A 5681 - September 26, 2003

A#	5681
P&S #:	5251

DATE:	September 26, 2003

TO:	ALL PARTICIPANTS

ATTENTION:	MANAGER, PURCHASES AND SALES DEPARTMENT; CASHIER; FUND/SERV PARTICIPANTS; ACATS PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS

FROM:	Pablo Cubi, Associate Director, Membership Administration

SUBJECT:	CHANGES IN THE LIST OF PARTICIPANTS

· The following firm will begin participation in the Fund/Serv service, as detailed below:

First Trade Date, September 24, 2003:

MH Elite Portfolio of Funds, Inc. No. 4837

· An additional number has been assigned to State Street Bank & Trust Co. (# 2950) for the purpose of utilizing the Fund/Serv and Networking services, as detailed below:

First Trade Date, October 1, 2003:

State Street Bank & Trust Co./Wealth Manager Services No. 6503

Networking Code: 9T

Contact: Edward E. Chainey Jr.

Phone: (617) 537-3184

· Kindly update the NSCC Directory dated July 11, 2003 (for OTC Executed-By-List and Municipal Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, September 22, 2003:
Wisconsin Discount Securities Corporation	QRCC	0158	WIDS

Delete Last Trade Date, September 25, 2003:
Corpfin.com, Inc.	BHCS	0632	CPFN
Brown Harold C. & Co., Inc.	PERS	0443	HBRW
Thrasher & Company, Inc.	BHCS	0632	TRSH

Add First Trade Date, September 25, 2003:
MMC Securities Corp.	MLCO	0161	MMCS

Add First Trade Date, September 26, 2003:
Silver Leaf Partners, LLC	ABNA	0425	LEAF
Wisconsin Discount Securities Corp.	SWST	0279	WIDS

Add First Trade Date, October 1, 2003:
Nordic Partners, Inc.	PERS	0443	NORP
Wedbush Morgan Securities, Inc.	WEDB	0103	WEDS

Clearing Broker Change, Effective First Trade Date, October 1, 2003:
From: HVB Capital Markets, Inc.	BHFS	0384	BVCM
To: HVB Capital Markets, Inc.	PERS	0443	BVCM

Clearing Broker Change , Effective First Trade Date, October 3, 2003:
From: Hornblower, Fischer & Co.	BHFS	0384	HORN
To: Hornblower, Fischer & Co.	PERS	0443	HORN

Executing Broker Name Change, Effective First Trade Date, September 26, 2003:
From: Hoenig & Co., Inc.	JEFF	0019	HOEN
To: ITF Execution Services, Inc.	JEFF	0019	HOEN

From: TIG Capital Securities Co.		0235	TIGC
To: Interfinancial Partners, Inc.		0235	TIGC




	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Executing Broker Name Change, Effective First Trade Date, September 29, 2003:
From: Mike and Diana Securities, Inc.	PFSI	0234	MIKE
To: Mike Discount Securities Inc.	PFSI	0234	MIKE

From: North Central Securities Inc.		0235	NCSI
To: Emergent Financial Group, Inc.		0235	NCSI

From: Greenberg Nehls & Co.		0235	NEHL
To: Greenburg Financial Group		0235	NEHL

From: Oxford Financial Group	PWJC	0221	OXFD
To: Investors Trading Corp.	PWJC	0221	OXFD

From: PB&T Financial Services Inc.		0235	PBTF
To: World Choice Securities, Inc.		0235	PBTF

From: Premier Discount Trading Group		0235	PDTG
To: Chaconia Financial Services, Inc.		0235	PDTG

From: Penrod & Co.		0235	PENC
To: Penrod Financial Services, Inc.		0235	PENC

From: Peter L. Pointer Investment Company	FCCP	0141	PLPI
To: Pointer, Peter Leon	FCCP	0141	PLPI

From: Quantum Securities Corp.		0235	QSEC
To: Regis Securities Corporation		0235	QSEC

From: Traders Advantage	PFSI	0234	TACO
To: Georgia Capital Partners, Inc.	PFSI	0234	TACO

From: Cleary Gull Investment Management Services, Inc.		0235	TGUL
To: Cleary Gull Inc.		0235	TGUL

From: Tompo Securities		0235	TMPO
To: Tempo Securities Corporation		0235	TMPO

From: Tocqueville Securities L.P.		0235	TOCQ
To: Lepercq, De Neuflize/Tocqueville Securities, L.P.		0235	TOCQ

From: Grossman & Co.	PFSI	0234	TRDW
To: Grossman & Co., LLC	PFSI	0234	TRDW
	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
From: U.S. Brokerage, Inc.	PFSI	0234	USDB
To: U.S. Discount Brokerage, Inc.	PFSI	0234	USDB

From: UST Securities Corp/Special Account	PWJC	0221	USSP
To: UST Securities Corp.	PWJC	0221	USSP

From: Mckee (W.B.) Securities, Inc.	FCCP	0141	WBMK
To: Gainey Financial Services, Inc.	FCCP	0141	WBMK

From: Western Pacific Securities, Inc.	LARK	0371	WEPA
To: WP Securities, Inc.	LARK	0371	WEPA

Correction to NSCC Important Notice Dated September 19, 2003, A: #5678, P&S: #5248:

The notice incorrectly reported that MPID “WAIN” would be deleted. Please be advised that the firm will continue to clear through Pershing LLC # 0443.

· Kindly update the NSCC Directory dated July 11, 2003 (for OTC Executed-By List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, September 25, 2003:
Edelman Securities Company, L.P.	BSSC	0352	ASCO
May, Davis Group Inc.	BHCS	0632	MDGI
Wall Street Securities, Inc.	LARK	0371	WLLS

Add First Trade Date, September 23, 2003:
ML Professional CC	PRST	0551	PROU

Add First Trade Date, September 24, 2003:
Vision Brokerage Services, LLC	PFSI	0234	VBSL

Add First Trade Date, September 25, 2003:
Patrick, Lawrence & Associates, Inc.	NISC	0044	PTLE

Clearing Broker Change, Effective First Trade Date, September 25, 2003:
From: KBD Securities, LLC	SILK	0501	KBDS
To: KBD Securities, LLC	SWST	0279	KBDS

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Clearing Broker Change, Effective First Trade Date, October 1, 2003:
From: AEB Corporation	BHFS	0384	AEBC
To: AEB Corporation	PERS	0443	AEBC


From: BNY Brokerage Inc.	BHFS	0384	ESGN
To: BNY Brokerage Inc.	PERS	0443	ESGN

Clearing Broker Change and Executing Broker Name Change, Effective First Trade Date, September 24, 2003:
From: Spencer Trask Securities, Inc.	BNYC	0262	STSI
To: Spencer Trask Ventures, Inc.	NFSC	0226	STSI

Clearing Broker Change and Executing Broker Name Change, Effective First Trade Date, October 1, 2003:
From: Rand International Securities LLC.	BHFS	0384	RAND
To: Barnard Jacobs Mellet (USA), LLC	PERS	0443	RAND

Executing Broker Name Change, Effective First Trade Date, September 23, 2003:
From: Millenco LP	PRST	0551	MLEN
To: ML Professional CC/Millenco	PRST	0551	MLEN

Executing Broker Name Change, Effective First Trade Date, September 26, 2003:
From: Rittenhouse Trust Securities, Inc.	FCCP	0141	RITT
To: Harverford Trust Securities, Inc.	FCCP	0141	RITT

Executing Broker Name Change, Effective First Trade Date, September 29, 2003:
From: Mid Florida Capital Management, Inc.	LARK	0371	MOFO
To: Mid Florida Equities, Inc.	LARK	0371	MOFO

From: Mitchell Securities	DADA	0361	MORE
To: Mitchell Securities Corporation of Oregon	DADA	0361	MORE

From: Mastertrader.com	PFSI	0234	MSTR
To: Pristine Securities, LLC	PFSI	0234	MSTR


	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
From: NBC International (USA), Inc.	FMAF	5008	NBFI
To: NBF Securities (USA) Corp.	FMAF	5008	NBFI

From: Olympic Trading & Investments, Inc.	PFSI	0234	OLYM
To: NT Securities LLC	PFSI	0234	OLYM

From: Putnam Lovell Inc.	FMAF	5008	PTLV
To: Putnam Lovell NBF Securities Inc.	FMAF	5008	PTLV


From: Herman Alexis & Co., Inc.		0235	PTZZ
To: Solomon, David, Herman, Alexis &Co., Inc.		0235	PTZZ

From: Reynolds Dewitt Securities Company	FCCP	0141	RDSS
To: RDSC, LLC	FCCP	0141	RDSS

From: Swift Trade Securities, Inc.	PFSI	0234	SWFT
To: Swift Trade Securities USA Inc.	PFSI	0234	SWFT

From: Net Securities Corp.		0235	TDCO
To: Thompson Davis & Co., Inc.		0235	TDCO

· Kindly update the NSCC Directory dated July 11, 2003 (for Municipal Bond Comparison List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, September 24, 2003:
Spencer Trask Securities, Inc.	BNYC	0262	STSI

Executing Broker Name Change, Effective First Trade Date, September 29, 2003:
From: MM&S Financial, Inc.	PWJC	0221	MMSF
To: Marshall Financial, Inc.	PWJC	0221	MMSF

From: Discount Munibrokers	FCCP	0141	MUNI
To: DM Keck & Company, Inc.	FCCP	0141	MUNI

If you have any questions regarding this notice, please contact Frank DeRiso at (212) 855-4941 or Miriam Santiago at (212) 855-4947.

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