A#

5700

P&S #:

5270
   

DATE:

October 24, 2003
   

TO:

ALL PARTICIPANTS
   

ATTENTION:

MANAGER, PURCHASES AND SALES DEPARTMENT; CASHIER; FUND/SERV PARTICIPANTS; ACATS PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS
   

FROM:

 Pablo Cubi, Associate Director, Membership Administration
   
SUBJECT: CHANGES IN THE LIST OF PARTICIPANTS

Last Trade Date, October 20, 2003:

Metlife Securities, Inc./Benefit Securities Corp.                                                             No.  0600

Last Trade Date, October 21, 2003:

Rock Island Specialist Inc./VSTB                                                                                 No.  3724

Last Trade Date, October 30, 2003:

Quasar Distributors, LLC/Alpha Analytics Investment Trust                                          No.  5758

 

detailed below:

Last Trade Date, October 22, 2003:

Commerce Bank of Kansas City, N.A.                                                                         No.  2170

 

Effective First Trade Date, October 24, 2003:

From: BenefitsCorp Equities, Inc.                                                                                  No.  0257

To:     GWFS Equities, Inc.                                                                                          No.  0257

 

 

Clearing Broker

Identifiers

Executing Broker

Identifiers
 

Alpha

Numeric

Alpha

Numeric

Delete Last Trade Date, October 23, 2003:

        

Kopstein, Van Alen, Nash & Co., Inc.

WSPD

0030

KVAN

  
         

Add First Trade Date, October 21, 2003:

        

Geoffrey Richards Securities Corp.

RAGN

0773

TAIG

  
         

Clearing Broker Change, Effective First Trade Date, October 22, 2003:

       

From:  First Kentucky Securities Corp.

BNYC

0262

FKSC

  

To:      First Kentucky Securities Corp.

  

0235

FKSC

  
         

Clearing Broker Change, Effective First Trade Date, October 29, 2003:

       

From:  Sky Capital LLC

BNYC

0262

SKYC

  

To:      Sky Capital LLC

NFSC

0226

SKYC

  
         

 

 

Clearing Broker

Identifiers

Executing Broker

Identifiers
 

Alpha

Numeric

Alpha

Numeric

Delete Last Trade Date, October 21, 2003:

        

Putnam Lovell NBF Securities Inc.

FMAF

5008

PTLV

  
         

Add First Trade Date, October 27, 2003:

        

Block Island Securities

SILK

0501

BIRI

  

 

 

Clearing Broker

Identifiers

Executing Broker

Identifiers
 

Alpha

Numeric

Alpha

Numeric

Add First Trade Date, October 20, 2003:

  

 

    

Crown Financial Group, Inc.

SILK

0501

CRWN

  
   

 

    

Add First Trade Date, October 27, 2003:

  

 

    

Telecom Regulatory Source Associates, LLC

NFSC

0226

TELE

  
   

 

    

If you have any questions regarding this notice, please contact Frank DeRiso at (212) 855-4941 or Miriam Santiago at (212) 855-4947.