A 5693 - October 10, 2003

A#	5696
P&S #:	5266

DATE:	October 17, 2003

TO:	ALL PARTICIPANTS

ATTENTION:	MANAGER, PURCHASES AND SALES DEPARTMENT; CASHIER; FUND/SERV PARTICIPANTS; ACATS PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS

FROM:	Pablo Cubi, Associate Director, Membership Administration

SUBJECT:	CHANGES IN THE LIST OF PARTICIPANTS

The following firms will retire from all services, as detailed below:

Effective First Trade Date, October 16, 2003:
InCap Securities, Inc./CRA Investment Fund No. 5748
InCap Securities, Inc./Memorial Fund No. 6697
Quasar Distributors, LLC/TT International Funds No. 5533

The following Data Services Only member will begin participation in the Fund/Serv service (external settlement only), as detailed below:

First Trade Date, October 15, 2003:
AM&M Financial Services, Inc. No. 3920

An additional number has been assigned to Barclays Capital, Inc. (#5101) for the purpose of utilizing the Corporate Bond Comparison service, as detailed below:

First Trade Date, October 14, 2003:
Barclays Capital, Inc./Fixed Income No. 7256

Additional numbers have been assigned to Citco-Quaker Fund Distributors, Inc. (#4885) for the purpose of utilizing the Fund/Serv and Networking services, as detailed below:

First Trade Date, October 15, 2003:
Citco-Quaker Fund Distributors, Inc./Penn Street Fund No. 6568
Networking Code: A4
Contact: Joseph Carlin
Phone: (610) 935- 5742

First Trade Date, October 17, 2003:
Citco-Quaker Fund Distributors, Inc./CRA Fund No. 5748
Networking Code: K8
Contact: Joseph Carlin
Phone: (610) 935-5742

Citco-Quaker Fund Distributors, Inc./Memorial Fund No. 6697
Networking Code: C6
Contact: Joseph Carlin
Phone: (610) 935-5742

An additional number has been assigned to SEI Investment Distribution Co. (#5820) for the purpose of utilizing the Fund/Serv and Networking services, as detailed below:

First Trade Date, October 17, 2003:
SEI Investment Distribution Co./TT International Funds No. 5533
Networking Code: RK
Contact: Erald Kilkenny
Phone: (207) 822-6168

An additional number has been assigned to Advisor Dealer Services, Inc. (#5706) for the purpose of utilizing the Fund/Serv and Networking services, as detailed below:

First Trade Date, October 20, 2003:
Advisor Dealer Services, Inc./Meeder Premier Portfolio No. 4937
Networking Code: D8
Contact: Frank C. Robertson
Phone: (614) 760-2109

The following firm will begin participation in the Commission Settlement service, as detailed below:

First Trade Date, October 16, 2003:
CUSO Financial Services, L.P. No. 0329

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, October 13, 2003:
Primeshares (New York) Capital Markets, LLC	NEUB	0155	PSCM

Delete Last Trade Date, October 14, 2003:
A. Gary Shilling & Company	BNYC	0262	GARY
U.S. Bancorp Libra A Division of US Bancorp Inv.	BNYC	0262	LBRA
Rabo Securities USA, Incorporated	BNYC	0262	RABO

Delete Last Trade Date, October 15, 2003:
Protrader Securities L.P.	ICLS	0004	CRNR

Delete Last Trade Date, October 16, 2003:
Camden Securities, Inc.	PFSI	0234	HSIT
Park Capital Securities, LLC	WSPD	0030	PARC
H.C. Wainwright & Co.	PERS	0443	WAIN

Delete Last Trade Date, October 17, 2003:
Lewis Investments, LLC	PWJC	0221	LWIS

Add First Trade Date, October 16, 2003:
Wedbush Morgan Securities, Inc.	WEDB	0103	WEDO

Add First Trade Date, October 20, 2003:
Great Eastern Securities, Inc.	SWST	0279	GREB
Hardcastle Trading USA, LLC	FOCC	0690	HCTA
V.M. Manning & Co., Inc.	SALI	0750	MANI

Add First Trade Date, October 27, 2003:
GLB Trading Inc.	CCLS	0265	GLBT

Clearing Broker Change, Effective First Trade Date, October 15, 2003:
From: All Funds, Inc.	PWJC	0221	AFIN
To: All Funds, Inc.	NFSC	0226	AFIN

From: Fox & Company Investments, Inc.	PWJC	0221	FOXX
To: Fox & Company Investments, Inc.	NFSC	0226	FOXX

From: Marquette DeBarry Co., Inc.	PWJC	0221	MDEB
To: Marquette DeBarry Co., Inc.	NFSC	0226	MDEB

From: SBK-Brooks Investment Corp.	PWJC	0221	SBKB
To: SBK-Brooks Investment Corp.	NFSC	0226	SBKB

From: U.S. Securities, Intl. Corp.	PWJC	0221	USIC
To: U.S. Securities, Intl. Corp.	NFSC	0226	USIC

Clearing Broker Change, Effective First Trade Date, October 22, 2003:
From: Capitol Securities Management Inc.	PWJC	0221	CSMI
To: Capitol Securities Management Inc.	QRCC	0158	CSMI

Executing Broker Name Change, Effective First Trade Date, October 16, 2003:
From: Winston (T.R.) & Co., Inc.	BSSC	0352	TRWN
To: T.R. Winston & Company, LLC	BSSC	0352	TRWN

Executing Broker Name Change, Effective First Trade Date, October 20, 2003:
From: Vanderbilt Securities	BSSC	0352	VBLT
To: Vanderbilt Securities, LLC	BSSC	0352	VBLT

Correction to NSCC Important Notice Dated October 3, 2003, A: #5691, P&S: #5261. Please be advised that MPID “BVCM” will change its clearing broker from BNY Clearing/International (#0384) to Pershing #0443 effective first trade date October 22, 2003 and not on October 15, 2003, as previously reported.

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, October 16, 2003:
Cantor (S.B.) & Co., Inc.	SILK	0501	CNTR
Diversified Global Captial Group, Inc.	DAIN	0235	DGCG

Delete Last Trade Date, October 17, 2003:
Mid-Ohio Securities Corp.		0235	MHIO
Quantum Trading Corp.	SWST	0279	QTUM

Add First Trade Date, October 14, 2003:
Sidoti & Company, LLC	BSSC	0352	SIDC

Add First Trade Date, October 16, 2003:
Stern Fisher Edwards, Inc.	NFSC	0226	SFEI

Add First Trade Date, October 20, 2003:
SG Cowen Securities Corporation	COWN	0286	SGAS
Stock Depot, Inc.	SALI	0750	SDPT

Clearing Broker Change, Effective First Trade Date, October 15, 2003:
From: Golden Beneficial Securities	ACLR	0297	GBSC
To: Golden Beneficial Securities	ICLS	0004	GBSC

Clearing Broker Change, Effective First Trade Date, October 16, 2003:
From: Robert Brandt & Co.	PWJC	0221	BRND
To: Robert Brandt & Co.	NFSC	0226	BRND

Clearing Broker Change, Effective First Trade Date, October 17, 2003:
From: Legend Merchant Group, Inc.	BHCS	0632	LGND
To: Legend Merchant Group, Inc.		0235	LGND

Clearing Broker Change, Effective First Trade Date, October 22, 2003:
From: Auerbach Grayson & Co., Inc.	BHFS	0384	AGCO
To: Auerbach Grayson & Co., Inc.	PERS	0443	AGCO

From: Bulltick, LLC	BHFS	0384	BLTK
To: Bulltick, LLC	PERS	0443	BLTK

Clearing Broker Change, Effective First Trade Date, November 4, 2003:
From: Churchill Financial L.L.C.	ABNA	0425	CHCH
To: Churchill Financial L.L.C.	BSSC	0352	CHCH

Executing Broker Name Change, Effective First Trade Date, October 20, 2003:
From: Elite Investments, LLC		0235	ELIT
To: Community Bankers Securities, LLC		0235	ELIT

Executing Broker Name and Symbol Change, Effective First Trade Date, October 27, 2003:
From: Island ECN, Inc. (The)	ICSG	0067	ISLD
To: Inet ATS, Inc.	ICSG	0067	INET

Correction to NSCC Important Notice Dated October 3, 2003, A: #5691, P&S: #5261. Please be advised MPID “RAND” will not be changing their clearing broker from BNY Clearing/International (#0384) to Pershing (#0443), as previously reported.

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Add First Trade Date, October 17, 2003:
Legend Merchant Group, Inc.		0235	LGND

Clearing Broker Change, Effective First Trade Date, October 20, 2003:
From: Mid-Ohio Securities Corp.		0235	MIOH
To: Mid-Ohio Securities Corp.	NFSC	0226	MIOH

If you have any questions regarding this notice, please contact Frank DeRiso at (212) 855-4941 or Miriam Santiago at (212) 855-4947.

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