A#	5869
P&S #:	5439
DATE:	July 30, 2004
TO:	ALL PARTICIPANTS
ATTENTION:	MANAGER, PURCHASES AND SALES DEPARTMENT; CASHIER; FUND/SERV PARTICIPANTS; ACATS PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS
FROM:	Pablo Cubi, Membership Administration
SUBJECT:	CHANGES IN THE LIST OF PARTICIPANTS

---

·        The following firms will retire from all services, as detailed below:

Last Trade Date, July 29, 2004:

DBTC Americas/Dealer Clearance                                                                               No.  2141

Last Trade Date, July 30, 2004:

Banc One Capital Markets, Inc.                                                                                   No.  0264

Last Trade Date, August 10, 2004:

Bank One, NA                                                                                                             No.  2332

·        The following firm will begin participation in the Fund/SERV, Networking and ACATS Fund/SERV services, as detailed below:

First Trade Date, August 2, 2004:

Concorde Funds, Inc.                                                                                                   No.  5669

Networking Code:                                                                                                               DI

Contact:  Casandra Sauer

Phone:     (414) 287-3963

·        An additional number has been assigned to J.P. Morgan Securities, Inc. (#0060) for the purpose of utilizing the Fund/SERV, Commission Settlement and RECAPS services, as detailed below:

First Trade Date, August 2, 2004:

J.P. Morgan Securities, Inc./BOCM                                                                             No.  0264

·        The following firm will change its NYSE and AMEX Listed Identifier, as detailed below:

Effective First Trade Date, August 9, 2004:

From:  Oppenheimer & Co., Inc.                                                                                  No.  0571

Listed Alpha Identifier:                                                                                                         FAH

To:      Oppenheimer & Co., Inc.                                                                                  No.  0571

Listed Alpha Identifier:                                                                                                         OPCO

·        The following firm will change its name and AMEX Listed Identifier, as detailed below:

Effective First Trade Date, August 2, 2004:

From:  Spear Leeds & Kellogg/Performance Group Specialist                                       No.  0399

AMEX Listed Identifier:                                                                                                       PCG  

To:      Spear Leeds & Kellogg/Kellogg Capital                                                            No.  0399

AMEX Listed Identifier:                                                                                                       KCG 

·        The following firm will begin participation in the Commission Settlement service, as detailed below:

First Trade Date, July 29, 2004:

Goldman Sachs/Commerce Funds                                                                                No.  5799

·        The following firm will change its name only, as detailed below:

Effective First Trade Date, August 2, 2004:

From:  Adams, Harkness & Hill, Inc.                                                                            No.  0213

To:      Adams Harkness, Inc.                                                                                       No.  0213

·               Kindly update the NSCC Directory dated July 9, 2004 (for OTC Executed-By-List and Municipal Bond Comparison System) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, July 30, 2004:
FOC Division of Spear, Leeds & Kellogg, L.P./1/Ret	FOCC	0690	FCRR
London Pacific Securities, Inc.	NFSC	0226	LCMI
Pointer, Peter Leon	FCCP	0141	PLPI
Add First Trade Date, July 27, 2004:
Aura Financial Services, Inc.	SALI	0750	AURA
J.W. Millegan, Inc.	LGNT	0052	JWML
Nandra Group, Inc.	BHCS	0632	NANF
Add First Trade Date, July 29, 2004:
Cambridge Legacy Securities L.L.C.		0235	CLSC
Add First Trade Date, July 30, 2004:
Global Crown Capital, LLC	PFSI	0234	GCCL
Cummins Financial Corporation		0235	JDCO
Add First Trade Date, August 2, 2004:
GRB Financial LLC	SALI	0750	GRBF
Meeting Street Brokerage, LLC	PFSI	0234	MSBR
Clearing Broker Change, Effective First Trade Date, August 4, 2004:
From:  Newbridge Securities Corporation	WSPD	0030	BRGE
To:      Newbridge Securities Corporation	NFSC	0226	BRGE

·                    Kindly update the NSCC Directory dated July 9, 2004 (for OTC Executed-By List) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Delete Last Trade Date, July 30, 2004:
Aristatrade Securities, LLC	PFSI	0234	ARIS
Fortis Capital Investments Inc.	FTIS	7253	MESP
Add First Trade Date, July 27, 2004:
JNK Securities Corp.	SILK	0501	JNKL
Add First Trade Date, July 29, 2004:
Pax Clearing Corporation	PXCO	0671	PXCD
Clearing Broker Change, Effective First Trade Date, July 29, 2004:
From:  Divine Capital Markets LLC	PERS	0443	DTWO
To:      Divine Capital Markets LLC	MLCO	0161	DTWO
Executing Broker Symbol Change, Effective First Trade Date, August 2, 2004:
From:  Sunstate Equity Trading, Inc.	PFSI	0234	JIMK
To:      Sunstate Equity Trading, Inc.	PFSI	0234	SUNE

·                    Kindly update the NSCC Directory dated July 9, 2004 (for Municipal Bond Comparison) as detailed below:

	Clearing Broker Identifiers		Executing Broker Identifiers
	Alpha	Numeric	Alpha	Numeric
Add First Trade Date, July 29, 2004:
Divine Capital Markets LLC	MLCO	0161	DTWO
Clearing Broker Change, Effective First Trade Date, July 28, 2004:
From:  Coughlin & Company, Inc.	ABNA	0425	CGLN
To:      Coughlin & Company, Inc.	WEDB	0103	CGLN

If you have any questions regarding this notice, please contact Frank DeRiso at (212) 855-4941 or Miriam Santiago at (212) 855-4947.