A#	5729
P&S #:	5299
DATE:	December 5, 2003
TO:	ALL PARTICIPANTS
ATTENTION:	MANAGER, PURCHASES AND SALES DEPARTMENT; CASHIER; FUND/SERV PARTICIPANTS; ACATS PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS
FROM:	Pablo Cubi, Membership Administration
SUBJECT:	CHANGES IN THE LIST OF PARTICIPANTS

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·        The following firm will change its OTC Alpha Identifier only, as detailed below:

Effective First Trade Date, December  15, 2003:

From: Oppenheimer & Co. Inc.                                                                                    No.  0571

OTC Alpha Identifier:                                                                                                          FAHN

To: Oppenheimer & Co. Inc.                                                                                        No.  0571

OTC Alpha Identifier:                                                                                                          OPCO

·         The following firms will retire from all services, as detailed below:

Last Trade Date, December 1, 2003:

Howe Barnes Investments, Inc.                                                                                     No.  0477

Last Trade Date, December 5, 2003:

Transamerica Securities Sales Corp.                                                                             No.  5446

·        The following firm will begin participation in the Municipal Bond Comparison service, as detailed below:

First Trade Date, December  5, 2003:

Popular Securities, Inc.                                                                                                 No.  6779

      Muni Alpha Identifier:                                                                                                           POPS

·         An Additional Number has been assigned to State Street Bank & Trust (#2950) for the purpose of utilizing the Fund/Serv and Networking services, as detailed below:

First Trade Date, December 3, 2003:

State Street Bank & Trust Company/Sanford Bernstein Alliance Capital                        No.  6519

Networking Code:                                                                                                               HH

Contact: Nancy E. Norton

Phone: (617) 483-2083

·         An Additional Number has been assigned to Security Life of Denver (#4622) for the purpose of utilizing the Fund/Serv service, as detailed below:

First Trade Date, December 4, 2003:

Security Life of Denver/Mutual Funds                                                                           No.  4668

·         An Additional Number has been assigned to AFSG Securities Corp. (#5580) for the purpose of utilizing the Fund/Serv, Networking and ACATS Fund/Serv services, as detailed below:

First Trade Date, December 8, 2003:

AFSG Securities Corp./Transamerica Premier Funds                                                    No.  5446

Networking Code:                                                                                                               W2

Contact:  John K. Carter

Phone:    (727) 299-1800

·        The following firm will begin participation in the Networking service, as detailed below:

First Trade Date, December  2, 2003:

First Allied Securities, Inc.                                                                                            No.  0146

Networking Code:                                                                                                               IV

Contact: Tiy O’Neal

Phone: (619) 702-9632

·        The following firm will begin participation in the Fund/Serv service, as detailed below:

First Trade Date, December  3, 2003:

Mellon Fund Distributors, L.P.                                                                                      No.  6558

·        The following firm will begin participation in the ACATS Fund/Serv service, as detailed below:

First Trade Date, December  5, 2003:

Vanguard Marketing Corporation                                                                                 No.  5772

·        The following firm will change its name only, as detailed below:

Effective First Trade Date, December  9, 2003:

From:  Boston Safe Deposit & Trust Company                                                             No.  0954

To:      Mellon Trust of New England, National Association                                           No.  0954

·               Kindly update the NSCC Directory dated July 11, 2003 (for OTC Executed-By-List and Municipal Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, December 2, 2003:
Drizos Investment Inc.	SWST	0279	DRIZ
Tym Securities	SWST	0279	TYME
Clearing Broker Change, Effective First Trade Date, December 4, 2003:
From:  Brockington Securities, Inc.	PWJC	0221	BGTN
To:      Brockington Securities, Inc.	NFSC	0226	BGTN
From:  Portfolio Resources Group, Inc.	PWJC	0221	PRGI
To:      Portfolio Resources Group, Inc.	NFSC	0226	PRGI
Clearing Broker Change, Effective First Trade Date, December 8, 2003:
From:  Garban Corporates, LLC	PWJC	0221	GARC
To:      Garban Corporates, LLC	NFSC	0226	GARC
Clearing Broker Change, Effective First Trade Date, December 10, 2003:
From:  Avalon Partners, Inc.	LEGG	0740	AVAP
To:      Avalon Partners, Inc.	QRCC	0158	AVAP
Executing Broker Name Change, Effective First Trade Date, December 2, 2003:
From:  Inter-Dealer Brokers LLC	BHFS	0384	GFIG
To:      GFI Securities LLC	BHFS	0384	GFIG
Executing Broker Name Change, Effective First Trade Date, December 3, 2003:
From:  Furman Selz Financial Services LLC	BSSC	0352	FSFS
To:      ING Furman Selz Financial Services LLC	BSSC	0352	FSFS

·                    Kindly update the NSCC Directory dated July 11, 2003 (for OTC Executed-By List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, December 2, 2003:
Camden Financial Service Inc.	SWST	0279	CMDN
Delete Last Trade Date, December 4, 2003:
Gintel & Co., LLC	BSSC	0352	GINT
Madison Capital Associates, LLC	FOCC	0690	MDCP
Add First Trade Date, December 2, 2003:
Cannondale Securities, LLC	SILK	0501	CANN
Add First Trade Date, December 8, 2003:
Granite Financial Group, Inc.	BOFA	0773	GFNC
Clearing Broker Change, Effective First Trade Date, December 2, 2003:
From:  Surety Financial Services	PWJC	0221	MESI
To:      Surety Financial Services	NFSC	0226	MESI

·                    Kindly update the NSCC Directory dated July 11, 2003 (for Municipal Bond Comparison List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Clearing Broker Change, Effective First Trade Date, December 10, 2003:
From:  Amsouth Investment Services, Inc.	NFSC	0226	AMSO
To:      Amsouth Investment Services, Inc.	PERS	0443	AMSO

If you have any questions regarding this notice, please contact Frank DeRiso at (212) 855-4941 or Miriam Santiago at (212) 855-4947.