2001 Rule Filings

• File No. SR-NSCC-2001-18 - Proposed rule change that permits Data Services Only Members to use Fund/SERV to process fund transactions
• File No. SR-NSCC-2001-13 - Proposed rule change regarding Netting Contract and Limited Cross-Guaranty among The Depository Trust Company ("DTC"), Emerging Markets Clearing Corporation ("EMCC"), Government Securities Clearing Corporation ("GSCC"), MBS Clearing Corporation ("MBSCC"), National Securities Clearing Corporation ("NSCC") and The Options Clearing Corporation ("OCC").
  • Exhibit 2
  • Exhibit 3
  • Exhibit 4
• File No. SR-NSCC-2001-16 - Proposed rule change regarding revisions to National Securities Clearing Corporation's Fee Schedule
• File No. SR-NSCC-01-15 - Proposed rule change regarding changes related to a temporary processing modification for Buy-In executions.
• File No. SR-NSCC-01-14 - Proposed rule change regarding new membership category to allow entities limited access to certain services of the Corporation
• File No. SR-NSCC-01-12 - Proposed rule change regarding the Corporation's discontinuance of trade comparison services for transactions matched at or by the relevant market.
• File No. SR-NSCC-01-11 - Proposed rule change regarding intra-day contract reports.
• File No. SR-NSCC-01-10 - Proposed rule change relating to an enhancement to the Insurance Processing Service (“IPS”) of the National Securities Clearing Corporation (“NSCC”).
• File No. SR-NSCC-01-09 - Proposed rule change relating to the Corporation’s Rules regarding reports NSCC makes available to its Members.
• File No. SR-NSCC-01-08 - Proposed rule change relating to NSCC's Rules regarding the processing of commission payments.
• File No. SR-NSCC-01-07 - Proposed rule change relating to the Corporation's Buy-In Rules and Procedures.
• File No. SR-NSCC-01-06 - Proposed rule change consisting of revisions to NSCC's Fee Schedule.
• File No. SR-NSCC-01-04 - Proposed rule change relating to procedures for calculating and collecting Clearing Fund deposits from Members.
• File No. SR-NSCC-01-01 - Proposed rule change to provide Fund Members with a partial discount of their year 2000 service fees.
• File No. SR-NSCC-01-02 - Proposed rule change to modify the membership criteria for Rule 51 Fund Members.
• File No. SR-NSCC-01-03 -   Proposed rule change to adjust the fees that NSCC charges for various services that are part of NSCC’s Insurance Processing Service (“IPS”) effective with respect to services provided on and after February 1, 2001.
• File No. SR-NSCC-00-14 - Proposed rule filing to make a technical correction to SR-NSCC-00-11, Release No. 34-43597, an NSCC rule filing approved by the Commission on November 20, 2000.