1997 Rule Filings

• File No. SR-NSCC-97-15 - Proposed Rule Change: modifications to the Procedures of the National Securities Clearing Corporation in respect to a New York Stock Exchange trading report for odd-lot securities
• File No. SR-NSCC-97-14 - Proposed Rule Change: modifications to the Procedures of National Securities Clearing Corporation ("NSCC" or the "Corporation") in connection with NSCC’s Trade Comparison Service.
• File No. SR-NSCC-97-13 - Proposed Rule Change: to establish for NSCC ("NSCC" or the "Corporation") applicants and participants enhanced standards relating to competence for membership.
• File No. SR-NSCC-97-12 - Proposed Rule Change: Limited Cross-Guaranty Agreement between National Securities Clearing Corporation ("NSCC") and Options Clearing Corporation ("OCC")
• File No. SR-NSCC-97-11 - Proposed Rule Change: Limited Cross-Guaranty Agreements between National Securities Clearing Corporation ("NSCC") and MBS Clearing Corporation ("MBSCC"), Government Securities Clearing Corporation ("GSCC") and International Securities Clearing Corporation ("ISCC")
• File No. SR-NSCC-97-10 - Proposed Rule Change: modifications to NSCC’s Rules and Procedures to establish a new category of Fund Member for registered Investment Advisers
• File No. SR-NSCC-97-9 - Proposed Rule Change: revisions to NSCC’s Fee Schedule
• File No. SR-NSCC-97-7 - Proposed rule change to revise the Corporation's membership standards, specifically the capital requirements, imposed on members and applicants for membership
• File No. SR-NSCC-97-6 - Proposed Rule Change to expand the Corporation's Board of Directors by one member through the creation of a new director category, the "Industry Director"
• File No. SR-NSCC-97-5 - Proposed Rule Change on Fee Structure Changes for Networking
• File No. SR-NSCC-97-3 - Proposed Rule Change for Methods Submitting Exemptions in CNS
• File No. SR-NSCC-97-1 - Proposed Rule Change to Eliminate Its Securities Transfer Service