A#	5720
P&S #:	5290
DATE:	November 21, 2003
TO:	ALL PARTICIPANTS
ATTENTION:	MANAGER, PURCHASES AND SALES DEPARTMENT; CASHIER; FUND/SERV PARTICIPANTS; ACATS PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS
FROM:	Pablo Cubi, Associate Director, Membership Administration
SUBJECT:	CHANGES IN THE LIST OF PARTICIPANTS

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·         The following firm will retire from all services, as detailed below:

Last Trade Date, November 24, 2003:

BNY Clearing Services, LLC                                                                                       No.  0262

Pershing, LLC (#0443) will assume all open contracts of BNY Clearing Services, LLC (#0262), which are to be cleared or settled through or by National Securities Clearing Corporation.

Note: Please direct all inquiries regarding the above to:

Pershing, LLC (#0443)

Contact Name: Martin Donaldson

Phone:              (201) 413-2191

E-Mail Address: mdonaldson@pershing.com

BNY Clearing Services, LLC (#0262)

Contact Name: Ray Maratea

Phone:              (414) 225-4880

E-Mail Address: rmaratea@bnyclearing.com

·         The following firm will retire from all services, as detailed below:

Last Trade Date, November 28, 2003:

*BNY Clearing Services, LLC/International Services Division                                       No.  0384

*For more information regarding #0384 please see page 2 of this notice.

·         An Additional Number has been assigned to Pershing, LLC (#0443) for the purpose of utilizing the Listed Comparison Service, OTC Comparison Service, Envelope Settlement Service, CNS Regular Way and When Issued Municipal Bond Comparison Service, Corporate Bonds, ACATS, ACATS Fund/Serv, Fund /Serv and Networking Services, as detailed below:

First Trade Date, December 1, 2003:

Pershing, LLC/International Services Division                                                                No.  *0384

Listed Alpha Identifier:                                                                                                         BHF

OTC Alpha Identifier:                                                                                                          BHFS

Networking Code:                                                                                                               BQ

·        The following firm will retire from all services, as detailed below:

Last Trade Date, November 28, 2003:

GE Life & Annuity Assurance Co/Lynchburg                                                                No.  4586

·        The following firm will begin participation in the Insurance Processing service, as detailed below:

First Trade Date, December 1, 2003:

General Electric Capital Assurance Company                                                                No.  4586

·        The following firm will begin participation in the ACATS service, as detailed below:

First Trade Date, November 18, 2003:

RBC Dominion Securities Corporation                                                                          No.  0569

·        The following firms will no longer participate in the Fund/Serv and Networking services, as detailed below:

Last Trade Date, November 21, 2003:

Allianz Life Insurance Company of North America                                                        No.  4523

Allianz Life Insurance Company of New York                                                              No.  4524

·        The following firms will change their names only, as detailed below:

Effective, First Trade Date, November 24, 2003:

From: Sun Life Assurance Co. of Canada (US)/Liberty Funds                                       No.  4644

To:     Sun Life Assurance Co. of Canada (US)/Columbia Funds Distribution                 No.  4644

From: Sun Life Insurance & Annuity Co. of NY/Liberty Funds                                      No.  4645

To:     Sun Life Insurance & Annuity Co. of NY/Columbia Funds Distribution                No.  4645

·               Kindly update the NSCC Directory dated July 11, 2003 (for OTC Executed-By-List and Municipal Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, November 19, 2003:
Third Market Corporation (The)	BHCS	0632	THRD
Add First Trade Date, November 18, 2003:
H.C. Wainright & Co.	PERS	0443	WAIN
Add First Trade Date, November 19, 2003:
Samsung Securities (America), Inc.	PFSI	0234	SSNY
Add First Trade Date, November 21, 2003:
Independent Research Group, LLC	BSSC	0352	INRG
Clearing Broker Change, Effective First Trade Date, November 19, 2003:
From:  Folger Nolan Fleming Douglas Inc.	PWJC	0221	FNFD
To:      Folger Nolan Fleming Douglas Inc.	FCCP	0141	FNFD

·                    Kindly update the NSCC Directory dated July 11, 2003 (for OTC Executed-By List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Add First Trade Date, November 19, 2003:
Hunter Scott Financial, LLC	SALI	0750	PLCP
Add First Trade Date, November 20, 2003:
Deutsche Bank Securities, Inc.	DBAB	0573	DBPT
Seibert (J.D.) & Company Inc.	QRCC	0158	SEIB
Add First Trade Date, December 1, 2003:
Citigroup Global Markets, Inc.	SBSH	0418	GATE
Pan American Financial Advisers	SILK	0501	PAFS
Clearing Broker Change, Effective First Trade Date, November 28, 2003:
From:  NYFIX Millennium, LLC	SILK	0501	NYFX
To:      NYFIX Millennium, LLC	NFCC	0294	NYFX

·                    Kindly update the NSCC Directory dated July 11, 2003 (for Municipal Bond Comparison List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, November 21, 2003:
Bloomberg Tradebook, LLC	BNYC	0262	BLTR
Capital Investment Services, Inc.	BNYC	0262	CISE
Jencks & Company, LLC	BNYC	0262	JNKS

If you have any questions regarding this notice, please contact Frank DeRiso at (212) 855-4941 or Miriam Santiago at (212) 855-4947.