHIP
C.T. Securities International Inc.	GLIS	8083	CTSI
EXCO RMJ International Inc.	DAWA	0647	EXCO
ICAP Financial, Inc.	LEHM	0074	ICSI
Instatrade, Inc.	ACLR	0297	INTD

Add First Trade Date, August 6, 2003:
America’s Growth Capital, LLC	PERS	0443	AMGC

Add First Trade Date, August 8, 2003:
Strategic Structuring and Solutions LLC	BSSC	0352	SSST

Clearing Broker Change, Effective First Trade Date, August 5, 2003:
From: Andrew, Alexander, Wise & Company, Inc.	WSPD	0030	AAWC
To: Andrew, Alexander, Wise & Company, Inc.	SILK	0501	AAWC

Clearing Broker Change, Effective First Trade Date, August 7, 2003:
From: Granite Financial Group, Inc.	BNYC	0262	GFIN
To: Granite Financial Group, Inc.	BOFA	0773	GFIN

Executing Broker Name Change, Effective First Trade Date, August 11, 2003:
From: Investec, Inc.	BHCS	0632	ITEC
To: Invectec Ernst & Company	BHCS	0632	ITEC






	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Executing Broker Name Changes, Effective First Trade Date, August 12, 2003:
From: Balfour Securities Corporation	PERS	0443	BALF
To: Balfour Investors Inc.	PERS	0443	BALF

From: BNY Capital Markets, Inc.	BNYC	0262	BKCM
To: BNY Associates Incorporated	BNYC	0262	BKCM

From: Community Bankers Securities, LLC		0235	ELIT
To: Elite Investments, LLC		0235	ELIT

From: The Family Investment Services Co., Inc.	BNYC	0262	FMIN
To: Troy Financial Investment Services Group, Inc.	BNYC	0262	FMIN

From: Investec, Inc.	BHCS	0632	ITEC
To: Investec Ernst & Company	BHCS	0632	ITEC

From: Nextrend Trading, Inc.	SWST	0279	TRND
To: Nextrend Securities, Inc.	SWST	0279	TRND

· Kindly update the NSCC Directory dated July 11, 2003 (for Municipal Bond Comparison List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, August 4, 2003:
Andrew, Alexander, Wise & Company, Inc.	WSPD	0030	AAWC

Delete Last Trade Date, August 6, 2003:
Anchor Management Group, Inc.	FOMA	0188	ANMG
Freetrade.Com, Inc.	FOMA	0188	AUFH
BGT Securities, Inc.	JBOC	8273	BGTS
Bondnet Brokerage Inc.	SILK	0501	BNET
Centennial Capital Management	PERS	0443	CCMI
Carolan & Co., Inc.	NFSC	0226	CRLN
Cornerstone Trading Corporation	SILK	0501	CRNT
Fortress Financial Group, Ltd.	JBOC	8273	FFGL
Fixed Income Securities, Inc.	FOMA	0188	FISG

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Allfirst Brokerage Corp.	NFSC	0226	FMDB
Foster Jeffries Co., Inc.	JBOC	8273	FSTR
Greenman, Parker, Greenman, Inc.	PERS	0443	GMAN
Investors Discount Corp.	QRCC	0158	INVD
Shapiro, J. & Co.	QRCC	0158	JSHA

Delete Last Trade Date, August 7, 2003:
AKT Associates	SBSH	0418	AKTA
American Third Market Corp.	PRST	0551	AMET
Calvert Securities, Inc.	BARD	0547	CALV
Black (D.M.) & Co., Inc.	RAGN	0733	DMBK
Donald & Co. Securities, Inc.	BNYC	0262	DONC
Fidelity National Capital Investors, Inc.	FCCP	0141	FNCI
Sutton (J.B.) Group	CIBC	0438	JBSG
Wagner (J.H.) & Co. Inc.	BBHC	0010	JHWR
White (Jack) & Company	BIDW	0044	JWHI

Add First Trade Date, August 7, 2003:
Granite Financial Group, Inc.	BOFA	0773	GFIN

Executing Broker Name Changes, Effective First Trade Date, August 12, 2003:
From: Accredited Investors	SWST	0279	ACCI
To: Promark Securities, Inc.	SWST	0279	ACCI

From: AAG Securities	PERS	0443	AGSS
To: Great American Advisors, Inc.	PERS	0443	AGSS

From: American General Securities	PERS	0443	AMGN
To: American General Securities Incorporated	PERS	0443	AMGN

From: BAC Corp Securities & Investment Services	PERS	0443	BCCS
To: BAC Florida Investments Corp.	PERS	0443	BCCS

From: BSC Alliance Limited Co.	SWST	0279	BSCA
To: BSC Securities L.L.C.	SWST	0279	BSCA

From: Cain Brothers & Company	PERS	0443	CBCI
To: Cain Brothers & Company, LLC	PERS	0443	CBCI

From: Ceros Broker Service GMBH	PERS	0443	CERS
To: Ceros Broker Service, Inc.	PERS	0443	CERS

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
From: Centura Securities, Inc.	PERS	0443	CSIB
To: RBC Centura Securities, Inc.	PERS	0443	CSIB

From: Cosource, L.L.C.	SWST	0279	CSOR
To: Cusource, LLC	SWST	0279	CSOR

From: First of America Municipals, Inc.	BNYC	0262	FAMI
To: First American Municipals, Inc.	BNYC	0262	FAMI

From: Family Management Securities Corp.	PERS	0443	FMGT
To: Family Management Securities, LLC	PERS	0443	FMGT

From: Froggatte & Herndon Capital Corp.	SWST	0279	FRGH
To: Froggatte & Company	SWST	0279	FRGH

From: Hibernia Investment Securities, Inc.	PERS	0443	HISI
To: Hibernia Investments, L.L.C.	PERS	0443	HISI

From: Hoover Breault & Co., Inc.	SWST	0279	HOOV
To: Carey, Thomas, Hoover, & Breault, Inc.	SWST	0279	HOOV

From: HRC Services, Inc.	PERS	0443	HRCS
To: HRC Investment Services, Inc.	PERS	0443	HRCS

From: Jackson Securities Incorporated	PERS	0443	JACK
To: Jackson Securities LLC	PERS	0443	JACK

From: Garbacz (Joseph) Investments, Inc.	PERS	0443	JGII
To: The Garbacz Group Inc.	PERS	0443	JGII

If you have any questions regarding this notice, please contact Frank DeRiso at (212) 855-4941 or Miriam Santiago at (212) 855-4947.

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